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Halma PLC

Interim / Quarterly Report Oct 1, 2016

5261_ir_2016-10-01_d4bea6f5-b924-4803-97b5-d0b0f8817647.pdf

Interim / Quarterly Report

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Halma plc Half Year Report 2016/17

Insight

Opportunity

Value

Our business is protecting life and improving the quality of life for people worldwide

Halma employs over 5,600 people in nearly 50 businesses based in more than 20 countries.

Our companies and products have a core focus on safety, health and environmental markets.

Through innovation and acquisition, we have developed a diverse portfolio of market-leading companies within our Process Safety, Infrastructure Safety, Medical and Environmental & Analysis sectors.

Our technology is used to save lives, prevent injuries and protect people and assets around the world.

Our global presence

Highlights

Revenue

Adjusted profit before taxation

£83.6m +12% (2015/16: £74.7m)

Interim dividend declared (per share)

5.33p +7% (2015/16: 4.98p)

Return on sales

18.9% (2015/16: 19.7%)

Financial highlights

Continuing operations 2016 2015 Change
Revenue £442.1m £379.7m +16%
Adjusted Profit before Taxation1 £83.6m £74.7m +12%
Adjusted Earnings per Share2 17.23p 15.19p +13%
Statutory Profit before Taxation £65.2m £64.2m +2%
Statutory Earnings per Share 13.79p 13.27p +4%
Interim Dividend per Share3 5.33p 4.98p +7%
Return on Sales4 18.9% 19.7%
Return on Total Invested Capital5 13.8% 14.7%
Net Debt £237.3m £93.4m

Pro-forma information:

    1. Adjusted to remove the amortisation of acquired intangible assets, acquisition items and profit or loss on disposal of operations and restructuring, totalling £18.4m (2015/16: £10.4m). See note 2 to the Condensed Financial Statements for details.
    1. Adjusted to remove the amortisation of acquired intangible assets, acquisition items, profit or loss on disposal of operations and restructuring, and the associated taxation thereon. See note 6 to the Condensed Financial Statements for details.
    1. Interim dividend declared per share.
    1. Return on Sales is defined as adjusted1 profit before taxation from continuing operations expressed as a percentage of revenue from continuing operations.
    1. Organic growth rates and Return on Total Invested Capital (ROTIC) are additional performance measures used by management. See note 9 to the Condensed Financial Statements for details.
    1. The first half's trading in the current 2016/17 financial year included 26 weeks from 3 April to 1 October 2016. The first half's trading in the 2015/16 financial year included 27 weeks from 29 March to 3 October 2015.

RECORD HALF YEAR RESULTS

Halma made good progress during the first half of the year. Revenue increased by 16% to £442m (2015/16: £380m) including a positive currency translation impact of 8%. Organic revenue growth at constant currency was 2% and 6% on a weekly average basis when adjusted for 27 weeks in the prior period1 .

Adjusted1 profit before taxation increased by 12% to £83.6m (2015/16: £74.7m) including a positive currency translation impact of 8%. Organic profit growth at constant currency was 2% and 6% on a weekly average basis1 .

Return on Sales1 was 18.9% (2015/16: 19.7%). The slight reduction from the prior year was predominantly due to slower than expected progress from acquisitions made in 2015/16 coupled with increased investment across all sectors in innovation, international expansion, talent development and M&A resources. Excluding prior year acquisitions, Return on Sales was in line with the first half of last year.

STRONG FINANCIAL RESOURCES AND INCREASED INTERIM DIVIDEND

Cash generation remained strong and in November 2016, we increased our Revolving Credit Facility from £360m to £550m for a further five-year term. This combination of good cash generation, a healthy balance sheet and increasing financial resources provides us with the capacity we need to invest in organic growth and acquisitions to meet our growth objectives as well as to sustain our progressive dividend policy.

The Board has declared an increase of 7% in the interim dividend to 5.33p per share (2015/16: 4.98p per share). The interim dividend will be paid on 8 February 2017 to shareholders on the register on 30 December 2016. For the past 37 years we have increased our full year dividend by 5% or more each year.

REVENUE GROWTH IN ALL MAJOR REGIONS

In varied market conditions, we achieved revenue growth in all major regions supported by organic growth, favourable currency translation and acquisitions. Revenue from Asia Pacific rose by 17%

including 7% organic constant currency growth – the highest of all our major regions. The USA also grew revenue strongly, increasing by 29% to contribute 36% of total revenue. There were low single-digit organic constant currency growth rates in the UK, Mainland Europe and the USA.

Revenue from regions outside the UK, Mainland Europe and the USA increased by 14% with the strong growth in Asia Pacific, an improved performance in South America and weaker demand in the Near and Middle East. Revenue from China was up by 17% to £29.9m (2015/16: £25.6m) with organic constant currency growth of 8% and increases in all four sectors reflecting the opportunity for continued growth in this market.

The tables below summarise revenue growth by region and by sector, including the underlying rates of organic growth at constant currency. Organic constant currency rates exclude the effect of currency translation and acquisitions but do not include any weekly average adjusted figures.

External revenue by destination Half year 2016/17 Half year 2015/16
£m % of
total
£m % of
total
Change
£m
%
growth
% organic
growth at
constant
currency
United States of America 160.8 36% 124.5 33% 36.3 29% 3%
Mainland Europe 96.0 22% 85.2 22% 10.8 13% 2%
United Kingdom 72.9 16% 71.5 19% 1.4 2% 1%
Asia Pacific 69.7 16% 59.7 16% 10.0 17% 7%
Other countries 42.7 10% 38.8 10% 3.9 10% (4%)
442.1 100% 379.7 100% 62.4 16% 2%
External revenue by sector Half year
2016/17
£m %
growth
% organic
growth at
constant
currency
Process Safety 76.7 77.8 (1.1) (1%) (6%)
Infrastructure Safety 148.0 122.4 25.6 21% 5%
Medical 118.7 92.3 26.4 29% 4%
Environmental & Analysis 98.7 87.2 11.5 13% 4%
442.1 379.7 62.4 16% 2%

ROBUST SECTOR TRADING PERFORMANCES

Infrastructure Safety revenue grew strongly by 21% to £148.0m (2015/16: £122.4m) including 5% organic constant currency growth, a 6% positive impact from currency translation and a 10% contribution from acquisitions in the prior year. There was growth in all major market segments with good growth in Fire and Door Safety and steadier progress in Security and Elevator Safety. These trends contributed to higher organic constant currency growth in the UK and Mainland Europe and solid growth rates in Asia Pacific and the USA.

Profit2 increased by an impressive 30% to £32.0m (2015/16: £24.6m) including 17% organic constant currency growth, a 5% positive impact from currency translation and an 8% contribution from the prior year acquisitions. Return on Sales rose from 20.1% to 21.6% with organic improvement coming from a small increase in gross margins and good overhead cost control.

Firetrace, acquired in October 2015, performed below expectations after a delay in shipping a major contract, which is now expected to be released in the first half of 2017. However, we continued to invest in innovation, international expansion and talent management reflecting our confidence in its growth prospects.

The Medical sector's revenue was up by 29% to £118.7m (2015/16: £92.3m) including 4% organic constant current growth, an 11% positive currency translation impact and a 14% contribution from prior year acquisitions. There was growth in all major market segments with the strongest performances from the Patient Care businesses involved in vital signs monitoring and ophthalmology. Regionally, there was excellent organic constant currency growth in Asia Pacific and more modest growth in the UK and the USA. There was a decline in Mainland Europe due to lower demand from a major global ophthalmology OEM customer.

Profit2 increased by 17% to £28.9m (2015/16: £24.6m) including 2% organic constant currency growth, a 10% positive currency translation impact and a 5% contribution from prior year acquisitions. Return on Sales was 24.3% (2015/16: 26.6%) with the majority of the decline due to the lower than average returns from Visiometrics and CenTrak, acquired in 2015/16. CenTrak's performance in

the first half was adversely affected by a postponement in the roll-out of a major project in the USA due to third-party delays. We believe that shipments will recommence in the first half of 2017/18. CenTrak has continued to invest in new healthcare applications and geographic expansion and has a number of new pilot projects already underway, underlining its exciting growth potential.

