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Banca Transilvania S.A.

Major Shareholding Notification Dec 15, 2020

2293_iss_2020-12-15_bdc1ac97-59f5-4bdb-96f0-ad7769e08ea1.pdf

Major Shareholding Notification

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RAPORT CURENT conform Legii nr. 24/2017 privind emitenții de instrumente financiare și operațiuni de piață și Regulamentului ASF nr. 5/2018 privind emitenții de instrumente financiare și operațiuni de piață Data: 14.12.2020 BANCA TRANSILVANIA S.A. CLUJ-NAPOCA

Sediul social: Cluj-Napoca, str.
G.
Baritiu nr.
8
Numar tel./fax: 0264/407150/407179
Numar/data inregistrarii la ORC: J12/4155/1993
CUI: 5022670
Capital soc.subscris si varsat: 5.737.699.649
lei
Piata regl. de tranzactionare: Bursa de Valori Bucuresti

1. Evenimente importante de raportat

a) Schimbari in controlul asupra emitentului – nu este cazul.

b) Achizitii sau instrainari substantiale de active – nu este cazul.

c) Procedura de insolvenţă, respectiv de reorganizare judiciară sau faliment – nu este cazul.

d) Tranzacţii de tipul celor enumerate la art. 82 din Legea nr. 24/2017– nu este cazul.

e) Alte evenimente:

Banca Transilvania informeaza investitorii ca, in data de 09.12.2020, am fost notificati de faptul ca Fondul de pensii administrat privat AZT Viitorul Tau (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA, fond ce a depasit pragul de 5%, detinand individual 5,03% din capitalul social), Fondul de pensii administrat privat AZT Moderato (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA), Fondul de pensii administrat privat AZT Vivace (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA) impreuna cu Allianz Tiriac Asigurari SA si Allianz Hungaria Biztosito Zrt. au ajuns la procentul de detinere de 5,25% din capitalul social al Bancii Transilvania.

Anexam la prezenta notificarea indicata mai sus.

ÖMER TETIK IOANA OLANESCU

DIRECTOR GENERAL DIRECTOR EXECUTIV SENIOR DGCC

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
BANCA TRANSILVANIA S.A. (ISIN ROTLVAACNOR1)
2. Reason for the notification (please tick the appropriate box or boxes):
[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
privat AZT Viitorul Tau (administrat de Allianz-Tiriac Pensii Private SAFPP)
[X] Other (please specify)iii: Group notification with threshold crossing on fund level - Fondul de pensii administrat
3. Details of person subject to the notification obligationiv :
Name:
Allianz SE
City and country of registered office (if applicable):
Munich, Germany
4. Full name of shareholder(s)(if different from 3.)v
:
Fondul de pensii administrat privat AZT Viitorul Tau (administrat de Allianz-Tiriac Pensii Private SAFPP)
Fondul de pensii facultative privat AZT Moderato (administrat de Allianz-Tiriac Pensii Private SAFPP)
Fondul de pensii facultative privat AZT Vivace (administrat de Allianz-Tiriac Pensii Private SAFPP)
Allianz Tiriac Asigurari SA
Allianz Hungária Biztosító Zrt.
5. Date of lowering, reaching or exceeding the threshold (percentage of vote)vi: 03/12/2020
6. Total positions of person(s) subject to the notification obligation:
% of voting rights at
tached to shares (total
of 7.A)
% of voting rights
through financial instru
ments
(total of 7.B.1 + 7.B.2)
Total of both in % (7.A
+ 7.B)
Total number of vot
ing rights of issuervii
Resulting situation on
the date it fell below,
exceeded or reached
the threshold
5,25% 0,00% 5,25% 5.737.699.649
Position of previous
notification (if applica
ble)
5,09% 0,00%
5,09%
7. Notified details of the resulting situation on the date when it was exceeded, fell below or reached the thresh
oldviii:
A: Voting rights attached to shares
Class/type of
shares
Number of voting rightsix
% of voting rights
ISIN code,
as appropriate
Direct
(Art 69 alin. (1)-(3)
din Legea
nr. 24/2017)
Indirect
(Art 70 din Legea
nr. 24/2017)
Direct
(Art 69 alin. (1)-(3)
din Legea
nr. 24/2017)
Indirect
(Art 70 din Legea
nr. 24/2017)
ROTLVAACNOR1 0 301.217.961 0,00% 5,25%
SUBTOTAL A 301.217.961 5,25%
B 1: Financial Instruments according to art. 73 par. (1) lit. (a) of Law no. 24/2017
Type of financial instru
ment
Expiration
date (due
date)x
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if the
instrument is exercised/
converted.
% of voting rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to art. 73 par. (1) lit. (b) of Law no. 24/2017
Type of financial in
strument
Expiration
date (due date)x
Exercise/
Conversion Period
x
i
Physical or cash
settlementxii
Number of vot
ing rights
% of voting rights
SUBTOTAL B.2

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any entity (entities) that directly or indirectly has exposure to the issuer of the underlying shares. xiii

[X] Full chain of controlled people by virtue of which they actually hold voting rights and / or financial instruments, starting with the individual or the ultimate legal entity that controls themxiv:

Namexv % of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights through
financial instruments if it
equals or is higher than
the notifiable threshold
Total of both if it equals or
is higher than the notifia
ble threshold
1. Allianz SE
2. Allianz Holding eins
GmbH
3. Allianz New Europe
Holding GmbH
4. Allianz Tiriac Asigurari
SA
5. Allianz Tiriac Pensii Pri
vate Societate de admini
strare a fondurilor de pen
sii private S.A.
5a. Fondul de pensii admi 5,03% 5,03%
nistrat privat AZT
Viitorul Tau (administrat
de Allianz-Tiriac Pensii Pri-
vate SAFPP)
5b. Fondul de pensii facul-
tative privat AZT Moderato
(administrat de Allianz-
Tiriac Pensii Private SAFPP)
5c. Fondul de pensii facul-
tative privat AZT Vivace
(administrat de Allianz-
Tiriac Pensii Private SAFPP)
1. Allianz SE
2. Allianz Holding eins
GmbH
3. Allianz New Europe
Holding GmbH
4. Allianz Hungária Biz-
tosító Zrt.
  1. In case of voting by a representative: [name / trustee's name] will cease to hold [% and number] voting rights as of [date]

10. Additional information™:

In Annex 1 an additional Organizational Chart has been provided to support section 8.

Allianz SE is the ultimate parent company of Allianz Tiriac Asigurari SA and Allianz Hungária Biztosító Zrt. which hold BANCA TRANSILVANIA S.A. shares and of Allianz Tiriac Pensii Private Societate de administrare e fondurilyr de pesii private S.A. which manages holdings in BANCA TRANSILVANIA S.A. in the pension funds listed unter Sa, 50 and 5-r in
Row e Box 8.

Done at Munich on 09.12.2020.

Allianz Group structure (excerpt)

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