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Year archive

CITIC Securities Company Limited — 2015 filings

All 163 regulatory filings released by CITIC Securities Company Limited (6030) in 2015, sourced directly from the official regulator.

163 Filings
2015 Period
2015 filings (163)
Filing Released Lang
SECOND NOTICE OF THE 2016 FIRST EXTRAORDINARY GENERAL MEETING
Board/Management Information
2015-12-30 English
APPOINTMENT OF EMPLOYEE REPRESENTATIVE SUPERVISORS
Board/Management Information
2015-12-23 English
ANNOUNCEMENT
Board/Management Information
2015-12-23 English
SUPPLEMENTAL INFORMATION REGARDING RE-ELECTION OF AN INDEPENDENT NON-EXECUTIVE DIRECTOR
Board/Management Information
2015-12-11 English
ANNOUNCEMENT
Regulatory Filings
2015-12-06 English
Announcement on the Financial Data for November 2015
Regulatory Filings
2015-12-04 English
ANNOUNCEMENT - RESIGNATION OF A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR
Board/Management Information
2015-12-04 English
REPLY SLIP
Proxy Solicitation & Information Statement
2015-12-04 English
PROXY FORM
Proxy Solicitation & Information Statement
2015-12-04 English
(1) PROPOSED ELECTION AND RE-ELECTION OF MEMBERS OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS (2) PROPOSED ELECTION AND RE-ELECTION OF NON-EMPLOYEE SUPERVISORS OF THE SIXTH SESSION OF THE SUPERVISO
Proxy Solicitation & Information Statement
2015-12-04 English
NOTICE OF EXTRAORDINARY GENERAL MEETING
Board/Management Information
2015-12-04 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-12-02 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-12-02 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-12-02 English
Proposed Appointments of Members of the Sixth Session of the Board of Directors And Proposed Appointments of Non-employee Supervisors of the Sixth Session of the Supervisory Committee
Board/Management Information
2015-12-02 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November 2015
Share Issue/Capital Change
2015-12-01 English
ANNOUNCEMENT
Legal Proceedings Report
2015-11-29 English
ANNOUNCEMENT ON RECEIPT OF INVESTIGATION NOTICE FROM CSRC
Legal Proceedings Report
2015-11-26 English
Nomination of Candidate for Director of the Sixth Session of the Board of Directors
Board/Management Information
2015-11-17 English
Announcement on the Financial Data for October 2015
Regulatory Filings
2015-11-05 English
VOLUNTARY ANNOUNCEMENT
Regulatory Filings
2015-11-03 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2015
Regulatory Filings
2015-11-02 English
VOLUNTARY ANNOUNCEMENT
Board/Management Information
2015-10-29 English
2015 THIRD QUARTERLY RESULTS
Interim / Quarterly Report Q3 2015
2015-10-29 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-10-27 English
Voluntary Announcement
M&A Activity
2015-10-20 English
NOTIFICATION OF BOARD MEETING
Regulatory Filings
2015-10-19 English
Announcement on the Financial Data for September 2015
Capital/Financing Update
2015-10-14 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2015
Share Issue/Capital Change
2015-09-30 English
Interim Report 2015
Interim / Quarterly Report H1 2015
2015-09-18 English
Voluntary Announcement
Legal Proceedings Report
2015-09-15 English
Announcement on the Financial Data for August 2015
Capital/Financing Update
2015-09-07 English
Voluntary Announcement
Capital/Financing Update
2015-09-01 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2015
Regulatory Filings
2015-09-01 English
Voluntary Announcement
Legal Proceedings Report
2015-08-30 English
Voluntary Announcement
Regulatory Filings
2015-08-26 English
ANNOUNCEMENT - POLL RESULTS OF THE 2015 SECOND EXTRAORDINARY GENERAL MEETING, THE 2015 SECOND A SHAREHOLDERS CLASS MEETING AND THE 2015 SECOND H SHAREHOLDERS CLASS MEETING
