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5E Advanced Materials, Inc. — Major Shareholding Notification 2025
Aug 5, 2025
34305_rns_2025-08-05_25ab21fd-7c1c-4b88-98e1-a5be743b6823.pdf
Major Shareholding Notification
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Appendix 4A - Statement of CDIs on issue
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Part 1 - Entity and announcement details
1.1 Name of +Entity
5E ADVANCED MATERIALS INC.
1.2 Registered Number Type
ARBN
Registration Number 655137170
1.3 ASX issuer code
5EA
1.4 The announcement is
New announcement 1.5 Date of this announcement
5/8/2025
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Part 2 - Details of +CDIs and other +securities on issue
2.1 Statement for month and year
July-2025
2.2a Number and class of all +CDIs issued over quoted +securities
ASX Security Code and Description +CDI Ratio 5EA : CHESS DEPOSITARY INTERESTS 10:1 10:1 Total number of +CDIs issued over Total number of +CDIs issued over Net Difference (A-B) quoted +securities at end of quoted +securities at end of previous -9,240 statement month (A): month (B): 14,694,300 14,703,540
Reason for change:
Common stock
Net transfers of securities between CDIs and
as quoted / held on
Nasdaq
If the total number of +CDIs issued over quoted +securities at the end of the statement month, is greater than the total number of +CDIs issued over quoted +securities for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A, the entity hereby applies for +quotation of the relevant securities and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.
2.2b Number and class of all +securities on issue over which +CDIs have not been issued
ASX Security Code and Description
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD 378.35
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
|---|---|---|
| statement month (A) | previous month (B) | 0 |
| 10,144 | 10,144 | |
| ASX Security Code and Description | ||
| 5EAAO : COMMON STOCK | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 20,924 |
| 18,597,349 | 18,576,425 |
Reason for change:
Change represents 1) 20,000 shares issued pursuant to 3G lodged 5 August 2025, and 2) 924 increase resulting from net transfers between CDIs and Nasdaq (common stock).
ASX Security Code and Description
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
|---|---|---|
| statement month (A) | previous month (B) | 498,640 |
| 185,973,490 | 185,474,850 |
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Reason for change:
Change is 1) 48,940 aggregate shares of common stock (489,400 CDI equivalents) pursuant to 3Gs filed 1 July 2025, 4 July 2025 and 5 August 2025, and 2) 924 shares of common stock (9,240 CDI equivalents) for net transfers from CDIs to Nasdaq (common stock) during July 2025.
ASX Security Code and Description
| ASX Security Code and Description | ||
|---|---|---|
| 5EAAS : RESTRICTED SHARE UNITS | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 58 |
| 9,716 | 9,658 | |
| Reason for change: | ||
| 58 increase due to reversal of reconciling item noted in 4A lodged 2 July 2025 (timing of filings) | ||
| ASX Security Code and Description | ||
| 5EAAT : PERFORMANCE SHARE UNITS | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 98 |
| 22,801 | 22,703 |
Reason for change:
98 increase due to reversal of reconciling item noted in 4A lodged 2 July 2025 (timing of filings)
ASX Security Code and Description
| ASX Security Code and Description | ASX Security Code and Description | |
|---|---|---|
| 5EAAX : OPTION EXPIRING 01-AUG-2027 EX USD 29.21 | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 0 |
| 24,999 | 24,999 | |
| ASX Security Code and Description | ||
| 5EAAY : OPTION EXPIRING 01-AUG-2027 EX USD 23.69 | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 0 |
| 10,868 | 10,868 | |
| ASX Security Code and Description | ||
| 5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 177.68 | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 0 |
| 17,391 | 17,391 | |
| ASX Security Code and Description | ||
| 5EAAZ : WARRANTS | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 0 |
| 6,096,462 | 6,096,462 |
ASX Security Code and Description
5EAAAA : OPTION EXPIRING 21-MAY-2029 EX USD 6.27
Net Difference (A-B)
0
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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| Total number of +securities at end of | Total number of +securities at end of |
|---|---|
| statement month (A) | previous month (B) |
| 583,085 | 583,085 |
Appendix 4A - Statement of CDIs on issue
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