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5E Advanced Materials, Inc. — Share Issue/Capital Change 2025
Mar 13, 2025
34305_rns_2025-03-13_8b67a22f-a56d-40f2-ac21-a22b75397c59.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
5E ADVANCED MATERIALS INC.
Date of this announcement
Friday March 14, 2025
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| 5EAAO | COMMON STOCK | 1,408,173 | 14/03/2025 |
| 5EAAZ | WARRANTS | 5,632,692 | 14/03/2025 |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
5E ADVANCED MATERIALS INC.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ARBN 655137170
1.3 ASX issuer code
5EA
1.4 The announcement is
New announcement
1.5 Date of this announcement
14/3/2025
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 2 - Issue details
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2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 15-Jan-2025 11:09 | New - Proposed issue of securities - | A placement or other type of issue |
| 5EA |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
5EAAZ : WARRANTS
Date the +securities the subject of this notification were issued
14/3/2025
Any other information the entity wishes to provide about the +securities the subject of this notification
Refer to the Notice of Special Meeting and related proxy statement for the special meeting of stockholders lodged on 4 February 2025, and related Results of Meeting lodged 5 March 2025.
Issue details
Number of +securities
5,632,692
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
nil
ASX +security code and description
5EAAO : COMMON STOCK
Date the +securities the subject of this notification were issued
14/3/2025
Any other information the entity wishes to provide about the +securities the subject of this notification
Refer to the Notice of Special Meeting and related proxy statement for the special meeting of stockholders lodged on 4 February 2025, and related Results of Meeting lodged 5 March 2025.
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Issue details
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Number of +securities
1,408,173 Were the +securities issued for a cash consideration? Yes In what currency was the cash consideration being What was the issue price per +security? paid? USD - US Dollar USD 3.55070000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 5EA : CHESS DEPOSITARY INTERESTS 10:1 | 14,746,670 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| 5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO | 15,266,310 |
| 5EAAO : COMMON STOCK | 16,521,328 |
| 5EAAZ : WARRANTS | 6,096,462 |
| 5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 177.68 | 17,391 |
| 5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD 366.26 | 57,965 |
| 5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD 378.35 | 10,144 |
| 5EAAK : OPTION EXPIRING 07-APR-2025 EX USD 420.21 | 4,342 |
| 5EAAY : OPTION EXPIRING 01-AUG-2027 EX USD 23.69 | 10,868 |
| 5EAAX : OPTION EXPIRING 01-AUG-2027 EX USD 29.21 | 24,999 |
| 5EAAT : PERFORMANCE SHARE UNITS | 22,899 |
| 5EAAS : RESTRICTED SHARE UNITS | 18,829 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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