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5E Advanced Materials, Inc. — Director's Dealing 2025
Mar 14, 2025
34305_dirs_2025-03-14_17c5fed4-2936-4ffd-8c31-442d297a0f78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 5E Advanced Materials, Inc. (FEAM)
CIK: 0001888654
Period of Report: 2025-03-13
Reporting Person: BEP Special Situations IV LLC (N/A)
Reporting Person: Bluescape Energy Partners IV GP LLC (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-13 | Common Stock | A | 704087 | $3.5507 | Acquired | 7497349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-13 | Warrants | $3.5507 | A | 2816346 | Acquired | Common Stock (2816346) | Direct |
Footnotes
F1: Bluescape Energy Partners IV GP LLC ("Bluescape GP") is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which wholly owns BEP Special Situations IV LLC ("Bluescape", together with Bluescape GP, the "Reporting Persons"). As such, Bluescape GP may be deemed to have beneficial ownership of the securities held by Bluescape. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: On March 13, 2025, pursuant to the January 14, 2025 Subscription Agreement, Bluescape acquired shares of common stock in a private placement transaction at a price of $3.5507 per share and warrants to acquire shares of common stock for no additional consideration.
F3: On March 13, 2025, Bluescape acquired warrants to purchase shares of common stock of the issuer in a private placement transaction. The warrants are exercisable on or after the date of issuance and will expire on March 13, 2026. The exercise price per share of common stock under the warrants is $3.5507.