Major Shareholding Notification • Dec 19, 2022
Major Shareholding Notification
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Final
| Name FAGRON | |
|---|---|
| Identification number 0890-535-026 |
2 +
2 +
| Name | Address (for legal entities) |
|---|---|
| Klaus Röhrig | |
| Active Ownership Management Ltd (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Active Ownership LP (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Active Ownership Investments Limited (Cyprus) | Office 301 Gala Tower, 197 Arch. Makarios III Avenue, 3030 Limassol, Cyprus |
| Florian Schuhbauer | |
| Active Ownership Advisors GmbH | Erlenbacher Strasse 12, 60389 Frankfurt am Main, Germany |
| Active Ownership Capital S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Active Ownership Corporation S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Active Ownership Fund SICAV-FIS SCS | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| AOC Pharma S.à r.l. | 17, rue de Flaxweiler, L-6776 Grevenmacher, Grand Duchy of Luxembourg |
| Name | Address (for legal entities) | ||
|---|---|---|---|
| + A |
|||
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||
| 7) Date on which the threshold is crossed | |||
| 12/12/2022 (DD/MM/YYYY) | |||
| 8) Threshold that is crossed (in %) | |||
| 5 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||
| 9) Denominator | |||
| 72,992,654 | |||
| Please enter the denominator before filling in the data | |||
Transparency notification Form TR-1 BE PART I
2) Issuer
4) Notification by
A parent undertaking or a controlling person
Acquisition or disposal of voting securities or voting rights
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
S | ||
| Klaus Röhrig | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Management Ltd (Cyprus) |
0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership LP (Cyprus) | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Investments Limited (Cyprus) |
0 | 0 | 0.00% | 0.00% | 1 | - | |
| Florian Schuhbauer | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Advisors GmbH | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Capital S.à r.l. | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Corporation S.à r.l. | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| Active Ownership Fund SICAV-FIS SCS | 0 | 0 | 0.00% | 0.00% | 1 | - | |
| AOC Pharma S.à r.l. | 6,377,392 | 0 | 8.74% | 0.00% | 1 | - | |
| Subtotal | 6,377,392 | 8.74% | S | + | |||
| TOTAL | 6,377,392 | 0 | 8.74% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 6,377,392 | 8.74% |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% |
(DD/MM/YYYY) Holder will cease to hold / will hold again 0 13) Additional information voting rights as of
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
The totals will be updated once you have clicked on
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