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Alight, Inc. / Delaware — Director's Dealing 2021
Dec 23, 2021
31761_dirs_2021-12-23_b61e3594-ec4a-43fc-80ac-f1e33b9f1c47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alight, Inc. / Delaware (ALIT)
CIK: 0001809104
Period of Report: 2021-12-20
Reporting Person: Massey Richard N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Class A common stock | M | 38999 | — | Acquired | 230938 | Direct |
| 2021-12-20 | Class A common stock | D | 28860 | — | Disposed | 202078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Warrants to purchase Class A common stock | $ | M | 38999 | Disposed | Class A common stock (38999) | Direct |
Footnotes
F1: The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated May 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.
F2: Represents shares of Class A common stock deemed withheld by the Issuer from the Reporting Person in connection with the make-whole exercise on a cashless basis pursuant to the Warrant Agreement.
F3: Not applicable.