The Environmental & Analysis sector revenue increased by 13% to £98.7m (2015/16: £87.2m) including 4% organic constant currency growth and a 9% positive impact from currency translation. There was strong organic constant currency growth in Asia Pacific and the USA, with a decline in both the UK and Mainland Europe.

Profit2 increased by 9% to £16.0m (2015/16: £14.8m) including a 2% organic constant currency reduction and an 11% positive impact from currency translation. Return on Sales of 16.2% (2015/16: 16.9%) reflected steady performances from the Environmental, Water and Food Safety businesses but reduced profit from the Life Science and Research business.

In September 2016, and following the geographic consolidation of our photonics coatings business (Pixelteq) in 2014/15, we decided to transfer certain technology and assets into Ocean Optics (also based near Tampa, Florida, USA) which will be completed in early 2017. The restructuring of the Pixelteq business is expected to benefit the sector's full year adjusted profit by at least £0.5m in 2016/17 and £1.5m in 2017/18, also improving key returns metrics. This restructuring resulted in exceptional costs amounting to £2.1m, which are included within the adjustments2 to the Income Statement. No further restructuring costs are expected in the second half year.

Process Safety revenue reduced by 1% to £76.7m (2015/16: £77.8m) including an organic constant currency decline of 6% and a positive currency translation impact of 5%. Trading conditions in energy and resource markets, which contribute around 40% of sector revenue, remained challenging and there was organic constant currency revenue decline in all major regions. The year-on-year comparatives will become more favourable during the second half of the year and recent order intake trends support a return to year-onyear growth.

Profit was 9% lower at £17.4m (2015/16: £19.1m) including an organic constant currency decline of 13% and a 4% positive currency translation impact. Return on Sales was 22.7%, compared with 24.5% last year. We continue to balance the need to control costs with investment for growth in non-energy related markets and expect sector profitability to improve in the second half of the year as the benefits of our market diversification efforts continue to emerge.

CONTINUED STRATEGIC INVESTMENT FOR GROWTH

Halma has achieved sustained success over a long period by building strong competitive positions in market niches with long-term growth drivers. Over many years, these fundamentals have been strengthened further by a relentless determination to increase strategic investment in innovation, international expansion and talent development both centrally and within each sector. Examples during the first half included:

  • Our companies increased R&D expenditure by 16% to £23.0m (2015/16: £19.8m) representing 5.2% of Group revenue (2015/16: 5.2%) with higher rates of investment in the Infrastructure Safety and Environmental & Analysis sectors.
  • All four sector boards recruited dedicated M&A resources.
  • We successfully completed the first of our new flagship HPD Enterprise programmes which encourages our Sector Vice Presidents and MDs to think more entrepreneurially, particularly in the increasingly digital world.

CURRENCY VOLATILITY

Currency translation had a significant impact on the half year results and balance sheet. We report our results in Sterling with approximately 45% of Group revenue denominated in US Dollars and approximately 15% in Euros. Average exchange rates are used to translate results in the Income Statement. Sterling weakened in 2016/17, in particular following the result of the EU referendum in the UK, by an average 11% relative to the US Dollar and 12% against the Euro. This resulted in an 8% positive currency translation impact on Group revenue and profit. If exchange rates continue at current levels for the full year, we estimate that the currency translation impact will be approximately 10% positive year on year on both revenue and profit.

PENSION DEFICIT

On an IAS19 basis the deficit on the Group's defined benefit plans at the half year has increased to £94.0m (2 April 2016: £52.3m) before the related deferred tax asset. The value of plan assets increased in the half year but this was more than offset by the increase in liabilities caused by a reduction from 3.4% to 2.3% in the discount rate used to value liabilities following the result of the EU referendum. Earlier in 2016, increased contributions to the pension plans were agreed and these contributions will be reviewed at the next triennial plan valuations.

CASH FLOW AND BALANCE SHEET

Cash conversion (adjusted operating cash flow as a percentage of adjusted operating profit) was 84% (2015/16: 88%) just below our cash conversion target of 85%. As well as continued organic investment, dividend and tax payments increased this half year. Capital expenditure of £11.4m (2015/16: £9.0m) was up 27% as expected, with projects progressing across the Group and in particular in the Infrastructure Safety and Medical sectors.

Net debt at the end of the period was £237m (2 April 2016: £247m). The positive effect of cash generation was partially offset by a £12m increase in net debt due to the translation of debt denominated in US Dollar, Euro and Swiss Franc following the weakening of Sterling. Gearing (the ratio of net debt to EBITDA) at half year end was 1.17 times (2 April 2016: 1.27 times), comfortably within our typical operating range of up to 2 times gearing.

RISKS AND UNCERTAINTIES

A number of potential risks and uncertainties exist which could have a material impact on the Group's performance over the second half of the financial year and could cause actual results to differ materially from expected and historical results. The Group has processes in place for identifying, evaluating and managing key risks. These risks, together with a description of our approach to mitigating them, are set out on pages 30 to 33 of the Annual Report and Accounts 2016, which is available on the Group's website at www.halma.com. The principal risks and uncertainties relate to operational, strategic, legal, financial, cyber, people and economic issues. See note 15 to the Condensed Financial Statements for further details.

The UK referendum decision in June 2016 to leave the European Union has added a new dimension to the uncertainties surrounding global economic growth. In the last financial year, approximately 10% of Group revenue came from direct sales between the UK and Mainland Europe. Our decentralised model with businesses in diverse markets and locations enables each Halma company to adapt quickly to changing trading conditions, such as weaker Sterling, offering competitive pricing opportunities for exports from the UK.

Halma has formed an executive working group that is tasked with assessing and monitoring the impacts on our business and to communicate updates and guidance as the Brexit process evolves. To date, the following principal risks have been identified as having an actual and/or potential impact on our business:

  • Economic conditions increased overall uncertainty including the specific impacts on growth, inflation, interest and FX rates.
  • Defined benefit pension liability movements in bond yields affecting discount rates which may increase the liability.
  • Laws and regulations potential changes to UK and EU based law and regulation including product approvals, patents and import/export tariffs.

The Directors do not consider that the principal risks and uncertainties have changed since the publication of the Annual Report and Accounts 2016 and confirm that they remain relevant for the second half of the financial year. As part of their ongoing assessment of risk throughout the period the Directors have considered the above risks in the context of the Group's delivery of its financial objectives. Movements in foreign exchange rates continue to remain a risk to financial performance.

GOING CONCERN

After conducting a review of the Group's financial resources the Directors have a reasonable expectation that the Group has adequate resources to continue in operational existence for the foreseeable future. For this reason they continue to adopt the going concern basis in preparing the Condensed Financial Statements.

BOARD CHANGES

At the AGM in July 2016, Jane Aikman retired from the Board as a non-executive Director. Jane joined the Board in 2007 and we thank her for her contribution to our success, particularly as Chairman of the Audit Committee. Carole Cran, who was appointed as a non-executive Director in January 2016, has now assumed this role.

In September 2016, Jennifer Ward, Halma's Group Talent Director, was promoted to the Board as an executive Director. Since joining Halma in 2014, Jennifer has contributed significantly to the evolution of our growth strategy and talent development. Prior to Halma, she held senior positions with divisions of PayPal (an eBay company), Bank of America and Honeywell.

In October 2016, Jo Harlow joined the Board as a non-executive Director. Jo has global executive experience in consumer products encompassing strategy, innovation, product development and marketing including senior positions with Microsoft, Nokia, Reebok and Procter & Gamble.

Full biographies of both Jennifer and Jo can be found on our website, www.halma.com.

