Major Shareholding Notification • Jun 1, 2022
Major Shareholding Notification
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| NOTIFICATION OF MAJOR HOLDINGS (to be uploaded at http://oasm.finanstilsynet.dk) | |
|---|---|
| The boxes in sections (1-6) and section $(8)$ in the standard form must always be filled out. | |
| Then, please fill out the sections in the standard form for the relevant type of financial instrument. | |
| $\cdot$ For notification regarding shares go to section (7.1) in the standard form. • For notification regarding financial instruments in accordance with section 39(2)(1) of the Capital Markets Act, go to section (7.2) in the standard form. • For notification regarding financial instruments in accordance with section 39(2)(2) of the Capital Markets Act, go to section (7.3) in the standard form. |
|
| In case of proxy voting, fill out section (9) in the standard form. | |
| 1. Identity of the issuer': AMBU A/S | |
| 2. Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights or share capital | |
| An acquisition or disposal of financial instruments | |
| An event changing the breakdown of voting rights or share capital | |
| Other (please specify)": | |
| 3. Details of person subject to the notification obligation | |
| Name: Bank of America Corporation | Address: 1209 Orange Street, Corporation Trust Center, Wilmington DE 19801 |
| National ID-numberiv: 2927442 | Email address: [email protected] |
| 4. Full name of shareholder (if different from 3.) v : | |
| 5. Date on which the threshold was crossed or reached vi : 22/04/2022 |
| Voting rights: | |||
|---|---|---|---|
| Voting rights attached to shares in % (total of 7.1.A) |
Voting rights through financial instruments in % $(total of 7.2.A + 7.3.B)$ |
Total of both in % $(7.1.A + 7.2.A + 7.3.A)$ |
|
| Resulting situation on the date on which threshold was crossed or reached |
N/A | N/A | N/A |
| Position of previous notification (if applicable) |
N/A | N/A | N/A |
| Share capital: | |||
| Share capital attached to shares in % (total of 7.1.B) |
Share capital through financial instruments in % $(total of 7.2.B + 7.3.B)$ |
Total of both in % $(7.1.B + 7.2.B + 7.3.B)$ |
|
| Resulting situation on the date on which threshold was crossed or reached |
0.193% | 4.941% | 5.134% |
| Position of previous notification (if applicable) |
N/A | N/A | N/A |
| O.A INFORMATION ON THE ISSUED | ||||
|---|---|---|---|---|
| Total number of voting rights of issuervil | 13,230,539 | |||
| Total share capital in issuervi | 13,230,539 |
| ISIN code | Number of voting rights Voting rights which the |
Voting rights which the | % of voting rights | ||
|---|---|---|---|---|---|
| person subject to the notification obligation holds directly or indirectlyviii (Sect. 38(1) of the Capital Markets Act) |
person subject to the notification obligation is entitled to acquire. dispose of or exercise (Sect. 38(2) of the Capital Markets Act) |
Voting rights which the person subject to the notification obligation holds directly or indirectlyviii (Sect. 38(1) of the Capital Markets Act) |
Voting rights which the person subject to the notification obligation is entitled to acquire, dispose of or exercise (Sect. 38(2) of the Capital Markets Act) |
||
| SUBTOTAL 7.1.A |
| ISIN code | Number of sharesvill (Sect. 38(1) of the Capital Markets Act) |
% of shares (Sect. 38(1) of the Capital Markets Act) |
|
|---|---|---|---|
| DK0060946788 | 496,826 | 0.193% | |
| SUBTOTAL 7.1.B | 496,826 | 0.193% |
| 7.2.A: Voting rights attached to financial instruments according to section 39(2)(1) of the Capital Markets Act | ||||
|---|---|---|---|---|
| Type of financial instrument |
Expiration date $i\mathbf{x}$ |
Exercise/conversion period x |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
