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5E Advanced Materials, Inc. — Share Issue/Capital Change 2024
Oct 2, 2024
34305_rns_2024-10-02_4d90d43e-c40b-4dcd-85e8-34d965502561.pdf
Share Issue/Capital Change
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Appendix 4A - Statement of CDIs on issue
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Part 1 - Entity and announcement details
1.1 Name of +Entity
5E ADVANCED MATERIALS INC.
1.2 Registered Number Type
ARBN
Registration Number 655137170
1.3 ASX issuer code
5EA
1.4 The announcement is
New announcement 1.5 Date of this announcement
3/10/2024
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Part 2 - Details of +CDIs and other +securities on issue
2.1 Statement for month and year
September-2024
2.2a Number and class of all +CDIs issued over quoted +securities
ASX Security Code and Description +CDI Ratio 5EA : CHESS DEPOSITARY INTERESTS 10:1 10:1 Total number of +CDIs issued over Total number of +CDIs issued over Net Difference (A-B) quoted +securities at end of quoted +securities at end of previous -436,210 statement month (A): month (B): 333,074,890 333,511,100
Reason for change:
Common stock
Net transfers of securities between CDIs and
as quoted / held on
Nasdaq
If the total number of +CDIs issued over quoted +securities at the end of the statement month, is greater than the total number of +CDIs issued over quoted +securities for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A, the entity hereby applies for +quotation of the relevant securities
and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.
2.2b Number and class of all +securities on issue over which +CDIs have not been issued
ASX Security Code and Description
5EAAR : CONVERTIBLE NOTES
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 81,063 81,063 ASX Security Code and Description 5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 400,000 400,000
ASX Security Code and Description
5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.62
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,333,332 1,333,332
ASX Security Code and Description
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45
Net Difference (A-B)
0
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Total number of +securities at end of Total number of +securities at end of statement month (A) previous month (B) 233,333 233,333
ASX Security Code and Description
5EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 100,000 100,000
ASX Security Code and Description
5EAAX : OPTION EXPIRING 01-AUG-2027 EX USD 1.27
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 575,000 575,000 ASX Security Code and Description 5EAAT : PERFORMANCE SHARE UNITS Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 526,868 526,868 ASX Security Code and Description 5EAAS : RESTRICTED SHARE UNITS Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 251,044 251,044 ASX Security Code and Description 5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 998,540 355,755,410 354,756,870
Reason for change:
Net transfers between CDIs and Common Stock and Appendix 3G activity reported.
ASX Security Code and Description
5EAAO : COMMON STOCK
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 41,292 35,575,541 35,534,249
Reason for change:
Net transfers between CDIs and Common Stock.
Appendix 4A - Statement of CDIs on issue
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