OUTLOOK

Halma has continued to make good progress, delivering record revenue, profit and dividends for shareholders. The diversity of our business and the evolution of our organisational model through our four sectors is enabling us to sustain growth in varied market conditions. Since the period end, order intake has continued to be ahead of revenue and order intake last year and we are benefiting from the currency tailwind due to the weakening of Sterling since June. Halma remains on track to make progress in the second half of the year in line with the Board's expectations.

Andrew Williams Chief Executive

Kevin Thompson Finance Director

    1. See Highlights.
    1. See note 2 to the Condensed Financial Statements.

Acquisition focus

Insight

Our market insight enables us to select businesses in industries with long-term growth drivers.

These ensure that the need for our products is sustained, through periods of significant macro-economic change.

Opportunity

We recognise the growth opportunities in the businesses we acquire and give business owners the opportunity to sell their business and retain all the good things that have made them successful. We then give them the opportunity to collaborate with other Halma businesses to accelerate and sustain growth.

Value

The combination of this vibrant acquisition activity and our organic investment enables us to deliver sustained dividend returns over a long period of time.

Creating long-term sustainable value

Business model objective

Our objective is to double every five years. We aim to achieve this through a mix of acquisitions and organic growth. Return on Sales in excess of 18% and Return on Capital Employed over 45% ensure that cash generation is strong enough to sustain investment for growth and increase dividends without the need for high levels of external funding.

We have been engaged by the Company to review the condensed set of financial statements in the half-yearly financial report for the 26 week period ended 1 October 2016 which comprises the Consolidated Income Statement, the Consolidated Statement of Comprehensive Income and Expenditure, the Consolidated Balance Sheet, the Consolidated Statement of Changes in Equity, the Consolidated Cash Flow Statement and related notes 1 to 16. We have read the other information contained in the half-yearly financial report and considered whether it contains any apparent misstatements or material inconsistencies with the information in the condensed set of financial statements.

This report is made solely to the Company in accordance with International Standard on Review Engagements (UK and Ireland) 2410 'Review of Interim Financial Information Performed by the Independent Auditor of the Entity' issued by the Auditing Practices Board. Our work has been undertaken so that we might state to the Company those matters we are required to state to it in an independent review report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the Company, for our review work, for this report, or for the conclusions we have formed.

DIRECTORS' RESPONSIBILITIES

The half-yearly financial report is the responsibility of, and has been approved by, the Directors. The Directors are responsible for preparing the half-yearly financial report in accordance with the Disclosure and Transparency Rules of the United Kingdom's Financial Conduct Authority.

As disclosed in note 1, the annual financial statements of the Group are prepared in accordance with IFRSs as adopted by the European Union. The condensed set of financial statements included in this halfyearly financial report has been prepared in accordance with International Accounting Standard 34 'Interim Financial Reporting' as adopted by the European Union.

OUR RESPONSIBILITY

Our responsibility is to express to the Company a conclusion on the condensed set of financial statements in the half-yearly financial report based on our review.

SCOPE OF REVIEW

We conducted our review in accordance with International Standard on Review Engagements (UK and Ireland) 2410 'Review of Interim Financial Information Performed by the Independent Auditor of the Entity' issued by the Auditing Practices Board for use in the United Kingdom. A review of interim financial information consists of making inquiries, primarily of persons responsible for financial and accounting matters, and applying analytical and other review procedures. A review is substantially less in scope than an audit conducted in accordance with International Standards on Auditing (UK and Ireland) and consequently does not enable us to obtain assurance that we would become aware of all significant matters that might be identified in an audit. Accordingly, we do not express an audit opinion.

CONCLUSION

Based on our review, nothing has come to our attention that causes us to believe that the condensed set of financial statements in the half-yearly financial report for the 26 week period ended 1 October 2016 is not prepared, in all material respects, in accordance with International Accounting Standard 34 as adopted by the European Union and the Disclosure and Transparency Rules of the United Kingdom's Financial Conduct Authority.

DELOITTE LLP

CHARTERED ACCOUNTANTS AND STATUTORY AUDITOR LONDON, UK

22 November 2016

Condensed Financial Statements Consolidated Income Statement

Audited
53 weeks to
2 April
Unaudited 26 weeks to 1 October 2016 Unaudited 27 weeks to 3 October 2015 2016
Before Adjustments* Before Adjustments*
Notes adjustments*
£000
(note 2)
£000
Total
£000
adjustments*
£000
(note 2)
£000
Total
£000
Total
£000
Continuing operations
Revenue 2 442,121 442,121 379,657 379,657 807,805
Operating profit 88,564 (18,405) 70,159 77,657 (11,004) 66,653 142,943
Share of results of
associates
(43) (43) (79) (79) (159)
Profit on disposal of
operations
592 592 556
Finance income 3 96 96 128 128 217
Finance expense 4 (4,987) (4,987) (3,049) (3,049) (7,269)
Profit before taxation 83,630 (18,405) 65,225 74,657 (10,412) 64,245 136,288
Taxation 5 (18,398) 5,385 (13,013) (17,170) 3,143 (14,027) (27,447)
Profit for the period
attributable to equity
shareholders
65,232 (13,020) 52,212 57,487 (7,269) 50,218 108,841
Earnings per share 6
From continuing
operations
Basic and diluted 17.23p 13.79p 15.19p 13.27p 28.76p
Dividends in respect
of the period
7
Dividends paid and
proposed (£000)
20,196 18,855 48,472
Per share 5.33p 4.98p 12.81p

* Adjustments include the amortisation of acquired intangible assets, acquisition items and profit or loss on disposal of operations and restructuring, and the associated taxation thereon.

Consolidated Statement of Comprehensive Income and Expenditure

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Profit for the period 52,212 50,218 108,841
Items that will not be reclassified subsequently to the Income Statement:
Actuarial (losses)/gains on defined benefit pension plans (45,838) 13,122 8,841
Tax relating to components of other comprehensive income that will not be reclassified 9,168 (2,625) (2,304)
Items that may be reclassified subsequently to the Income Statement:
Effective portion of changes in fair value of cash flow hedges (453) (343) (990)
Exchange gains/(losses) on translation of foreign operations and net investment hedge 57,825 (14,096) 30,036
Exchange losses transferred to Income Statement on disposal of operation 22 22
Tax relating to components of other comprehensive income that may be reclassified 91 80 209
Other comprehensive income/(expense) for the period 20,793 (3,840) 35,814
Total comprehensive income for the period attributable to equity shareholders 73,005 46,378 144,655

The exchange gains of £57,825,000 (27 weeks to 3 October 2015: losses of £14,096,000; 53 weeks to 2 April 2016: gain of £30,036,000) include gains of £16,267,000 (27 weeks to 3 October 2015: losses of £211,000; 53 weeks to 2 April 2016: gain of £9,336,000) which relate to net investment hedges.

