5E Advanced Materials, Inc. — Share Issue/Capital Change 2023

Sep 19, 2023

Notification of cessation of +securities

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Announcement Summary

Entity name

5E ADVANCED MATERIALS INC.

Announcement Type

New announcement

Date of this announcement

Wednesday September 20, 2023

Details of +securities that have ceased

		Number of
ASX +security		+securities that	The +securities have	Date of
code	Security description	have ceased	ceased due to	cessation
5EAAU	OPTION EXPIRING	275,000	Cancellation by agreement	15/09/2023
	16-AUG-2027 EX USD 25.62		between the entity and the
			holder
5EAAT	PERFORMANCE SHARE	921	Lapse of conditional right to	15/09/2023
	UNITS		securities because the
			conditions have not been, or
			have become incapable of
			being, satisfied
5EAAS	RESTRICTED SHARE	922	Lapse of conditional right to	15/09/2023
	UNITS		securities because the
			conditions have not been, or
			have become incapable of
			being, satisfied

Refer to next page for full details of the announcement

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 1 - Announcement Details

1.1 Name of +Entity

5E ADVANCED MATERIALS INC.

We (the entity named above) provide the following information about our issued capital.

1.2 Registered Number Type

ARBN

Registration Number 655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

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New announcement

1.5 Date of this announcement

20/9/2023

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 2 - Details of +equity securities or +debt securities that have ceased

ASX +Security Code and Description

5EAAU : OPTION EXPIRING 16-AUG-2027 EX USD 25.62

Unquoted +equity securities that have ceased Number of securities that have ceased 275,000

Reason for cessation

Cancellation by agreement between the entity and the holder

Date of cessation Is the entity paying any consideration for the cessation? No 15/9/2023

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description 5EAAS : RESTRICTED SHARE UNITS Unquoted +equity securities that have ceased Number of securities that have ceased 922

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation Is the entity paying any consideration for the cessation? No 15/9/2023

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description 5EAAT : PERFORMANCE SHARE UNITS Unquoted +equity securities that have ceased

Notification of cessation of +securities

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Notification of cessation of +securities

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Number of securities that have ceased

921

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation Is the entity paying any consideration for the cessation? No 15/9/2023

Any other information the entity wishes to notify to ASX about the cessation?

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 3 - Issued capital following changes

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)	3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
5EA : CHESS DEPOSITARY INTERESTS 10:1	303,996,780
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
5EAAR : CONVERTIBLE NOTES	60,000
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO	138,187,280
5EAAO : COMMON STOCK	13,825,158
5EAAV : DIRECTOR SHARE UNITS	11,103
5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73	400,000
5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.62	1,440,000
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45	233,333
5EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27	100,000
5EAAG : OPTION EXPIRING 31-DEC-2023 EX USD$8.04	120,000
5EAAH : OPTION EXPIRING 30-JUL-2024 EX USD$3.65	750,000
5EAAI : OPTION EXPIRING 30-JUN-2024 EX USD$9.87	59,000
5EAAJ : OPTION EXPIRING 06-JUL-2024 EX USD$6.58	910,000
5EAAU : OPTION EXPIRING 16-AUG-2027 EX USD 25.62	0
5EAAT : PERFORMANCE SHARE UNITS	138,263

Notification of cessation of +securities

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Notification of cessation of +securities

5EAAS : RESTRICTED SHARE UNITS

138,273

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Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

Notification of cessation of +securities

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