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5E Advanced Materials, Inc. — Director's Dealing 2025
Jul 3, 2025
34305_rns_2025-07-03_32feab6b-5660-4c84-819b-8eea99eb7a9b.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | 5E Advanced Materials, Inc. |
|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Graham van’t HOFF |
|---|---|
| Date of last notice | 1 April 2025 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 30 June 2025 and 1 July 2025 |
| No. of securities held prior to change | Direct Interests 2,599 Shares of common stock (Common Stock) 9,540 Restricted Share Units (RSUs) Indirect Interests Nil |
| Class | RSUs Common Stock |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 7,384 RSUs 10,660 Common Stock |
|---|---|
| Number disposed | 16,924 RSUs vested and were converted into Common Stock |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
| No. of securities held after change | Direct Interests 13,259 Common Stock Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
7,384 RSUs were granted on 30 June 2025 pursuant to the 5EA 2022 Equity Compensation Plan as payment in consideration for services rendered as a non- executive director. 16,924 RSUs vested on 1 July 2025 and were converted into 10,660 Common Stock (net of Common Stock withheld for taxes). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| Date of change | Not Applicable |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Not Applicable |
| Interest acquired | Not Applicable |
| Interest disposed | Not Applicable |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not Applicable |
|---|---|
| Interest after change | Not Applicable |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | 5E Advanced Materials, Inc. |
|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Barry DICK |
|---|---|
| Date of last notice | 1 April 2025 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 30 June 2025 and 1 July 2025 |
| No. of securities held prior to change | Direct Interests 19 shares of common stock (Common Stock) 5,981 Restricted Stock Units (RSUs) Indirect Interests Nil |
| Class | RSUs Common Stock |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 6,202 RSUs 7,674 Common Stock |
|---|---|
| Number disposed | 12,183 RSUs vested and were converted into Common Stock |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
| No. of securities held after change | Direct Interests 7,693 Common Stock Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
6,202 RSUs were granted on 30 June 2025 pursuant to the 5EA 2022 Equity Compensation Plan as payment in consideration for services rendered as a non- executive director. 12,183 RSUs vested on 1 July 2025 and were converted into 7,674 Common Stock (net of Common Stock withheld for taxes). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| Date of change | Not Applicable |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Not Applicable |
| Interest acquired | Not Applicable |
| Interest disposed | Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not Applicable |
|---|---|
| Interest after change | Not Applicable |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | 5E Advanced Materials, Inc. |
|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Bryn Jones |
|---|---|
| Date of last notice | 1 April 2025 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 30 June 2025 and 1 July 2025 |
| No. of securities held prior to change | Direct Interests 5,641 Restricted Stock Units (RSUs) Indirect Interests Nil |
| Class | RSUs Common Stock |
| Number acquired | 5,316 RSUs 6,902 Common Stock |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | 10,957 RSUs vested and were converted into Common Stock |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
| No. of securities held after change | Direct Interests 6,902 Common Stock Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
5,316 RSUs were granted on 30 June 2025 pursuant to the 5EA 2022 Equity Compensation Plan as payment in consideration for services rendered as a non- executive director. 10,957 RSUs vested on 1 July 2025 and were converted into 6,902 Common Stock (net of Common Stock withheld for taxes). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| Date of change | Not Applicable |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Not Applicable |
| Interest acquired | Not Applicable |
| Interest disposed | Not Applicable |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change Not Applicable
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | 5E Advanced Materials, Inc. |
|---|---|
| ABN | 655 137 170 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Curtis Hébert Jr. |
|---|---|
| Date of last notice | 1 April 2025 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 30 June 2025 and 1 July 2025 |
| No. of securities held prior to change | Direct Interests 512 Restricted Stock Units (RSUs) Indirect Interests Nil |
| Class | RSUs Common Stock |
| Number acquired | 5,316 RSUs 3,671 Common Stock |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | 5,828 RSUs vested and were converted into Common Stock |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil |
| No. of securities held after change | Direct Interests 3,671 Common Stock Indirect Interests Nil |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
5,316 RSUs were granted on 30 June 2025 pursuant to the 5EA 2022 Equity Compensation Plan as payment in consideration for services rendered as a non- executive director. 5,828 RSUs vested on 1 July 2025 and were converted into 3,671 Common Stock (net of Common Stock withheld for taxes). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| Date of change | Not Applicable |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Not Applicable |
| Interest acquired | Not Applicable |
| Interest disposed | Not Applicable |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change Not Applicable
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
- |
| If prior written clearance was provided, on what date was this provided? |
- |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3