Major Shareholding Notification • Dec 15, 2020
Major Shareholding Notification
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| Sediul social: | Cluj-Napoca, str. G. Baritiu nr. 8 |
|
|---|---|---|
| Numar tel./fax: | 0264/407150/407179 | |
| Numar/data inregistrarii la ORC: | J12/4155/1993 | |
| CUI: | 5022670 | |
| Capital soc.subscris si varsat: | 5.737.699.649 lei |
|
| Piata regl. de tranzactionare: | Bursa de Valori Bucuresti |
a) Schimbari in controlul asupra emitentului – nu este cazul.
b) Achizitii sau instrainari substantiale de active – nu este cazul.
c) Procedura de insolvenţă, respectiv de reorganizare judiciară sau faliment – nu este cazul.
d) Tranzacţii de tipul celor enumerate la art. 82 din Legea nr. 24/2017– nu este cazul.
Banca Transilvania informeaza investitorii ca, in data de 09.12.2020, am fost notificati de faptul ca Fondul de pensii administrat privat AZT Viitorul Tau (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA, fond ce a depasit pragul de 5%, detinand individual 5,03% din capitalul social), Fondul de pensii administrat privat AZT Moderato (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA), Fondul de pensii administrat privat AZT Vivace (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA) impreuna cu Allianz Tiriac Asigurari SA si Allianz Hungaria Biztosito Zrt. au ajuns la procentul de detinere de 5,25% din capitalul social al Bancii Transilvania.
Anexam la prezenta notificarea indicata mai sus.
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i | |||||
|---|---|---|---|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: BANCA TRANSILVANIA S.A. (ISIN ROTLVAACNOR1) |
|||||
| 2. Reason for the notification (please tick the appropriate box or boxes): | |||||
| [X] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights privat AZT Viitorul Tau (administrat de Allianz-Tiriac Pensii Private SAFPP) |
[X] Other (please specify)iii: Group notification with threshold crossing on fund level - Fondul de pensii administrat | ||||
| 3. Details of person subject to the notification obligationiv : | |||||
| Name: Allianz SE |
City and country of registered office (if applicable): Munich, Germany |
||||
| 4. Full name of shareholder(s)(if different from 3.)v : Fondul de pensii administrat privat AZT Viitorul Tau (administrat de Allianz-Tiriac Pensii Private SAFPP) Fondul de pensii facultative privat AZT Moderato (administrat de Allianz-Tiriac Pensii Private SAFPP) Fondul de pensii facultative privat AZT Vivace (administrat de Allianz-Tiriac Pensii Private SAFPP) Allianz Tiriac Asigurari SA Allianz Hungária Biztosító Zrt. |
|||||
| 5. Date of lowering, reaching or exceeding the threshold (percentage of vote)vi: 03/12/2020 | |||||
| 6. Total positions of person(s) subject to the notification obligation: | |||||
| % of voting rights at tached to shares (total of 7.A) |
% of voting rights through financial instru ments (total of 7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of vot ing rights of issuervii |
||
| Resulting situation on the date it fell below, exceeded or reached the threshold |
5,25% | 0,00% | 5,25% | 5.737.699.649 | |
| Position of previous notification (if applica ble) |
5,09% | 0,00% 5,09% |
|||
| 7. Notified details of the resulting situation on the date when it was exceeded, fell below or reached the thresh oldviii: |
|||||
| A: Voting rights attached to shares | |||||
| Class/type of shares |
Number of voting rightsix % of voting rights |
||||
| ISIN code, as appropriate |
Direct (Art 69 alin. (1)-(3) din Legea nr. 24/2017) |
Indirect (Art 70 din Legea nr. 24/2017) |
Direct (Art 69 alin. (1)-(3) din Legea nr. 24/2017) |
Indirect (Art 70 din Legea nr. 24/2017) |
|
| ROTLVAACNOR1 | 0 | 301.217.961 | 0,00% | 5,25% |
| SUBTOTAL A | 301.217.961 | 5,25% |
|---|---|---|
| B 1: Financial Instruments according to art. 73 par. (1) lit. (a) of Law no. 24/2017 | ||||
|---|---|---|---|---|
| Type of financial instru ment |
Expiration date (due date)x |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| SUBTOTAL B.1 |
| B 2: Financial Instruments with similar economic effect according to art. 73 par. (1) lit. (b) of Law no. 24/2017 | |||||
|---|---|---|---|---|---|
| Type of financial in strument |
Expiration date (due date)x |
Exercise/ Conversion Period x i |
Physical or cash settlementxii |
Number of vot ing rights |
% of voting rights |
| SUBTOTAL B.2 |
8. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any entity (entities) that directly or indirectly has exposure to the issuer of the underlying shares. xiii
[X] Full chain of controlled people by virtue of which they actually hold voting rights and / or financial instruments, starting with the individual or the ultimate legal entity that controls themxiv:
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifia ble threshold |
|---|---|---|---|
| 1. Allianz SE | |||
| 2. Allianz Holding eins GmbH |
|||
| 3. Allianz New Europe | |||
| Holding GmbH | |||
| 4. Allianz Tiriac Asigurari | |||
| SA | |||
| 5. Allianz Tiriac Pensii Pri | |||
| vate Societate de admini | |||
| strare a fondurilor de pen | |||
| sii private S.A. | |||
| 5a. Fondul de pensii admi | 5,03% | 5,03% | |
| nistrat privat AZT |
| Viitorul Tau (administrat | ||
|---|---|---|
| de Allianz-Tiriac Pensii Pri- | ||
| vate SAFPP) | ||
| 5b. Fondul de pensii facul- | ||
| tative privat AZT Moderato | ||
| (administrat de Allianz- | ||
| Tiriac Pensii Private SAFPP) | ||
| 5c. Fondul de pensii facul- | ||
| tative privat AZT Vivace | ||
| (administrat de Allianz- | ||
| Tiriac Pensii Private SAFPP) | ||
| 1. Allianz SE | ||
| 2. Allianz Holding eins | ||
| GmbH | ||
| 3. Allianz New Europe | ||
| Holding GmbH | ||
| 4. Allianz Hungária Biz- | ||
| tosító Zrt. | ||
In Annex 1 an additional Organizational Chart has been provided to support section 8.
Allianz SE is the ultimate parent company of Allianz Tiriac Asigurari SA and Allianz Hungária Biztosító Zrt. which hold BANCA TRANSILVANIA S.A. shares and of Allianz Tiriac Pensii Private Societate de administrare e fondurilyr de pesii private S.A. which manages holdings in BANCA TRANSILVANIA S.A. in the pension funds listed unter Sa, 50 and 5-r in
Row e Box 8.
Done at Munich on 09.12.2020.


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