Unaudited Unaudited Audited
1 October 3 October 2 April
Notes 2016
£000
2015
£000
2016
£000
Non-current assets
Goodwill 586,940 400,237 544,259
Other intangible assets 235,473 128,781 231,753
Property, plant and equipment 103,417 86,000 96,562
Interests in associates 3,660 3,763 3,722
Deferred tax asset 52,725 25,512 44,424
982,215 644,293 920,720
Current assets
Inventories 113,757 83,014 105,318
Trade and other receivables 179,659 143,144 183,619
Tax receivable 474 547 190
Cash and cash equivalents 76,093 133,716 53,938
Derivative financial instruments 135 173 1,131
370,118 360,594 344,196
Total assets 1,352,333 1,004,887 1,264,916
Current liabilities
Trade and other payables 109,841 90,721 122,791
Borrowings 2,161 4,748
Provisions 5,571 2,179 4,437
Tax liabilities 12,446 9,978 15,158
Derivative financial instruments 1,920 270 2,196
131,939 103,148 149,330
Net current assets 238,179 257,446 194,866
Non-current liabilities
Borrowings 311,252 227,103 295,908
Retirement benefit obligations 11 94,024 51,405 52,323
Trade and other payables 11,387 4,058 10,153
Provisions 18,859 2,534 18,510
Deferred tax liabilities 94,304 49,783 92,352
529,826 334,883 469,246
Total liabilities 661,765 438,031 618,576
Net assets 690,568 566,856 646,340
Equity
Share capital 37,965 37,965 37,965
Share premium account 23,608 23,608 23,608
Own shares (4,896) (6,452) (8,219)
Capital redemption reserve 185 185 185
Hedging reserve (972) (92) (610)
Translation reserve 133,212 31,255 75,387
Other reserves (9,481) (8,387) (5,831)
Retained earnings 510,947 488,774 523,855
Shareholders' funds 690,568 566,856 646,340

Consolidated Statement of Changes in Equity Consolidated Statement of Changes in Equity

For the 26 weeks ended 1 October 2016
Share Capital
Share premium Own redemption Hedging Translation Other Retained
capital account shares reserve reserve reserve reserves earnings Total
£000 £000 £000 £000 £000 £000 £000 £000 £000
At 2 April 2016 (audited) 37,965 23,608 (8,219) 185 (610) 75,387 (5,831) 523,855 646,340
Profit for the period 52,212 52,212
Other comprehensive income
and expense:
Exchange differences on
translation of foreign operations
57,825 57,825
Actuarial losses on defined benefit
pension plans
(45,838) (45,838)
Effective portion of changes in fair
value of cash flow hedges
(453) (453)
Tax relating to components of
other comprehensive income
and expense 91 9,168 9,259
Total other comprehensive income
and expense
(362) 57,825 (36,670) 20,793
Dividends paid (29,609) (29,609)
Share-based payments charge 3,110 3,110
Deferred tax on share-based
payment transactions
(127) (127)
Excess tax deductions related
to share-based payments on
exercised awards
1,159 1,159
Performance share plan awards
vested
3,323 (6,633) (3,310)
At 1 October 2016 (unaudited) 37,965 23,608 (4,896) 185 (972) 133,212 (9,481) 510,947 690,568

Own shares are ordinary shares in Halma plc purchased by the Company and held to fulfil the Company's obligations under the Company's share plans. As at 1 October 2016 the number of treasury shares held was 462,188 (3 October 2015: 940,421; 2 April 2016: 940,421) and the number of shares held by the Employee Benefit Trust was 262,417 (3 October 2015: 89,198; 2 April 2016: 311,444).

Consolidated Statement of Changes in Equity continued Consolidated Statement of Changes in Equity continued

For the 27 weeks ended 3 October 2015
Share
capital
Share
premium
account
Own
shares
Capital
redemption
reserve
Hedging
reserve
Translation
reserve
Other
reserves
Retained
earnings
Total
£000 £000 £000 £000 £000 £000 £000 £000 £000
At 28 March 2015 (audited) 37,965 23,608 (8,450) 185 171 45,329 (4,073) 454,213 548,948
Profit for the period 50,218 50,218
Other comprehensive income
and expense:
Exchange differences on translation
of foreign operations
(14,096) (14,096)
Exchange losses transferred to
Income Statement on disposal
of operation
22 22
Actuarial gains on defined benefit
pension plans
13,122 13,122
Effective portion of changes in fair
value of cash flow hedges
(343) (343)
Tax relating to components of other
comprehensive income and expense
80 (2,625) (2,545)
Total other comprehensive income
and expense
(263) (14,074) 10,497 (3,840)
Dividends paid (27,630) (27,630)
Share-based payments charge 1,952 1,952
Deferred tax on share-based
payment transactions
(575) (575)
Excess tax deductions related
to share-based payments on
exercised awards
1,476 1,476
Purchase of Employee Benefit
Trust shares
(1,216) (1,216)
Performance share plan
awards vested
3,214 (5,691) (2,477)
At 3 October 2015 (unaudited) 37,965 23,608 (6,452) 185 (92) 31,255 (8,387) 488,774 566,856

Consolidated Statement of Changes in Equity continued Consolidated Statement of Changes in Equity continued

Share Capital
Share premium Own redemption Hedging Translation Other Retained
capital account shares reserve reserve reserve reserves earnings Total
£000 £000 £000 £000 £000 £000 £000 £000 £000
At 28 March 2015 (audited) 37,965 23,608 (8,450) 185 171 45,329 (4,073) 454,213 548,948
Profit for the period 108,841 108,841
Other comprehensive income
and expense:
Exchange differences on translation
of foreign operations
30,036 30,036
Exchange losses transferred to
Income Statement on disposal
of operation
22 22
Actuarial gains on defined benefit
pension plans
8,841 8,841
Effective portion of changes in fair
value of cash flow hedges
(990) (990)
Tax relating to components of other
comprehensive income and expense
209 (2,304) (2,095)
Total other comprehensive income
and expense
(781) 30,058 6,537 35,814
Dividends paid (46,473) (46,473)
Share-based payments charge 3,845 3,845
Deferred tax on share-based
payment transactions
109 109
Excess tax deductions related
to share-based payments on
exercised awards
737 737
Purchase of Own shares (3,003) (3,003)
Performance share plan
awards vested
3,234 (5,712) (2,478)
At 2 April 2016 (audited) 37,965 23,608 (8,219) 185 (610) 75,387 (5,831) 523,855 646,340

For the 53 weeks ended 2 April 2016

Consolidated Cash Flow Statement Consolidated Cash Flow Statement

1 October
2016
Notes
£000
Net cash inflow from operating activities
8
70,345
Cash flows from investing activities
Purchase of property, plant and equipment
(10,728)
Purchase of computer software
(702)
Purchase of other intangibles
(209)
Proceeds from sale of property, plant and equipment
287
Proceeds from sale of capitalised development costs
Development costs capitalised
(4,814)
Interest received
Acquisition of businesses, net of cash acquired
10
(148)
Disposal of operation, net of cash disposed
Unaudited
Unaudited
26 weeks to
27 weeks to
Audited
53 weeks to
3 October 2 April
2015
£000
2016
£000
61,886 149,273
(8,244) (22,418)
(778) (1,669)
(81) (535)
468 2,364

166
(3,990) (8,579)
96
128
217
(12,902) (202,575)

908
907
Net cash used in investing activities
(16,218)
(24,491) (232,122)
Financing activities
Dividends paid
(29,609)
(27,630) (46,473)
Purchase of Own shares (1,216)
(3,003)
Interest paid
(3,489)
(1,589) (4,149)
Loan arrangement fee paid
(770)
Proceeds from bank borrowings
87,000
74,788
Repayment of bank borrowings
(97,000)
Proceeds from issue of loan notes
167,473
(33,098)
Net cash (used in)/from financing activities
56,565 90,866
21,029
Increase in cash and cash equivalents
93,960 8,017
Cash and cash equivalents brought forward
49,526
39,525 39,525
Exchange adjustments
3,713
231 1,984
74,268
Cash and cash equivalents carried forward
133,716 49,526
Unaudited Unaudited Audited
1 October 3 October 2 April
2016
£000
2015
£000
2016
£000
Reconciliation of net cash flow to movement in net debt
Increase in cash and cash equivalents
21,029
93,960 8,017
Net cash (inflow)/outflow from (drawdown)/repayment of bank borrowings
(87,000)
22,212
Proceeds from issue of loan notes
(167,473)
Loan notes issued in respect of acquisitions*
(263)
(288)
Loan notes repaid in respect of acquisitions*
241
368 367
Exchange adjustments
(11,873)
442 (8,659)
9,397 7,507 (145,824)
Net debt brought forward
(246,718)
(100,894) (100,894)
(237,321)
Net debt carried forward
(93,387) (246,718)

* Of the £577,000 loan notes outstanding at the prior period end £241,000 was converted at par into cash on 14 May 2016. The remaining loan notes are outstanding. The loan notes, which attract interest of 1%, are convertible into cash by the holder at par on each anniversary of the acquisition date until 14 May 2019.

