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Alight, Inc. / Delaware Director's Dealing 2024

Jul 5, 2024

31761_dirs_2024-07-05_9c011a3d-6d87-44b1-9ef2-48b1f709b601.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alight, Inc. / Delaware (ALIT)
CIK: 0001809104
Period of Report: 2024-07-02

Reporting Person: Goff Gregory R (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-07-02 Class A Common Stock M 2130 Acquired 1102694 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-07-02 Class B-1 Common Stock $ M 139 Acquired Class A Common Stock (139) Direct
2024-07-02 Class B-2 Common Stock $ M 139 Acquired Class A Common Stock (139) Direct
2024-07-02 Class Z-A Common Stock $ M 2130.65 Disposed Class A Common Stock (2130.65) Direct
2024-07-02 Class Z-B-1 Common Stock $ M 139.73 Disposed Class B-1 Common Stock (139.73) Direct
2024-07-02 Class Z-B-2 $ M 139.73 Disposed Class B-2 Common Stock (139.73) Direct

Footnotes

F1: The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.

F2: Includes restricted stock units scheduled to vest in the future.

F3: Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.

F4: The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.

F5: Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.

F6: The remaining 8,904.35 Class Z-A Shares, 460.27 Class Z-B-1 Shares and 460.27 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.

F7: Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.