Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AERIS RESOURCES LIMITED Major Shareholding Notification 2021

Jan 7, 2021

64347_rns_2021-01-07_265c2a7a-b6f7-4c4f-a963-2838a217b3a3.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603
CorporationSectionNotice of initial su s Act 2001671Bbstantial holder
To: Company Name/SchACN/ARSN:1. Details of substantial h eme:olderAERIS RESOURC147 131 977 ES LIMITED
NameThe holder became a substantial holder on:06/01/2021First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

==> picture [399 x 21] intentionally omitted <==

----- Start of picture text ----- Class of securities Number of securities Person's votes Voting power (%)Fully Paid ordinary shares 100,765,896 100,765,896 5.31%----- End of picture text -----

*Note these securities are comprised of 100,654,897 in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 110,999 in which First Sentier Investors Holdings Pty Limited's ultimate parent entity (Mitsubishi UFJ Financial Group, Inc (MUFJ) on and from 6 January 2021), has informed us that it has voting power prior to the date of this notice.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of securities Class and number of securities
Relevant interest under paragraph 608(1)(b)
and/or 608(1)(c) of the Corporations Act 2001
(Cth), being a relevant interest arising from
having the power to control the exercise of the
right to vote attached to securities and/or to
control the exercise of the power to dispose of
securities in its capacity as investment manager
First Sentier Investors (Australia) IM Ltd ACN114 194 311 (as provided for under its investment mandates).In addition, if any OTC derivatives, warrants or 100,654,897 Fully paid ordinary shares
other securities (other than ordinary shares or
ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect
of those securities arises under subsection 608(8)
being an accelerated relevant interest held in the
same capacity.
MUFJ owns 100% of First Sentier Investors
Holdings Pty Limited (indirectly) and has informed
First Sentier Investors Holdings Pty Limited that it
has a relevant interest in the shares noted in this
column. Accordingly, First Sentier Investors
Holdings Pty Limited has a relevant interest or
Mitsubishi UFJ Financial Group, Inc. voting power in those shares pursuant to section608(3) or section 12(2)(a) of the Corporations Act 110,999 Fully paid ordinary shares
(as relevant). MUFJ has not provided any further
details of that relevant interest - accordingly no
transaction information is recorded in Appendix B
or holder information is recorded in Section 4.
Reference is made to any subsequent filing of
MUFJ which will reflect this interest.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevantinterest Registered holder ofsecuritiesPerson entitled to beregistered as holder Class and number of securities
First Sentier Investors (Australia) IM Ltd ACN114 194 311 Citicorp Nominees Pty Limited(Australia) 100,654,897 Fully paid ordinaryshares
Mitsubishi UFJ Financial Group, Inc. Unknown 110,999 Fully paid ordinaryshares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevantinterest Date of acquisition Consideration Class and number of securities
Cash Non-cash
See annexure B to this notice

Page 1

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

==> picture [402 x 189] intentionally omitted <==

----- Start of picture text ----- Name and ACN/ARSN (if applicable) Nature of associationFirst Sentier Investors (Australia) IM ACN 114 194 311 A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors HoldingsLtd Pty Limited7. AddressesThe addresses of persons named in this form are as follows:Name AddressLevel 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSWFirst Sentier Investors (Australia) IM Ltd ACN 114 194 311 2000Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan8. SignatureDated the 08 day of January 2021Rachel Lim - Company Secretary----- End of picture text -----

Page 2

Page 3 of 4

Annexure A

This is annexure A referred to in Form 603, Notice of initial substantial holder dated 06/01/2021

==> picture [107 x 42] intentionally omitted <==

Rachel Lim Company Secretary Dated the 08/01/2021

SCHEDULE

CFSIM (COMPANY NO. 00153197) CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) EDIF II GP S.A.R.L (COMPANY NO. B204413) FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428) FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616) FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117) FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D) FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z) FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743) FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708) FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320) FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442) FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FSIB LTD (REGISTRATION NO. 26193) MITSUBISHI UFJ FINANCIAL GROUP, INC (REGISTRATION NO. 0100-01-073486) MITSUBISHI UFJ TRUST AND BANKING CORPORATION (REGISTRATION NO. 0100-01-008770) SI HOLDINGS LIMITED (COMPANY NO. SC109439)

Page 3

Annexure B

This is annexure B referred to in Form 603, Notice of initial substantial holder dated 06/01/2021

==> picture [110 x 42] intentionally omitted <==

Rachel Lim Company Secretary Dated the 08/01/2021

==> picture [481 x 57] intentionally omitted <==

----- Start of picture text ----- Class and number ofHolder of relevant interest Date of acquisition Consideration cash Consideration non-cashsecurities affectedFirst Sentier Investors (Australia) IM LtdACN 114 194 311 Wednesday, 06 January 2021 2,155,906.52 5,988,230 Ordinary shares----- End of picture text -----

Page 4