1 BASIS OF PREPARATION

General information

The Half Year Report, which includes the Interim Management Report and Condensed Financial Statements for the 26 weeks to 1 October 2016, was approved by the Directors on 22 November 2016.

The Report has been prepared in accordance with International Accounting Standard 34, applying the accounting policies and presentation that were applied in the preparation of the Group's statutory accounts for the 53 weeks to 2 April 2016.

The figures shown for the 53 weeks to 2 April 2016 are based on the Group's statutory accounts for that period and do not constitute the Group's statutory accounts for that period as defined in Section 434 of the Companies Act 2006. These statutory accounts, which were prepared under International Financial Reporting Standards, have been filed with the Registrar of Companies. The audit report on those accounts was not qualified, did not include a reference to any matters to which the Auditor drew attention by way of emphasis without qualifying the report, and did not contain statements under Sections 498 (2) or (3) of the Companies Act 2006.

The Report has been prepared solely to provide additional information to shareholders as a body to assess the Board's strategies and the potential for those strategies to succeed. It should not be relied on by any other party or for any other purpose.

The Report contains certain forward-looking statements which have been made by the Directors in good faith using information available up until the date they approved the Report. Forward-looking statements should be regarded with caution as by their nature such statements involve risk and uncertainties relating to events and circumstances that may occur in the future. Actual results may differ from those expressed in such statements, depending on the outcome of these uncertain future events.

The Directors believe the Group is well placed to manage its business risks successfully. The Group's forecasts and projections, taking account of reasonably possible changes in trading performance, show that the Group should be able to operate within the level of its current committed facilities, which includes a £550m five-year Revolving Credit Facility completed on 4 November 2016 of which £428m remains undrawn at the date of this report.

With this in mind, the Directors have a reasonable expectation that the Company and Group have adequate resources to continue in operational existence for the foreseeable future. Thus they continue to adopt the going concern basis in preparing the half year Condensed Financial Statements.

2 SEGMENTAL ANALYSIS

Sector analysis

The Group has four main reportable segments (Process Safety, Infrastructure Safety, Medical and Environmental & Analysis), which are defined by markets rather than product type. Each segment includes businesses with similar operating and market characteristics. These segments are consistent with the internal reporting as reviewed by the Chief Executive.

Segment revenue and results

Revenue (all continuing operations)
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Process Safety 76,743 77,773 155,467
Infrastructure Safety 147,988 122,411 264,843
Medical 118,664 92,297 198,715
Environmental & Analysis 98,797 87,243 188,928
Inter-segmental sales (71) (67) (148)
Revenue for the period 442,121 379,657 807,805

Inter-segmental sales are charged at prevailing market prices and have not been disclosed separately by segment as they are not considered material. The Group does not analyse revenue by product group. Revenue derived from the rendering of services was £14,034,000 (27 weeks to 3 October 2015: £12,165,000; 53 weeks to 2 April 2016: £25,134,000). All revenue was otherwise derived from the sale of products.

Profit (all continuing operations)
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Segment profit before allocation of adjustments*
Process Safety 17,395 19,090 39,557
Infrastructure Safety 31,991 24,591 56,167
Medical 28,876 24,579 51,695
Environmental & Analysis 16,022 14,767 34,527
94,284 83,027 181,946
Segment profit after allocation of adjustments*
Process Safety 15,491 17,393 36,095
Infrastructure Safety 29,735 23,707 50,965
Medical 18,933 18,826 34,747
Environmental & Analysis 11,720 12,689 30,413
Segment profit 75,879 72,615 152,220
Central administration costs (5,763) (5,449) (8,880)
Net finance expense (4,891) (2,921) (7,052)
Group profit before taxation 65,225 64,245 136,288
Taxation (13,013) (14,027) (27,447)
Profit for the period 52,212 50,218 108,841

* Adjustments include the amortisation of acquired intangible assets, acquisition items and profit or loss on disposal of operations and restructuring.

The accounting policies of the reportable segments are the same as the Group's accounting policies. For acquisitions after 3 April 2010, acquisition transaction costs and adjustments to contingent purchase consideration are recognised in the Consolidated Income Statement. Segment profit before these acquisition costs, the amortisation of acquired intangible assets and the profit or loss on disposal of continuing operations and restructuring is disclosed separately above as this is the measure reported to the Chief Executive for the purpose of allocation of resources and assessment of segment performance.

2 SEGMENTAL ANALYSIS CONTINUED

These adjustments are analysed as follows:

Unaudited for the 26 weeks ended 1 October 2016
Acquisition items
Amortisation
of acquired
intangibles
£000
Transaction
costs
£000
Adjustments
to contingent
consideration
£000
Release of
fair value
adjustments
to inventory
£000
Total
amortisation
charge and
acquisition
items
£000
Disposal of
operations
and
restructuring
£000
Total
£000
Process Safety (1,904) (1,904) (1,904)
Infrastructure Safety (2,256) (2,256) (2,256)
Medical (8,815) (338) (790) (9,943) (9,943)
Environmental & Analysis (2,217) 15 (2,202) (2,100) (4,302)
Total Segment & Group (15,192) (323) (790) (16,305) (2,100) (18,405)

The £338,000 charge to contingent consideration comprises a credit arising from a revision to the estimate of the payable for Value Added Solutions LLC (VAS) by £339,000 from £704,000 (US\$1,000,000) to £411,000 (US\$535,000) with exchange differences of £46,000, offset by a £677,000 charge arising from changes in the discount rate along with exchange differences on the payable for Visiometrics S.L. (Visiometrics) which is denominated in Euros.

The £790,000 charge relates to the release of the remaining fair value adjustments on revaluing the inventory of CenTrak on acquisition in the prior year.

The £2,100,000 charge relates to inventory and fixed asset write downs and severance costs arising on the restructuring of non-core operations in one of the Group's subsidiaries.

Unaudited for the 27 weeks ended 3 October 2015
Acquisition items
Amortisation
of acquired
intangibles
£000
Transaction
costs
£000
Adjustments
to contingent
consideration
£000
Release of
fair value
adjustments
to inventory
£000
Total
amortisation
charge and
acquisition
items
£000
Disposal of
operations
and
restructuring
£000
Total
£000
Process Safety (1,697) (1,697) (1,697)
Infrastructure Safety (411) (148) (325) (884) (884)
Medical (6,217) (114) (14) (6,345) 592 (5,753)
Environmental & Analysis (2,078) (2,078) (2,078)
Total Segment & Group (10,403) (262) (339) (11,004) 592 (10,412)

The transaction costs arose on the acquisitions of VAS, £114,000; and Firetrace USA LLC, £148,000.

The £325,000 charge to contingent consideration related to the revision of the estimate of the remaining payable for Advanced Electronics Limited.

The £592,000 profit on disposal relates to the disposal of 8.8% of the Group's ownership interest in Optomed Oy on 26 August 2015.

2 SEGMENTAL ANALYSIS CONTINUED

Audited for the 53 weeks ended 2 April 2016
Acquisition items
Amortisation
of acquired
intangibles
£000
Transaction
costs
£000
Adjustments
to contingent
consideration
£000
Release of
fair value
adjustments
to inventory
£000
Total
amortisation
charge and
acquisition
items
£000
Disposal of
operations
and
restructuring
£000
Total
£000
Process Safety (3,462) (3,462) (3,462)
Infrastructure Safety (2,398) (1,101) (827) (842) (5,168) (34) (5,202)
Medical (13,018) (2,926) (826) (768) (17,538) 590 (16,948)
Environmental & Analysis (4,225) 111 (4,114) (4,114)
Total Segment & Group (23,103) (4,027) (1,542) (1,610) (30,282) 556 (29,726)

The transaction costs arose mainly on the prior year acquisitions of Firetrace in the Infrastructure Safety sector and VAS, Visiometrics and CenTrak in the Medical sector.

