5E Advanced Materials, Inc. — Share Issue/Capital Change 2023

Dec 6, 2023

Statement of CDIs on Issue

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Part 1 - Entity and announcement details

1.1 Name of +Entity

5E ADVANCED MATERIALS INC.

1.2 Registered Number Type

ARBN

Registration Number 655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

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New announcement

1.5 Date of this announcement

7/12/2023

Statement of CDIs on Issue

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Statement of CDIs on Issue

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Statement of CDIs on Issue

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Statement of CDIs on Issue

Part 2 - Details of CDIs and other securities on issue

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2.1 Statement for month and year

November-2023

2.2a Number and class of all ASX-quoted CDIs on issue ASX +Security Code and Description CDI Ratio 5EA : CHESS DEPOSITARY INTERESTS 10:1 10:1 Total number of CDIs quoted on ASX Total number of CDIs quoted on ASX Net Difference (A-B) at end of statement month (A) at end of previous month (B) 3,634,070 307,660,170 304,026,100 Reason for change: Common stock Net transfers of securities between CDIs and Nasdaq as quoted / held on

If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A - C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.

2.2b Number and class of all issued securities not represented by CDIs quoted on ASX

ASX +Security Code and Description
5EAAR : CONVERTIBLE NOTES
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	3,561
63,561	60,000
Reason for change:
Interest paid in-kind.
ASX +Security Code and Description
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	-3,634,070
134,710,370	138,344,440
Reason for change:
Net transfers between common stock and CDIs

ASX +Security Code and Description 5EAAO : COMMON STOCK

Statement of CDIs on Issue

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Statement of CDIs on Issue

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Total number of securities at end of Total number of securities at end of Net Difference (A-B)
statement month (A) previous month (B)
-363,407
13,471,037 13,834,444
Reason for change:
Net transfers between common stock and CDIs
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ASX +Security Code and Description
5EAAV : DIRECTOR SHARE UNITS
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
11,103	11,103
ASX +Security Code and Description
5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
700,000	700,000
ASX +Security Code and Description
5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.62
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
1,436,666	1,436,666
ASX +Security Code and Description
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
233,333	233,333
ASX +Security Code and Description
5EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
100,000	100,000
ASX +Security Code and Description
5EAAG : OPTION EXPIRING 31-DEC-2023 EX USD$8.04

Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
120,000	120,000

Statement of CDIs on Issue

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ASX +Security Code and Description

5EAAH : OPTION EXPIRING 30-JUL-2024 EX USD$3.65

Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
750,000	750,000
ASX +Security Code and Description
5EAAI : OPTION EXPIRING 30-JUN-2024 EX USD$9.87
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
59,000	59,000
ASX +Security Code and Description
5EAAJ : OPTION EXPIRING 06-JUL-2024 EX USD$6.58
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
910,000	910,000
ASX +Security Code and Description
5EAAT : PERFORMANCE SHARE UNITS
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
252,084	252,084
ASX +Security Code and Description
5EAAS : RESTRICTED SHARE UNITS
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
334,803	334,803

Statement of CDIs on Issue

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