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AERIS RESOURCES LIMITED — Major Shareholding Notification 2021
Mar 3, 2021
64347_rns_2021-03-03_a1c41e65-bba2-43fd-94cd-5127325fa9c5.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Aeris Resources Limited
ACN/ARSN: 147 131 977
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 01/03/2021 The previous notice was given to the company on: 12/01/2021 The previous notice was dated: 12/01/2021 The holder became aware on: 03/03/2021
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [220 x 61] intentionally omitted <==
Dated 4 March 2021
==> picture [200 x 12] intentionally omitted <==
----- Start of picture text -----
Kenji Takase Authorised signatory
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Page 1
Annexure A
This is Annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 4 March 2021.
==> picture [189 x 53] intentionally omitted <==
Kenji Takase Authorised signatory Dated 4 March 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 07/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
1,417,294.48 |
4,000,000 Ordinary shares |
4,000,000 |
| 07/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
722.09 |
6,279 Ordinary Shares | 6,279 |
| 07/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,498.84 |
29,157 Ordinary Shares | 29,157 |
| 07/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 86,866 Ordinary Shares | 86,866 |
| 08/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,820.38 |
30,563 Ordinary Shares | 30,563 |
| 08/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,322.28 |
11,019 Ordinary Shares | 11,019 |
| 08/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 24,133 Ordinary Shares | 24,133 |
| 11/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,887.00 |
15,096 Ordinary Shares | 15,096 |
| 11/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,157.00 |
25,256 Ordinary Shares | 25,256 |
| 11/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
245.00 |
2,000 Ordinary Shares | 2,000 |
| 11/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 35,436 Ordinary Shares | 35,436 |
| 12/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,132.60 |
27,240 Ordinary Shares | 27,240 |
| 12/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
246.82 |
2,296 Ordinary Shares | 2,296 |
| 12/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 41,582 Ordinary Shares | 41,582 |
| 13/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,634.43 |
48,995 Ordinary Shares | 48,995 |
| 13/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
40.92 |
372 Ordinary Shares | 372 |
| 13/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 42,352 Ordinary Shares | 42,352 |
| 14/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,667.95 |
33,345 Ordinary Shares | 33,345 |
| 14/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,450.00 |
30,000 Ordinary Shares | 30,000 |
| 14/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
340.54 |
3,027 Ordinary Shares | 3,027 |
| 15/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,257.73 |
54,415 Ordinary Shares | 54,415 |
| 18/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,644.07 |
24,596 Ordinary Shares | 24,596 |
| 18/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,420.44 |
23,614 Ordinary Shares | 23,614 |
| 19/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,098.07 |
20,469 Ordinary Shares | 20,469 |
| 19/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,388.54 |
22,748 Ordinary Shares | 22,748 |
| 20/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,670.36 |
24,276 Ordinary Shares | 24,276 |
| 20/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,464.04 |
23,467 Ordinary Shares | 23,467 |
| 21/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,833.70 |
55,559 Ordinary Shares | 55,559 |
| 22/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,986.17 |
27,147 Ordinary Shares | 27,147 |
| 22/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,013.76 |
28,035 Ordinary Shares | 28,035 |
| 25/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,862.22 |
36,783 Ordinary Shares | 36,783 |
| 25/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 146,986 Ordinary Shares | 146,986 |
| 27/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,734.64 |
35,568 Ordinary Shares | 35,568 |
| 27/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 55,182 Ordinary Shares | 55,182 |
| 28/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,734.86 |
18,456 Ordinary Shares | 18,456 |
| 28/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
251.14 |
2,806 Ordinary Shares | 2,806 |
| 28/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,382.58 |
15,362 Ordinary Shares | 15,362 |
| 28/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 36,783 Ordinary Shares | 36,783 |
Page 2
| 29/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,560.76 |
16,429 Ordinary Shares | 16,429 |
|---|---|---|---|---|---|
| 29/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,418.18 |
15,087 Ordinary Shares | 15,087 |
| 29/01/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 35,568 Ordinary Shares | 35,568 |
| 01/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,512.78 |
29,914 Ordinary Shares | 29,914 |
| 01/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
137.36 |
1,645 Ordinary Shares | 1,645 |
| 01/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 36,624 Ordinary Shares | 36,624 |
| 02/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,319.83 |
49,089 Ordinary Shares | 49,089 |
| 02/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 31,516 Ordinary Shares | 31,516 |
| 03/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,650.61 |
30,821 Ordinary Shares | 30,821 |
| 03/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,917.71 |
34,326 Ordinary Shares | 34,326 |
| 03/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 31,559 Ordinary Shares | 31,559 |
| 04/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,703.66 |
54,065 Ordinary Shares | 54,065 |
| 04/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
415.46 |
4,803 Ordinary Shares | 4,803 |
| 04/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 49,089 Ordinary Shares | 49,089 |
| 05/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,361.14 |
39,083 Ordinary Shares | 39,083 |
| 05/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 65,147 Ordinary Shares | 65,147 |
| 08/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,650.17 |
41,956 Ordinary Shares | 41,956 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,715.04 |
19,056 Ordinary Shares | 19,056 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
62.75 |
709 Ordinary Shares | 709 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
201.26 |
2,287 Ordinary Shares | 2,287 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
43.75 |
500 Ordinary Shares | 500 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,766.92 |
19,853 Ordinary Shares | 19,853 |
| 09/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 97,951 Ordinary Shares | 97,951 |
| 10/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,236.33 |
24,575 Ordinary Shares | 24,575 |
| 10/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 41,956 Ordinary Shares | 41,956 |
| 11/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,575.81 |
17,509 Ordinary Shares | 17,509 |
| 11/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,278.84 |
14,369 Ordinary Shares | 14,369 |
| 11/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley |
N/A | 283,980 Ordinary Shares | 283,980 |
| 12/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,116.18 |
12,402 Ordinary Shares | 12,402 |
| 12/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
93.35 |
1,043 Ordinary Shares | 1,043 |
| 12/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
497.87 |
5,594 Ordinary Shares | 5,594 |
| 12/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
23.99 | 258 Ordinary Shares | 258 |
| 15/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,058.53 |
11,382 Ordinary Shares | 11,382 |
| 16/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,591.23 |
17,486 Ordinary Shares | 17,486 |
| 17/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
459.37 |
5,048 Ordinary Shares | 5,048 |
| 17/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,723.85 | 18,536 Ordinary Shares | 18,536 |
| 25/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,263.36 |
9,024 Ordinary Shares | 9,024 |
| 25/02/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
8,992.30 | 89,923 Ordinary Shares | 89,923 |
| 01/03/2021 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
1,475,454.50 |
11,647,590 Ordinary shares |
11,647,590 |
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