The £1,542,000 charge comprised changes in estimate of the deferred contingent consideration payable for Advanced Electronics in the Infrastructure Safety sector, ASL, a prior acquisition, in the Environmental & Analysis sector, and foreign exchange movements on the Visiometrics payable in the Medical sector. The Advanced payable was settled in full in the period.

The release of fair value adjustments to inventory related to the acquisitions of Firetrace and CenTrak.

The £590,000 profit on disposal relates to the disposal of 8.8% of the Group's ownership interest in Optomed Oy on 26 August 2015.

The total assets and liabilities of all four segments have not been disclosed as there have been no material changes to those disclosed in the Annual Report and Accounts 2016.

Geographic information

The Group's revenue from external customers (by location of customer) is as follows:

Revenue by destination
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
United States of America 160,807 124,415 272,933
Mainland Europe 95,965 85,190 179,290
United Kingdom 72,901 71,520 144,821
Asia Pacific 69,686 59,736 124,992
Africa, Near and Middle East 26,742 25,419 55,712
Other countries 16,020 13,377 30,057
Group revenue 442,121 379,657 807,805

3 FINANCE INCOME

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Interest receivable 96 128 217
4 FINANCE EXPENSE
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Interest payable on loans and overdrafts 3,463 1,580 4,104
Amortisation of finance costs 325 265 561
Net interest charge on pension plan liabilities 832 1,008 2,013
Other interest payable 25 9 45
4,645 2,862 6,723
Fair value movement on derivative financial instruments 267 187 508
Unwinding of discount on provisions 75 38
4,987 3,049 7,269

5 TAXATION

The total Group tax charge for the 26 weeks to 1 October 2016 of £13,013,000 (27 weeks to 3 October 2015: £14,027,000; 53 weeks to 2 April 2016: £27,447,000) comprises a current tax charge of £15,032,000 (27 weeks to 3 October 2015: £15,280,000; 53 weeks to 2 April 2016: £30,685,000) and a deferred tax credit of £2,019,000 (27 weeks to 3 October 2015: £1,253,000; 53 weeks to 2 April 2016: £3,238,000). The tax charge is based on the estimated effective tax rate for the year.

The tax charge includes £12,253,000 (27 weeks to 3 October 2015: £12,270,000; 53 weeks to 2 April 2016: £25,014,000) in respect of overseas tax.

6 EARNINGS PER ORDINARY SHARE

Basic and diluted earnings per ordinary share are calculated using the weighted average of 378,549,906 (3 October 2015: 378,390,374; 2 April 2016: 378,412,359) shares in issue during the period (net of shares purchased by the Company and held as treasury and Employee Benefit Trust shares). All remaining share options were exercised during the year ended March 2015, accordingly there are no dilutive potential ordinary shares.

Adjusted earnings are calculated as earnings from continuing operations excluding the amortisation of acquired intangible assets, acquisition items, profit or loss on disposal of operations and restructuring, and associated taxation thereon.

The Directors consider that adjusted earnings represent a more consistent measure of underlying performance. A reconciliation of earnings and the effect on basic earnings per share figures is as follows:

Unaudited
26 weeks to
1 October
2016
£000
Unaudited
27 weeks to
3 October
2015
£000
Audited
53 weeks to
2 April
2016
£000
Earnings from continuing operations 52,212 50,218 108,841
Amortisation of acquired intangible assets (after tax) 10,383 7,351 16,102
Acquisition transaction costs (after tax) 171 2,941
Release of fair value adjustments to inventory (after tax) 490 998
Adjustments to contingent consideration (after tax) 300 339 1,315
Loss/(profit) on disposal of operations and restructuring (after tax) 1,847 (592) (556)
Adjusted earnings 65,232 57,487 129,641
Per ordinary share
Unaudited
26 weeks to
1 October
2016
pence
Unaudited
27 weeks to
3 October
2015
pence
Audited
53 weeks to
2 April
2016
pence
Earnings from continuing operations 13.79 13.27 28.76
Amortisation of acquired intangible assets (after tax) 2.74 1.94 4.26
Acquisition transaction costs (after tax) 0.05 0.78
Release of fair value adjustments to inventory (after tax) 0.13 0.26
Adjustments to contingent consideration (after tax) 0.08 0.09 0.35
Loss/(profit) on disposal of operations and restructuring (after tax) 0.49 (0.16) (0.15)
Adjusted earnings 17.23 15.19 34.26

Notes to the Condensed Financial Statements continued Notes to the Condensed Financial Statements continued

7 DIVIDENDS

Per ordinary share
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
pence pence pence
Amounts recognised as distributions to shareholders in the period
Final dividend for the year to 2 April 2016 (28 March 2015) 7.83 7.31 7.31
Interim dividend for the year to 2 April 2016 4.98
7.83 7.31 12.29
Dividends in respect of the period
Interim dividend for the year to 1 April 2017 (2 April 2016) 5.33 4.98 4.98
Final dividend for the year to 2 April 2016 7.83
5.33 4.98 12.81
Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Amounts recognised as distributions to shareholders in the period
Final dividend for the year to 2 April 2016 (28 March 2015) 29,628 27,630 27,629
Interim dividend for the year to 2 April 2016 18,844
29,628 27,630 46,473
Dividends in respect of the period
Interim dividend for the year to 1 April 2017 (2 April 2016) 20,196 18,855 18,844
Final dividend for the year to 2 April 2016 29,628
20,196 18,855 48,472

8 NOTES TO THE CONSOLIDATED CASH FLOW STATEMENT

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016
£000
2015
£000
2016
£000
Reconciliation of profit from operations to net cash inflow from operating activities
Profit on continuing operations before finance income and expense, share of results of
associates and profit or loss on disposal of operations
70,159 66,653 142,943
Depreciation of property, plant and equipment 8,743 7,387 15,245
Amortisation of computer software 696 610 1,348
Amortisation of capitalised development costs and other intangibles 3,508 2,347 5,202
Amortisation of acquired intangible assets 15,192 10,403 23,103
Share-based payment expense (less than)/in excess of amounts paid (695) (1,052) 1,899
Additional payments to pension plans (5,104) (3,241) (7,728)
Loss on restructuring of operation 2,057
Loss/(profit) on sale of property, plant and equipment and computer software 14 35 (1,345)
Operating cash flows before movement in working capital 94,570 83,142 180,667
Increase in inventories (2,350) (4,525) (4,809)
Decrease/(increase) in receivables 12,680 11,661 (8,786)
(Decrease)/increase in payables and provisions (18,104) (12,398) 7,844
Revision to estimate of contingent consideration payable 323 339 1,543
Cash generated from operations 87,119 78,219 176,459
Taxation paid (16,774) (16,333) (27,186)
Net cash inflow from operating activities 70,345 61,886 149,273
Unaudited
1 October
2016
£000
Unaudited
3 October
2015
£000
Audited
2 April
2016
£000
Analysis of cash and cash equivalents
Cash and bank balances 76,093 133,716 53,938
Overdrafts (included in current Borrowings) (1,825) (4,412)
Cash and cash equivalents 74,268 133,716 49,526
At At
2 April
2016
£000
Reclass
£000
Cash flow
£000
Loan notes
repaid
£000
Exchange
adjustments
£000
1 October
2016
£000
Analysis of net debt
Cash and bank balances 53,938 18,442 3,713 76,093
Overdrafts (4,412) 2,587 (1,825)
Cash and cash equivalents 49,526 21,029 3,713 74,268
Loan notes falling due within one year* (336) (241) 241 (336)
Loan notes falling due after more than
one year*
(172,112) 241 (7,644) (179,515)
Bank loans falling due after more than
one year
(123,796) (7,942) (131,738)
Total net debt (246,718) 21,029 241 (11,873) (237,321)

* £241,000 of the £577,000 loan notes outstanding at the beginning of the period was converted at par into cash on 14 May 2016. The remaining loan notes are outstanding. The loan notes, which attract interest of 1%, are convertible into cash by the holder at par on each anniversary of the acquisition date until 14 May 2019.

