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AERIS RESOURCES LIMITED Major Shareholding Notification 2021

Mar 3, 2021

64347_rns_2021-03-03_a1c41e65-bba2-43fd-94cd-5127325fa9c5.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme:

Aeris Resources Limited

ACN/ARSN: 147 131 977

1. Details of substantial holder

Name:

Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on: 01/03/2021 The previous notice was given to the company on: 12/01/2021 The previous notice was dated: 12/01/2021 The holder became aware on: 03/03/2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and
number of
securities affected
Person's votes
affected
See annexure A to
this notice

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

==> picture [220 x 61] intentionally omitted <==

Dated 4 March 2021

==> picture [200 x 12] intentionally omitted <==

----- Start of picture text -----

Kenji Takase Authorised signatory
----- End of picture text -----

Page 1

Annexure A

This is Annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 4 March 2021.

==> picture [189 x 53] intentionally omitted <==

Kenji Takase Authorised signatory Dated 4 March 2021

Date of change Person whose relevant interest
changed
Nature of change Consideration
given in relation
to change
Class and number of
securities affected
Person's votes
affected
07/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
First Sentier Investors Holdings Pty Ltd

1,417,294.48
4,000,000 Ordinary
shares
4,000,000
07/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

722.09
6,279 Ordinary Shares 6,279
07/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,498.84
29,157 Ordinary Shares 29,157
07/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 86,866 Ordinary Shares 86,866
08/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,820.38
30,563 Ordinary Shares 30,563
08/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,322.28
11,019 Ordinary Shares 11,019
08/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 24,133 Ordinary Shares 24,133
11/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,887.00
15,096 Ordinary Shares 15,096
11/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,157.00
25,256 Ordinary Shares 25,256
11/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

245.00
2,000 Ordinary Shares 2,000
11/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 35,436 Ordinary Shares 35,436
12/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,132.60
27,240 Ordinary Shares 27,240
12/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

246.82
2,296 Ordinary Shares 2,296
12/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 41,582 Ordinary Shares 41,582
13/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

5,634.43
48,995 Ordinary Shares 48,995
13/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

40.92
372 Ordinary Shares 372
13/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 42,352 Ordinary Shares 42,352
14/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,667.95
33,345 Ordinary Shares 33,345
14/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,450.00
30,000 Ordinary Shares 30,000
14/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

340.54
3,027 Ordinary Shares 3,027
15/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

6,257.73
54,415 Ordinary Shares 54,415
18/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,644.07
24,596 Ordinary Shares 24,596
18/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,420.44
23,614 Ordinary Shares 23,614
19/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,098.07
20,469 Ordinary Shares 20,469
19/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,388.54
22,748 Ordinary Shares 22,748
20/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,670.36
24,276 Ordinary Shares 24,276
20/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,464.04
23,467 Ordinary Shares 23,467
21/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

5,833.70
55,559 Ordinary Shares 55,559
22/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,986.17
27,147 Ordinary Shares 27,147
22/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,013.76
28,035 Ordinary Shares 28,035
25/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,862.22
36,783 Ordinary Shares 36,783
25/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 146,986 Ordinary Shares 146,986
27/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,734.64
35,568 Ordinary Shares 35,568
27/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 55,182 Ordinary Shares 55,182
28/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,734.86
18,456 Ordinary Shares 18,456
28/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

251.14
2,806 Ordinary Shares 2,806
28/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,382.58
15,362 Ordinary Shares 15,362
28/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 36,783 Ordinary Shares 36,783

Page 2

29/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,560.76
16,429 Ordinary Shares 16,429
29/01/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,418.18
15,087 Ordinary Shares 15,087
29/01/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 35,568 Ordinary Shares 35,568
01/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,512.78
29,914 Ordinary Shares 29,914
01/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

137.36
1,645 Ordinary Shares 1,645
01/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 36,624 Ordinary Shares 36,624
02/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

4,319.83
49,089 Ordinary Shares 49,089
02/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 31,516 Ordinary Shares 31,516
03/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,650.61
30,821 Ordinary Shares 30,821
03/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,917.71
34,326 Ordinary Shares 34,326
03/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 31,559 Ordinary Shares 31,559
04/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

4,703.66
54,065 Ordinary Shares 54,065
04/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

415.46
4,803 Ordinary Shares 4,803
04/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 49,089 Ordinary Shares 49,089
05/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,361.14
39,083 Ordinary Shares 39,083
05/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 65,147 Ordinary Shares 65,147
08/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

3,650.17
41,956 Ordinary Shares 41,956
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,715.04
19,056 Ordinary Shares 19,056
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

62.75
709 Ordinary Shares 709
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

201.26
2,287 Ordinary Shares 2,287
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

43.75
500 Ordinary Shares 500
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,766.92
19,853 Ordinary Shares 19,853
09/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 97,951 Ordinary Shares 97,951
10/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

2,236.33
24,575 Ordinary Shares 24,575
10/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 41,956 Ordinary Shares 41,956
11/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,575.81
17,509 Ordinary Shares 17,509
11/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,278.84
14,369 Ordinary Shares 14,369
11/02/2021 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity controlled by
Morgan Stanley
N/A 283,980 Ordinary Shares 283,980
12/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,116.18
12,402 Ordinary Shares 12,402
12/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

93.35
1,043 Ordinary Shares 1,043
12/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

497.87
5,594 Ordinary Shares 5,594
12/02/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by
Morgan Stanley
23.99 258 Ordinary Shares 258
15/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,058.53
11,382 Ordinary Shares 11,382
16/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,591.23
17,486 Ordinary Shares 17,486
17/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

459.37
5,048 Ordinary Shares 5,048
17/02/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by
Morgan Stanley
1,723.85 18,536 Ordinary Shares 18,536
25/02/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by
Morgan Stanley

1,263.36
9,024 Ordinary Shares 9,024
25/02/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by
Morgan Stanley
8,992.30 89,923 Ordinary Shares 89,923
01/03/2021 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by First
Sentier Investors Holdings Pty Ltd

1,475,454.50
11,647,590 Ordinary
shares
11,647,590

Page 3