5E Advanced Materials, Inc. — Capital/Financing Update 2023

Jun 14, 2023

Notification of cessation of +securities

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Announcement Summary

Entity name

5E ADVANCED MATERIALS INC.

Announcement Type

New announcement

Date of this announcement

Thursday June 15, 2023

Details of +securities that have ceased

		Number of
ASX +security		+securities that	The +securities have	Date of
code	Security description	have ceased	ceased due to	cessation
5EAAN	OPTION EXPIRING	66,667	Expiry of option or other	13/06/2023
	01-OCT-2025 EX USD$16.45		convertible security without
			exercise or conversion
5EAAU	OPTION EXPIRING	125,000	Expiry of option or other	13/06/2023
	16-AUG-2027 EX USD 25.62		convertible security without
			exercise or conversion

Refer to next page for full details of the announcement

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 1 - Announcement Details

1.1 Name of +Entity

5E ADVANCED MATERIALS INC.

We (the entity named above) provide the following information about our issued capital.

1.2 Registered Number Type

ARBN

Registration Number 655137170

1.3 ASX issuer code

5EA

1.4 The announcement is

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New announcement

1.5 Date of this announcement

15/6/2023

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 2 - Details of +equity securities or +debt securities that have ceased

ASX +Security Code and Description

5EAAU : OPTION EXPIRING 16-AUG-2027 EX USD 25.62

Unquoted +equity securities that have ceased

Number of securities that have ceased

125,000

Reason for cessation

Expiry of option or other convertible security without exercise or conversion

Date of cessation Is the entity paying any consideration for the cessation? No 13/6/2023

Any other information the entity wishes to notify to ASX about the cessation?

ASX +Security Code and Description

5EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45

Unquoted +equity securities that have ceased

Number of securities that have ceased

66,667

Reason for cessation

Expiry of option or other convertible security without exercise or conversion

Date of cessation Is the entity paying any consideration for the cessation? No 13/6/2023

Any other information the entity wishes to notify to ASX about the cessation?

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 3 - Issued capital following changes

Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will	Followin the cessation of the +securities the subject of this notification the issued caital of the entit will
g , p ycomprise:
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)ASX +security code and descriptionTotal number of+securities on issue5EA : CHESS DEPOSITARY INTERESTS 10:1298,737,8803.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)ASX +security code and descriptionTotal number of+securities on issue5EAAR : CONVERTIBLE NOTES60,0005EAAP : 10:1 CDI EQUIVALENT TO 5EAAO142,823,7705EAAO : COMMON STOCK14,282,3775EAAV : DIRECTOR SHARE UNITS158,1085EAAW : OPTION EXPIRING 24-APR-2033 EX USD 7.73400,0005EAAL : OPTION EXPIRING 01-JUN-2025 EX USD$14.621,440,0005EAAN : OPTION EXPIRING 01-OCT-2025 EX USD$16.45233,3335EAAK : OPTION EXPIRING 07-APR-2025 EX USD$18.27100,0005EAAG : OPTION EXPIRING 31-DEC-2023 EX USD$8.04120,0005EAAH : OPTION EXPIRING 30-JUL-2024 EX USD$3.65750,0005EAAI : OPTION EXPIRING 30-JUN-2024 EX USD$9.8759,0005EAAJ : OPTION EXPIRING 06-JUL-2024 EX USD$6.58910,0005EAAU : OPTION EXPIRING 16-AUG-2027 EX USD 25.62275,0005EAAT : PERFORMANCE SHARE UNITS165574
		RING 16-AUG-2027 EX USD 25.62275,0CE SHARE UNITS1655
5EAA5EAA	OPTION EXP	RING 16AUG2027 EX USD 2562
	:T : PERFORMAN	-- .				,
		CE SHARE UNITS				165
					,

Notification of cessation of +securities

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Notification of cessation of +securities

5EAAS : RESTRICTED SHARE UNITS

194,424

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Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

Notification of cessation of +securities

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