Notes to the Condensed Financial Statements continued Notes to the Condensed Financial Statements continued

9 ADDITIONAL PERFORMANCE MEASURES

Return on Total Invested Capital (ROTIC)

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Post-tax profit before adjustments** 65,232 57,487 129,641
Shareholders' funds 690,568 566,856 646,340
Add back retirement benefit obligations 94,024 51,405 52,323
Less associated deferred tax assets (17,506) (10,000) (9,619)
Cumulative amortisation of acquired intangible assets 136,963 93,137 112,478
Historical adjustments to goodwill*** 89,549 89,549 89,549
Total Invested Capital 993,598 790,947 891,071
Average Total Invested Capital* 942,335 783,554 833,616
Return on Total Invested Capital (annualised) 13.8% 14.7% 15.6%

Return on Capital Employed (ROCE)

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Operating profit before adjustments**, but after share of results of associates 88,521 77,578 173,066
Computer software costs within intangible assets 3,353 2,981 3,215
Capitalised development costs within intangible assets 25,985 17,397 23,540
Other intangibles within intangible assets 1,099 453 903
Property, plant and equipment 103,417 86,000 96,562
Inventories 113,757 83,014 105,318
Trade and other receivables 179,659 143,144 183,619
Trade and other payables (109,841) (90,721) (122,791)
Provisions (5,571) (2,179) (4,437)
Net tax liabilities (11,972) (9,431) (14,968)
Non-current trade and other payables (11,387) (4,058) (10,153)
Non-current provisions (18,859) (2,534) (18,510)
Add back contingent purchase consideration 18,500 841 17,075
Capital Employed 288,140 224,907 259,373
Average Capital Employed* 273,757 222,028 239,261
Return on Capital Employed (annualised) 64.7% 69.9% 72.3%

* The ROTIC and ROCE measures are expressed as a percentage of the average of the current period's and prior year's Total Invested Capital and Capital Employed respectively. Using an average as the denominator is considered to be more representative. The March 2015 Total Invested Capital and Capital Employed balances were £776,160,000 and £219,148,000 respectively.

** Adjustments include the amortisation of acquired intangible assets, acquisition items and profit or loss on disposal of operations and restructuring. *** Includes goodwill amortised prior to 3 April 2004 and goodwill taken to reserves.

9 ADDITIONAL PERFORMANCE MEASURES CONTINUED

Organic growth

Organic growth measures the change in revenue and profit from continuing Group operations. The calculation equalises the effect of acquisitions by:

i. removing from the year of acquisition their entire revenue and profit before taxation, and

ii. in the following year, removing the revenue and profit for the number of months equivalent to the pre-acquisition period in the prior year.

The resultant effect is that the acquisitions are removed from organic results for one full year of ownership.

The results of disposals are removed from the prior period reported revenue and profit before taxation. The effects of currency changes are removed through restating the current year revenue and profit before taxation at the prior year exchange rates. Organic growth at constant currency has been calculated as follows:

Revenue
Adjusted profit* before taxation
Unaudited Unaudited Unaudited Unaudited
26 weeks to 27 weeks to 26 weeks to 27 weeks to
1 October 3 October 1 October 3 October
2016 2015 2016 2015
£000 £000 % growth £000 £000 % growth
Continuing operations 442,121 379,657 16.5% 83,630 74,657 12.0%
Acquired and disposed revenue/profit (25,428) (1,510)
Organic growth 416,693 379,657 9.8% 82,120 74,657 10.0%
Constant currency adjustment (29,072) (5,978)
Organic growth at constant currency 387,621 379,657 2.1% 76,142 74,657 2.0%

* Adjustments include the amortisation of acquired intangible assets, acquisition items, and profit or loss on disposal of operations and restructuring.

Adjusted operating profit Unaudited
26 weeks to
1 October
2016
£000
Unaudited
27 weeks to
3 October
2015
£000
Audited
53 weeks to
2 April
2016
£000
Operating profit 70,159 66,653 142,943
Add back:
Acquisition items 1,113 601 7,179
Loss on restructuring of operations 2,100
Amortisation of acquired intangible assets 15,192 10,403 23,103
Adjusted operating profit 88,564 77,657 173,225
Adjusted operating cash flow Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Net cash from operating activities (note 8) 70,345 61,886 149,273
Add back:
Taxation paid 16,774 16,333 27,186
Proceeds from sale of property, plant and equipment 287 468 2,364
Proceeds from sale of capitalised development costs 166
Share awards vested not settled by Own shares* 3,310 2,477 2,478
Less:
Purchase of property, plant and equipment (10,728) (8,244) (22,418)
Purchase of computer software and other intangibles (911) (859) (2,204)
Development costs capitalised (4,814) (3,990) (8,579)
Adjusted operating cash flow 74,263 68,071 148,266
Cash conversion % (adjusted operating cash flow/adjusted operating profit) 84% 88% 86%

* See Consolidated Statement of Changes in Equity.

Notes to the Condensed Financial Statements continued Notes to the Condensed Financial Statements continued

10 ACQUISITIONS

In the provisional accounting for acquisitions, adjustments are made to the book values of the net assets of the companies acquired to reflect their provisional fair values to the Group. Acquired inventories are valued at fair value adopting Group bases and any liabilities for warranties relating to past trading are recognised. Other previously unrecognised assets and liabilities at acquisition are included and accounting policies are aligned with those of the Group where appropriate.

During the period ended 1 October 2016 adjustments were made to the fair values of acquired assets and liabilities included in the provisional accounting for the prior year acquisitions of Firetrace and Visiometrics.

The provisional accounting was updated for non-material changes to certain provisions and inventory valuations and for adjustments to the related deferred tax balances. The initial consideration for CenTrak was also adjusted following the finalisation of the working capital adjustment payable. The combined adjustments made for each acquisition resulted in a net adjustment to goodwill of £230,000. All adjustments to the provisional accounting were made within the goodwill measurement period, relevant to each acquisition, as defined by IFRS 3 (revised) Business Combinations.

As at the date of approval of these Condensed Financial Statements the accounting for Firetrace is complete. The accounting for Visiometrics and CenTrak remains provisional. The measurement window for these acquisitions expires in December 2016 and February 2017 respectively.

Adjustments on prior year acquisitions

Fair value
adjustments
£000
Current assets
Inventories (103)
Trade and other receivables (123)
Total assets (226)
Current liabilities
Provisions (84)
Non-current liabilities
Deferred tax (15)
Total liabilities (99)
Net assets of businesses acquired (325)
Initial consideration adjustment (555)
Goodwill arising on prior year acquisition (230)

10 ACQUISITIONS CONTINUED

Analysis of cash outflow in the Consolidated Cash Flow Statement

Unaudited Unaudited Audited
26 weeks to 27 weeks to 53 weeks to
1 October 3 October 2 April
2016 2015 2016
£000 £000 £000
Initial cash consideration paid 3,228 187,601
Initial cash consideration adjustment on prior year acquisitions (166)
Cash acquired on acquisitions (1,830)
Deferred contingent consideration paid in relation to current year acquisitions 6,558
Deferred contingent consideration paid and loan notes repaid in cash in relation to prior
year acquisitions* 314 9,674 10,246
Net cash outflow relating to acquisitions (per Consolidated Cash Flow Statement) 148 12,902 202,575

* The £314,000 comprises £241,000 loan notes and £73,000 contingent consideration paid in respect of prior period acquisitions all of which had been provided in the prior period's financial statements.

11 RETIREMENT BENEFITS

The Group's significant defined benefit plans are for the qualifying employees of its UK subsidiaries. The defined benefit obligation at 1 October 2016 of £94,024,000 (3 October 2015: £51,405,000; 2 April 2016: £52,323,000) has been estimated based on the latest triennial actuarial valuations updated to reflect current assumptions regarding discount rates, inflation rates and asset values. The latest triennial valuations were carried out at 1 December 2014 for the Halma Group Pension Plan and 1 April 2015 for the Apollo Pension and Life Assurance Plan.

