AERIS RESOURCES LIMITED — Major Shareholding Notification 2021

Jan 11, 2021

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder

To: Company Name/Scheme: AERIS RESOURCES LIMITED ACN/ARSN: 147 131 977 1. Details of substantial holder Name Mitsubishi UFJ Financial Group, Inc. The holder became a substantial holder on: 6 January 2021 The holder became aware on 8 January 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities	Number of securities	Person's votes	Voting power (%)
Fully Paid ordinary shares	100,765,896	100,765,896	5.31%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest	Class and number of securities
Mitsubishi UFJ Financial Group, Inc.	Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.	100,654,897 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.	Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.	110,999 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Class and number of securities
Mitsubishi UFJ Financial Group, Inc.	Citicorp Nominees Pty Limited (Australia)		100,654,897 Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.	Morgan Stanley Australia Securities (Nominee) Pty Limited		110,999 Fully paid ordinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration	Consideration	Class and number of securities
		Cash	Non-cash
See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

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Name and ACN/ARSN (if applicable)	Nature of association
See annexure A to this notice

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

8. Signature

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Dated 12 January 2021
Authorised signatory
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Annexure A

This is annexure A of 5 pages referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 12 January 2021.

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Authorised Signatory Dated 12 January 2021 SCHEDULE MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital Ⅲ, Limited Partnership Mitsubishi UFJ Capital Ⅳ, Limited Partnership Mitsubishi UFJ Capital Ⅴ, Limited Partnership Mitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M･U･Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M･U･Trust･Apple Planning Company, Ltd.

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Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc.

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SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd.

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MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) CFSIM (COMPANY NO. 00153197) EDIF II GP S.A.R.L (COMPANY NO. B204413) FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428) FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616)

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FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708) FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320) FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST SENTIER INVESTORS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z) FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063) FSIB LTD (REGISTRATION NO. 26193) SI HOLDINGS LIMITED (COMPANY NO. SC109439)

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Annexure B

This is annexure B of 1 page referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 12 January 2021.

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Authorised Signatory Dated 12 January 2021

Holder of relevant interest	Date of acquisition	Consideration cash	Consideration non-cash	Class and number of securities affected
Mitsubishi UFJ Financial Group,Inc	6/11/2020	563.36	N/A	7,613 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	6/11/2020	596.81	N/A	8,289 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	9/11/2020	1,150.70	N/A	15,550 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	10/11/2020	1,328.90	N/A	18,457 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	10/11/2020	1,201.34	N/A	17,162 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	11/11/2020	1,728.64	N/A	23,680 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	11/11/2020	1,487.47	N/A	20,101 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	12/11/2020	2,007.35	N/A	27,498 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	17/11/2020	1,067.30	N/A	12,859 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	24/11/2020	888.35	N/A	12,512 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	25/11/2020	4,425.50	N/A	62,331 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	26/11/2020	1,606.30	N/A	22,624 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	27/11/2020	1,594.83	N/A	21,847 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	30/11/2020	1,490.81	N/A	20,422 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	1/12/2020	1,371.42	N/A	18,045 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	2/12/2020	1,591.13	N/A	18,942 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	3/12/2020	1,389.30	N/A	15,969 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	4/12/2020	1,962.74	N/A	23,091 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	4/12/2020	1,554.36	N/A	18,074 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	7/12/2020	1,527.02	N/A	17,552 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	8/12/2020	1,179.43	N/A	14,210 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	9/12/2020	1,340.31	N/A	16,966 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	10/12/2020	1,071.31	N/A	13,226 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	10/12/2020	44.60	N/A	554 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	11/12/2020	873.94	N/A	10,404 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	14/12/2020	1,290.76	N/A	14,030 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	15/12/2020	1,598.32	N/A	17,564 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	15/12/2020	1,167.41	N/A	11,792 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	16/12/2020	2,120.79	N/A	20,198 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	16/12/2020	1,394.12	N/A	14,082 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	17/12/2020	1,437.70	N/A	14,976 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	17/12/2020	1,693.76	N/A	17,829 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	17/12/2020	41.20	N/A	436 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	17/12/2020	2,458.85	N/A	25,349 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	18/12/2020	32.01	N/A	325 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	18/12/2020	2,325.00	N/A	24,734 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	18/12/2020	3,209.38	N/A	32,418 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	21/12/2020	5,224.59	N/A	49,758 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	22/12/2020	10.75	N/A	115 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	22/12/2020	3,316.62	N/A	34,192 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	22/12/2020	20.07	N/A	208 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	22/12/2020	2,460.64	N/A	26,177 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	23/12/2020	2,863.25	N/A	29,518 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	23/12/2020	2,150.50	N/A	21,505 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	24/12/2020	3,098.30	N/A	30,983 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	29/12/2020	4,327.68	N/A	41,216 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	30/12/2020	6,444.50	N/A	64,445 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	31/12/2020	194.14	N/A	1,894 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	31/12/2020	4,430.37	N/A	42,194 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	31/12/2020	1,623.62	N/A	15,463 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	31/12/2020	900.70	N/A	9,007 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	4/01/2021	3,910.52	N/A	37,243 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	5/01/2021	1,968.96	N/A	16,408 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	5/01/2021	1,940.17	N/A	16,871 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	5/01/2021	2,399.99	N/A	22,857 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	5/01/2021	3,533.95	N/A	30,730 OrdinaryShares
Mitsubishi UFJ Financial Group,Inc	6/01/2021	2,155,906.52	N/A	5,988,230 Ordinaryshares
Mitsubishi UFJ Financial Group,Inc	6/01/2021	2,835.63	N/A	24,133 OrdinaryShares

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Annexure C

This is annexure C of 1 page referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 12 January 2021.

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Authorised Signatory Dated 12 January 2021

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

Schedule	Schedule
Type of Agreement	Australian Master Securities LendingAgreement
Parties to agreement	Morgan StanleyAustralia Securities Limited and CITIBANK NA
Transfer Date	20200727; 20200729; 20200811; 20201110; 20201111; 20201112; 20201113; 20201116; 20201119; 20201126; 20201127; 20201130; 20201201; 20201202; 20201204; 20201207; 20201208; 20201209; 20201210; 20201211; 20201214; 20201215; 20201216; 20201217; 20201218; 20201221; 20201222; 20201223; 20201224; 20201229; 20201230; 20210104; 20210105; 20210106;
Holder of Voting Rights	Borrower
Are there any restrictions on voting rights?	~~Yes/~~ ~~N~~o
If yes, detailNot applicable
Scheduled Return Date (if any)	Open
Does the borrower have the right to return early?	Ye~~s/No~~
If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstandingto the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early?	Ye~~s/No~~
If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originallydelivered.
Will the securities be returned on settlement?	Ye~~s/No~~
If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable.

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