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5E Advanced Materials, Inc. Share Issue/Capital Change 2026

Jan 12, 2026

34305_rns_2026-01-12_abb2ad0c-ddcd-48ef-81e8-49b35c774230.pdf

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Announcement Summary

Entity name

5E ADVANCED MATERIALS INC.

Date of this announcement

Monday January 12, 2026

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
5EAAZ WARRANTS 2,816,346 07/01/2026

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 1 - Entity and announcement details

1.1 Name of entity

5E ADVANCED MATERIALS INC.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ARBN 655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

New announcement

1.5 Date of this announcement

12/1/2026

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
09-Dec-2025 08:24 New - Proposed issue of securities - A placement or other type of issue
5EA

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

No

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been

notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description 5EAAZ : WARRANTS

Date the +securities the subject of this notification were issued

7/1/2026

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

2,816,346 Were the +securities issued for a cash consideration? No

Please describe the consideration being provided for the +securities

Provision of guarantee or collateral package to support a funding package from the Export-Import Bank of the United States

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

Total number of
ASX +security code and description +securities on issue
5EA : CHESS DEPOSITARY INTERESTS 10:1 15,692,970
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO 219,425,860
5EAAO : COMMON STOCK 21,942,586
5EAAZ : WARRANTS 3,280,116
5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 177.68 17,391
5EAAAA : OPTION EXPIRING 21-MAY-2029 EX USD 6.27 583,085
5EAAY : OPTION EXPIRING 01-AUG-2027 EX USD 23.69 10,868
5EAAX : OPTION EXPIRING 01-AUG-2027 EX USD 29.21 24,999
5EAAT : PERFORMANCE SHARE UNITS 22,371
5EAAS : RESTRICTED SHARE UNITS 88,937

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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