5E Advanced Materials, Inc. — Major Shareholding Notification 2023

Jul 4, 2023

Statement of CDIs on Issue

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Part 1 - Entity and announcement details

1.1 Name of +Entity

5E ADVANCED MATERIALS INC.

1.2 Registered Number Type

ARBN

Registration Number 655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

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New announcement

1.5 Date of this announcement

5/7/2023

Statement of CDIs on Issue

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Statement of CDIs on Issue

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Statement of CDIs on Issue

Part 2 - Details of CDIs and other securities on issue

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2.1 Statement for month and year

June-2023

2.2a Number and class of all ASX-quoted CDIs on issue

ASX +Security Code and Description		CDI Ratio
5EA : CHESS DEPOSITARY INTERESTS 10:1		10:1
Total number of CDIs quoted on ASX	Total number of CDIs quoted on ASX	Net Difference (A-B)
at end of statement month (A)	at end of previous month (B)	2,300,000
301,037,880	298,737,880
Reason for change:
	Common stock
Net transfers of securities between CDIs and
as quoted / held on	The Nasdaq Stock Market

If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A - C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.

2.2b Number and class of all issued securities not represented by CDIs quoted on ASX

ASX +Security Code and Description
5EAAR : CONVERTIBLE NOTES
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
60,000	60,000
ASX +Security Code and Description
5EAAP : 10:1 CDI EQUIVALENT TO 5EAAO
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	-2,014,950
140,808,820	142,823,770
Reason for change:
Net transfer between CDIs and Common Shares

ASX +Security Code and Description

5EAAO : COMMON STOCK

Net Difference (A-B)

-230,000

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Total number of securities at end of Total number of securities at end of statement month (A) previous month (B) 14,080,882 14,310,882 Reason for change:

Net transfer between CDIs and Common Shares plus Common Stock as per Appendix 3G dated 14 June 2023

ASX +Security Code and Description

5EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73

Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
400,000	400,000
ASX +Security Code and Description
5EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.62
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
1,440,000	1,440,000
ASX +Security Code and Description
5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
233,333	233,333
ASX +Security Code and Description
5EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
100,000	100,000
ASX +Security Code and Description
5EAAG : OPTION EXPIRING 31-DEC-2023 EX USD$8.04
Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
120,000	120,000
ASX +Security Code and Description

5EAAH : OPTION EXPIRING 30-JUL-2024 EX USD$3.65

Total number of securities at end of	Total number of securities at end of	Net Difference (A-B)
statement month (A)	previous month (B)	0
750,000	750,000

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	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description	ASX +Security Code and Description
	5EAAI : OPTION EXPIRING 30-JUN-2024 EX USD$9.87
	Total nustatemen59,000	mber of securitit month (A)	es at e	nd of	Total number of securities at end ofprevious month (B)59,000Net Differe0	nce (A-B)
	ASX +Se5EAAJ :Total nustatemen910,000	curity Code andOPTION EXPIRImber of securitit month (A)	DescNG 06es at e	riptio-JUL-nd of	n2024 EX USD$6.58 Total number of securities at end ofprevious month (B)910,000Net Differe0	nce (A-B)
	ASX +Se5EAAU :Total nustatemen275,000	curity Code andOPTION EXPIRImber of securitit month (A)	DescNG 16es at e	riptio-AUGnd of	n-2027 EX USD 25.62 Total number of securities at end ofprevious month (B)275,000Net Differe0	nce (A-B)
	ASX +Se5EAAV :Total nu	curity Code andDIRECTOR SHAmber of securiti	DescRE Ues at e	riptioNITSnd of	n Total number of securities at end of Net Differe	nce (A-B)
	statemen158,108	t month (A)			previous month (B)158,1080
	ASX +Se5EAAS :Total nu	curity Code andRESTRICTED Smber of securiti	DescHAREes at e	riptioUNITnd of	nS Total number of securities at end ofNet Differe	nce (A-B)
	statemen178,668	t month (A)			previous month (B)178,6680
	ASX +Security Code and Description5EAAT : PERFORMANCE SHARE UNITSTotal number of securities at end ofstatement month (A)165,574Total number of securities at end ofprevious month (B)165,574Net Difference (A-B)0

Statement of CDIs on Issue

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