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5E Advanced Materials, Inc. — Share Issue/Capital Change 2025
Aug 4, 2025
34305_rns_2025-08-04_de8bb270-7383-4968-a8d9-a01b0a251567.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
5E ADVANCED MATERIALS INC.
Date of this announcement
Tuesday August 05, 2025
The +securities the subject of this notification are: Other
Total number of +securities to be issued/transferred
Total number of ASX +security +securities to be code Security description issued/transferred Issue date 5EAAO COMMON STOCK 20,000 15/07/2025
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
5E ADVANCED MATERIALS INC.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ARBN 655137170
1.3 ASX issuer code
5EA
1.4 The announcement is
New announcement
1.5 Date of this announcement
5/8/2025
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Securities issued as compensation for services rendered and not as part of an offering.
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
has an existing ASX security code ("existing class")
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
Additional +securities in an existing class
ASX +security code and description
5EAAO : COMMON STOCK
Date the +securities the subject of this notification were issued
15/7/2025
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
5EA acknowledges that this Appendix 3G is being lodged outside of the timeframe prescribed by the ASX Listing Rules. The late lodgement is as a result of an administrative oversight. The Company has undertaken a review of its processes to ensure that future disclosures are released in accordance with the timeframes required by the ASX Listing Rules.
Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
Shares were issued in exchange for services rendered to the Company
Issue details
Number of +securities
20,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Investor relations services rendered to the Company
Purpose of the issue
To pay for services rendered
Additional Details
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| 5EA : CHESS DEPOSITARY INTERESTS 10:1 | 14,703,540 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| 5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO | 185,474,850 |
| 5EAAO : COMMON STOCK | 18,596,425 |
| 5EAAZ : WARRANTS | 6,096,462 |
| 5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 177.68 | 17,391 |
| 5EAAAA : OPTION EXPIRING 21-MAY-2029 EX USD 6.27 | 583,085 |
| 5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD 378.35 | 10,144 |
| 5EAAY : OPTION EXPIRING 01-AUG-2027 EX USD 23.69 | 10,868 |
| 5EAAX : OPTION EXPIRING 01-AUG-2027 EX USD 29.21 | 24,999 |
| 5EAAT : PERFORMANCE SHARE UNITS | 22,703 |
| 5EAAS : RESTRICTED SHARE UNITS | 9,658 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No
5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No
5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A
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