The discount rate assumption was set at 2.3% (3 October 2015: 3.75%; 2 April 2016: 3.4%). All other assumptions are materially unchanged.

In addition, the defined benefit plan assets have been updated to reflect deficit reduction payments in the period totalling £5,160,000 (3 October 2015: £3,300,000; 2 April 2016: £7,800,000). The UK plans are closed to future accrual.

12 FAIR VALUES OF FINANCIAL ASSETS AND LIABILITIES

As at 1 October 2016, with the exception of the Group's fixed rate loan notes, there were no significant differences between the book value and fair value (as determined by market value) of the Group's financial assets and liabilities.

The fair value of floating rate borrowings approximate to the carrying value because interest rates are reset to market rates at intervals of less than one year.

The fair value of the Group's fixed rate loan notes arising from the United States Private Placement completed in January 2016 is estimated to be £186,023,000. The fair value is estimated by discounting the future contracted cash flow using readily available market data and represents a level 2 measurement in the fair value hierarchy under IFRS 7.

The fair value of derivative financial instruments is estimated by discounting the future contracted cash flow using readily available market data and represents a level 2 measurement in the fair value hierarchy under IFRS 7.

As at 1 October 2016, the total forward foreign currency contracts outstanding were £28,876,000. The contracts mostly mature within one year and therefore the cash flows and resulting effect on profit and loss are expected to occur within the next 12 months.

The fair values of the forward contracts are disclosed as a £135,000 (3 October 2015: £173,000; 2 April 2016: £1,131,000) asset and £1,920,000 (3 October 2015: £270,000; 2 April 2016: £2,196,000) liability in the Consolidated Balance Sheet.

Any movements in the fair values of the contracts are recognised in equity until the hedge transaction occurs, when gains/losses are recycled to finance income or finance expense.

13 SUBSEQUENT EVENTS

On 4 November 2016 the Group completed the refinancing of its £360,000,000 multi-currency revolving credit facility (RCF). The facility which was due to expire in November 2018 is increased to £550,000,000 in Sterling, US Dollar, Euro and Swiss Franc and runs to October 2021 with the potential for a further two years extension with the agreement of the syndicate of banks.

14 OTHER MATTERS

Seasonality

The Group's financial results have not historically been subject to significant seasonal trends.

Equity and borrowings

Issues and repurchases of Halma plc's ordinary shares and drawdowns and repayments of borrowings are shown in the Consolidated Cash Flow Statement.

Related party transactions

There were no significant changes in the nature and size of related party transactions for the period to those reported in the Annual Report and Accounts 2016.

15 PRINCIPAL RISKS AND UNCERTAINTIES

A number of potential risks and uncertainties exist that could have a material impact on the Group's performance over the second half of the financial year and could cause actual results to differ materially from expected and historical results.

The Group has in place processes for identifying, evaluating and managing key risks. These risks, together with a description of the approach to mitigating them, are set out on pages 30 to 33 in the Annual Report and Accounts 2016, which is available on the Group's website at www.halma.com.

The principal risks and uncertainties relate to:

  • Globalisation
  • Competition
  • Economic conditions
  • Funding, treasury and pension deficit
  • Cyber security/Information Technology/Business interruption
  • Acquisitions
  • Laws and regulations
  • Succession planning and staff quality
  • Research & Development and Intellectual Property strategy

The United Kingdom's referendum decision on 23 June 2016 to leave the European Union has added an increased level of uncertainty to global economic growth. The Group has formed an executive working group that is tasked with assessing and monitoring the impacts and communicating updates and guidance as matters progress. The following principal risks have been, and are likely to continue to be impacted following the Referendum result:

  • a) Economic conditions increased uncertainty, potential impact on growth and inflation, with variability in interest and FX rates
  • b) Defined benefit pension liability increased risk as a consequence of the movements in bond yields affecting discount rates which may increase the liability
  • c) Laws and regulations potential changes to UK and EU based law and regulation including product approvals, patent regulations and import/export tariffs

Approximately 10% of Group revenue comes from direct sales between the UK and Mainland Europe. Our decentralised model, with businesses in diverse markets and locations together with our autonomous, close-to-market decision making enables our companies to adapt more quickly than many of our competitors, for example with a weaker Sterling offering pricing opportunities for exports from the UK. Weak Sterling is also generally positive for the Group with the translation of non-Sterling revenues into Sterling for reporting purposes.

15 PRINCIPAL RISKS AND UNCERTAINTIES CONTINUED

Although the Group uses forward foreign exchange contracts to mitigate its transactional currency exposure risk, it does not hedge the translation of its currency profits. In the first half of the year, Sterling weakened on average by 11% relative to the US Dollar, and by 12% against the Euro, resulting in an 8% positive currency impact on reported revenue and 8% on reported profit.

16 RESPONSIBILITY STATEMENT

We confirm that to the best of our knowledge:

  • a) these Condensed Financial Statements have been prepared in accordance with International Accounting Standard 34 'Interim Financial Reporting' as adopted by the European Union;
  • b) this Half Year Report includes a fair review of the information required by Disclosure and Transparency Rule (DTR) 4.2.7R (indication of important events during the period and description of principal risks and uncertainties for the remainder of the financial year); and
  • c) this Half Year Report includes a fair review of the information required by DTR 4.2.8R (disclosure of related party transactions and changes therein).

By order of the Board

22 November 2016

Shareholder Information and Advisers Shareholder Information and Advisers

REGISTERED OFFICE

Misbourne Court Rectory Way Amersham Bucks HP7 0DE

Tel: +44 (0)1494 721111

[email protected] www.halma.com

Registered in England and Wales, No 40932

BOARD OF DIRECTORS

Paul Walker* Chairman Andrew Williams Chief Executive Daniela Barone Soares* Carole Cran* Jo Harlow* Adam Meyers Tony Rice* Senior Independent Director Kevin Thompson Roy Twite* Jennifer Ward

* Non-executive

COMPANY SECRETARY

Carol Chesney

EXECUTIVE BOARD

Andrew Williams Chief Executive Kevin Thompson Finance Director Chuck Dubois Sector Chief Executive, Environmental & Analysis Adam Meyers Sector Chief Executive, Medical Philippe Felten Sector Chief Executive, Process Safety Paul Simmons Sector Chief Executive, Infrastructure Safety Jennifer Ward Group Talent Director

INVESTOR RELATIONS CONTACTS

Rachel Hirst/Andrew Jaques MHP Communications 6 Agar Street London WC2N 4HN

Tel: +44 (0)20 3128 8100 Fax: +44 (0)20 3128 8171 [email protected]

Andrew Williams Halma plc Misbourne Court Rectory Way Amersham Bucks HP7 0DE

Tel: +44 (0)1494 721111 [email protected]

REGISTRAR

Computershare Investor Services PLC The Pavilions Bridgwater Road Bristol BS99 6ZZ

Tel: +44 (0)370 707 1046 Fax: +44 (0)370 703 6101

www.investorcentre.co.uk

Shareholder Information and Advisers continued Shareholder Information and Advisers continued

ADVISERS Auditor

Deloitte LLP Abbots House Abbey Street Reading RG1 3BD

Financial advisers

Lazard & Co., Limited 50 Stratton Street London W1J 8LL

Credit Suisse International One Cabot Square London E14 4QJ

Bankers The Royal Bank of Scotland plc 280 Bishopsgate London EC2M 4RB

Brokers

Credit Suisse International One Cabot Square London E14 4QJ

Investec Investment Banking 2 Gresham Street London EC2V 7QP

Solicitors

CMS Cameron McKenna LLP Cannon Place 78 Cannon Street London EC4N 6AF

Halma plc

Misbourne Court Rectory Way Amersham Bucks HP7 0DE

Tel +44(0)1494 721111 Fax +44(0)1494 728032 Web www.halma.com

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