| SUBTOTAL 7.2.A |
7.2.B: Share capital attached to financial instruments according to section 39(2)(1) of the Capital Markets Act
| Type of financial instrument |
Expiration date ix |
Exercise/conversion period x |
Number of shares that may be acquired if the instrument is exercised/converted |
% of share capital |
|---|---|---|---|---|
| Right to Recall | N/A | N/A | 3,268,016 | 1.268% |
| Right of Use | N/A | N/A | 50,623 | 0.020% |
| SUBTOTAL 7.2.B | 3,318,639 | 1.288% |
$\alpha$
$\mathcal{K}$
$\tilde{\kappa}$
7.3.A: Voting rights attached to financial instruments according to section 39(2)(2) of the Capital Markets Act
| Type of financial instrument |
Expiration date ix |
Exercise/conversion periodx |
Physical or cash settlement xi |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| SUBTOTAL 7.3.A |
| 7.3.B: Share capital attached to financial instruments according to section 39(2)(2) of the Capital Markets Act | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration dateix | Exercise/conversion period x |
Physical or cash settlement xi |
Number of shares | % of share capital |
| Swaps | 16/05/2022 | N/A | Cash | 1,123,276 | 0.436 |
| Swaps | 15/06/2022 | $-N/A$ | Cash | 538,829 | 0.209 |
| Swaps | 30/06/2022 | N/A | Cash | 47,715 | 0.019 |
| Swaps | 15/07/2022 | N/A | Cash | 115,078 | 0.045 |
| Swaps | 18/07/2022 | N/A | Cash | 18,135 | 0.007 |
| Swaps | 29/07/2022 | N/A | Cash | 1,145,002 | 0.444 |
| Swaps | 12/09/2022 | N/A | Cash | 407,484 | 0.158 |
| Swaps | 21/09/2022 | N/A | Cash | 45 | 0.000 |
| Swaps | 25/10/2022 | N/A | Cash | 4,780 | 0.002 |
| Swaps | 01/11/2022 | N/A | Cash | 522,384 | 0.203 |
| Swaps | 16/11/2022 | N/A | Cash | 946,889 | 0.367 |
| Swaps | 25/01/2023 | N/A | Cash | 8,167 | 0.003 |
| Swaps | 31/01/2023 | N/A | Cash | 42,924 | 0.017 |
| Swaps | 15/02/2023 | N/A | Cash | 876,568 | 0.340 |
| Swaps | 21/02/2023 | N/A | Cash | 16,151 | 0.006 |
| Swaps | 27/02/2023 | N/A | Cash | 736 | 0.000 |
|---|---|---|---|---|---|
| Swaps | 28/02/2023 | N/A | Cash | 84,307 | 0.033 |
| Swaps | 27/03/2023 | N/A | Cash | 2,612 | 0.001 |
| Swaps | 28/04/2023 | N/A | Cash | 2,428,050 | 0.942 |
| Swaps | 25/05/2023 | N/A | Cash | 263 | 0.000 |
| Swaps | 24/07/2023 | N/A | Cash | 249,256 | 0.097 |
| Swaps | 08/08/2023 | N/A | Cash | 592,545 | 0.230 |
| Swaps | 25/08/2023 | N/A | Cash | 1,956 | 0.001 |
| Swaps | 25/09/2023 | N/A | Cash | 2,735 | 0.001 |
| Swaps | 25/10/2023 | N/A | Cash | 4,486 | 0.002 |
| Swaps | 31/10/2023 | N/A | Cash | 228,443 | 0.089 |
| Swaps | 27/12/2023 | N/A | Cash | 6,258 | 0.002 |
| SUBTOTAL 7.3.B |
9,415,074 | 3.653 |
| 8. Chain of controlled undertakings (please tick the appropriate box): | ||
|---|---|---|
| The person subject to the notification obligation is not controlled by any natural person or legal entity and | ||
| does not control any undertaking(s) with holdings in the (underlying) issuer .xii | ||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are | ||
| effectively held starting with the ultimate controlling natural person or legal entity: | ||
| Namexiv | Total voting rights if more than 5% Total share capital if more than 5% | |
| Bank of America Corporation | ||
| NB Holdings Corporation | ||
| BofAML Jersey Holdings Limited | ||
| BofAML EMEA Holdings 2 Limited | ||
| ML UK Capital Holdings Limited | ||
| Merrill Lynch International | ||
| Bank of America Corporation | ||
| NB Holdings Corporation | ||
| BAC North America Holding Company | ||
| Bank of America, National Association | ||
| Bank of America Corporation | ||
| NB Holdings Corporation | ||
| BofA Securities, Inc |
Kade
Date, place and signature 26/04/2022, United Kingdom,
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