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5E Advanced Materials, Inc. Director's Dealing 2025

Mar 31, 2025

34305_rns_2025-03-31_c1c7eb78-01d9-4aba-932e-12e932b8ed4c.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity 5E Advanced Materials, Inc.
ABN 655 137 170

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Graham van’t HOFF
Date of last notice 26 February 2025

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct
Nature
of
indirect
interest
(including
registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
-
Date of change 1 April 2025
No. of securities held prior to change Direct Interests
2,599 Shares of common stock (Common
Stock)
4,770 Restricted Share Units (RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 4,770 RSUs
Number disposed Nil
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Nil
No. of securities held after change Direct Interests
2,599 Common Stock
9,540 RSUs
Indirect Interests
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
4,770 RSUs were granted on 1 April 2025
pursuant
to
the
5EA
2022
Equity
Compensation
Plan
as
payment
in
consideration for services rendered as a non-
executive director.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if
issued securities)
Not Applicable
Date of change Not Applicable
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Not Applicable
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Not Applicable
Interest after change Not Applicable

Part 3 –[+] Closed period

  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
-
If prior written clearance was provided, on what date was
this provided?
-
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity 5E Advanced Materials, Inc.
ABN 655 137 170

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Barry DICK
Date of last notice 26 February 2025

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct
Nature
of
indirect
interest
(including
registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
-
Date of change 1 April 2025
No. of securities held prior to change Direct Interests
19 shares of common stock (Common Stock)
2,063 Restricted Stock Units (RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 3,918 RSUs
Number disposed Nil
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Nil
No. of securities held after change Direct Interests
19 Common Stock
5,981 RSUs
Indirect Interests
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
3,918 RSUs were granted on 1 April 2025
pursuant
to
the
5EA
2022
Equity
Compensation
Plan
as
payment
in
consideration for services rendered as a non-
executive director.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if
issued securities)
Not Applicable
Date of change Not Applicable
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Not Applicable
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Not Applicable
Interest after change Not Applicable
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
-
If prior written clearance was provided, on what date was
this provided?
-
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity 5E Advanced Materials, Inc.
ABN 655 137 170

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Bryn Jones
Date of last notice 26 February 2025

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct
Nature
of
indirect
interest
(including
registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
-
Date of change 1 April 2025
No. of securities held prior to change Direct Interests
2,063 Restricted Stock Units (RSUs)
Indirect Interests
Nil
Class RSUs
Number acquired 3,578 RSUs
Number disposed Nil
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Nil
No. of securities held after change Direct Interests
5,641 RSUs
Indirect Interests
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
3,578 RSUs were granted on 1 April 2025
pursuant
to
the
5EA
2022
Equity
Compensation
Plan
as
payment
in
consideration for services rendered as a non-
executive director.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if
issued securities)
Not Applicable
Date of change Not Applicable
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Not Applicable
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Not Applicable
Interest after change Not Applicable
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
-
If prior written clearance was provided, on what date was
this provided?
-
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity 5E Advanced Materials, Inc.
ABN 655 137 170

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Curtis Hébert Jr.
Date of last notice 6 March 2025

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct
Nature
of
indirect
interest
(including
registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
-
Date of change 1 April 2025
No. of securities held prior to change Nil
Class RSUs
Number acquired 512 Restricted Stock Units (RSUs)
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Nil
  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct Interests 512 RSUs Indirect Interests Nil Nature of change 512 RSUs were granted on 1 April 2025 pursuant to the 5EA 2022 Equity Example: on-market trade, off-market trade, exercise of options, Compensation Plan as payment in issue of securities under dividend reinvestment plan, participation in consideration for services rendered as a nonbuy-back executive director.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not Applicable
Nature of interest Not Applicable
Name of registered holder (if
issued securities)
Not Applicable
Date of change Not Applicable
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Not Applicable
Interest acquired Not Applicable
Interest disposed Not Applicable
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Not Applicable
Interest after change Not Applicable

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
-
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, on what date was - this provided?

  • See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3