5E Advanced Materials, Inc. — Share Issue/Capital Change 2024

Jan 22, 2024

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

5E ADVANCED MATERIALS INC.

Date of this announcement

Tuesday January 23, 2024

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
5EAAO	COMMON STOCK	10,731,708	19/01/2024

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

5E ADVANCED MATERIALS INC.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ARBN

Registration number

655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

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New announcement

1.5 Date of this announcement

23/1/2024

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation Time request 07-Dec-2023 09:43 New - Proposed issue of securities - A placement or other type of issue 5EA

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Up to $25mln in additional equity

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B

Placement Details ASX +security code and description 5EAAO : COMMON STOCK Date the +securities the subject of this notification were issued 19/1/2024 Any other information the entity wishes to provide about the +securities the subject of this notification Refer to announcement dated 22 January 2024. Issue details

Number of +securities 10,731,708 Were the +securities issued for a cash consideration? Yes In what currency was the cash consideration being What was the issue price per +security? paid? USD - US Dollar USD 1.02500000

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
5EA : CHESS DEPOSITARY INTERESTS 10:1	309,474,630
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not	quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
5EAAR : CONVERTIBLE NOTES	63,561
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO	132,895,910
5EAAO : COMMON STOCK	24,021,299
5EAAV : DIRECTOR SHARE UNITS	11,103
5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73	700,000
5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.62	1,333,332
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45	233,333
5EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27	100,000
5EAAH : OPTION EXPIRING 30-JUL-2024 EX USD$3.65	750,000
5EAAI : OPTION EXPIRING 30-JUN-2024 EX USD$9.87	59,000
5EAAJ : OPTION EXPIRING 06-JUL-2024 EX USD$6.58	910,000
5EAAT : PERFORMANCE SHARE UNITS	248,183
5EAAS : RESTRICTED SHARE UNITS	387,102

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