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5E Advanced Materials, Inc. — Director's Dealing 2024
Jul 2, 2024
34305_dirs_2024-07-02_201e940d-f8c6-4b0c-baae-fcf557edc31c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 5E Advanced Materials, Inc. (FEAM)
CIK: 0001888654
Period of Report: 2024-06-28
Reporting Person: vant Hoff Graham (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Common Stock | M | 11835.00 | — | Acquired | 21426.00 | Direct |
| 2024-07-01 | Common Stock | F | 4379.00 | $1.30 | Disposed | 17047.00 | Direct |
| 2024-07-01 | Common Stock | M | 16530.00 | — | Acquired | 33577.00 | Direct |
| 2024-07-01 | Common Stock | F | 6117.00 | $1.30 | Disposed | 27460.00 | Direct |
| 2024-07-01 | Common Stock | M | 25665.00 | — | Acquired | 53125.00 | Direct |
| 2024-07-01 | Common Stock | F | 9497.00 | $1.30 | Disposed | 43628.00 | Direct |
| 2024-07-01 | Common Stock | M | 25665.00 | — | Acquired | 69293.00 | Direct |
| 2024-07-01 | Common Stock | F | 9497.00 | $1.30 | Disposed | 59796.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-28 | Director RSUs | $ | A | 25665.00 | Acquired | Common Stock (25665.00) | Direct | |
| 2024-07-01 | Director RSUs | $ | M | 11835.00 | Disposed | Common Stock (11835.00) | Direct | |
| 2024-07-01 | Director RSUs | $ | M | 16530.00 | Disposed | Common Stock (16530.00) | Direct | |
| 2024-07-01 | Director RSUs | $ | M | 25665.00 | Disposed | Common Stock (25665.00) | Direct | |
| 2024-07-01 | Director RSUs | $ | M | 25665.00 | Disposed | Common Stock (25665.00) | Direct |
Footnotes
F1: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F2: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F3: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
F4: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
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