Declaration of Voting Results & Voting Rights Announcements
2015-08-25 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-08-24 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-08-24 English
2015 INTERIM RESULTS ANNOUNCEMENT
Interim / Quarterly Report H1 2015
2015-08-24 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-08-14 English
Voluntary Announcement - Authorization of Launching the Bsuiness of Asset-Backed Securities Backed by Financing related Creditor's Rights
Capital/Financing Update
2015-08-14 English
NOTIFICATION OF BOARD MEETING
Regulatory Filings
2015-08-14 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-08-12 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-08-12 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-08-06 English
Announcement on the Financial Data for July 2015
Regulatory Filings
2015-08-06 English
SECOND NOTICE OF THE 2015 SECOND EXTRAORDINARY GENERAL MEETING
Capital/Financing Update
2015-08-05 English
ARTICLES OF ASSOCIATION
Governance Information
2015-08-04 English
VOLUNTARY ANNOUNCEMENT - Completion of Formalities with AIC relating to Amendments to the Articles of Association and Change of Business Licence
Regulatory Filings
2015-08-04 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 July 2015
Capital/Financing Update
2015-08-03 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-07-28 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-07-28 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-07-28 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-07-27 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-07-16 English
VOLUNTARY ANNOUNCEMENT
Major Shareholding Notification
2015-07-16 English
ANNOUNCEMENT - APPROVAL BY CSRC OF THE MERGER BY ABSORPTION OF CITIC SECURITIES (ZHEJIANG), A WHOLLY-OWNED SUBSIDIARY
M&A Activity
2015-07-13 English
PRELIMINARY FINANCIAL DATA FOR THE HALF YEAR OF 2015
Interim / Quarterly Report H1 2015
2015-07-13 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-07-10 English
REPLY SLIP
AGM Information
2015-07-10 English
NOTICE OF H SHAREHOLDERS CLASS MEETING
Regulatory Filings
2015-07-10 English
PROXY FORM
Proxy Solicitation & Information Statement
2015-07-10 English
REPLY SLIP
AGM Information
2015-07-10 English
PROXY FORM
Proxy Solicitation & Information Statement
2015-07-10 English
NOTICE OF EXTRAORDINARY GENERAL MEETING
Regulatory Filings
2015-07-10 English
(1) PROPOSED 2015 SECOND SPECIFIC MANDATE TO ISSUE NEW H SHARES TO NSSF (2) PROPOSED CONSEQUENTIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION (3) NOTICE OF EGM AND (4) NOTICE OF H SHAREHOLDERS CLASS ME
Proxy Solicitation & Information Statement
2015-07-10 English
VOLUNTARY ANNOUNCEMENT
Capital/Financing Update
2015-07-08 English
Announcement on the Financial Data for June 2015
Regulatory Filings
2015-07-08 English
VOLUNTARY ANNOUNCEMENT
Regulatory Filings
2015-07-08 English
VOLUNTARY ANNOUNCEMENT
Capital/Financing Update
2015-07-06 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 June 2015
Capital/Financing Update
2015-07-02 English
JOINT ANNOUNCEMENT (1) CLOSE OF UNCONDITIONAL MANDATORY CASH OFFERS BY CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED FOR AND ON BEHALF OF THE OFFEROR TO ACQUIRE ALL THE ISSUED SHARES OF KVB KUNL
M&A Activity
2015-06-26 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-25 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-06-23 English
Next Day Disclosure Return
Transaction in Own Shares
2015-06-23 English
(1) COMPLETION OF THE PLACING OF NEW H SHARES UNDER THE 2015 FIRST SPECIFIC MANDATE (2) ADJUSTMENT TO THE 2014 FINAL DIVIDEND PER SHARE
Capital/Financing Update
2015-06-23 English
ANNOUNCEMENT - POLL RESULTS OF THE 2014 AGM&#x3b; AND DISTRIBUTION OF THE 2014 FINAL DIVIDEND
Declaration of Voting Results & Voting Rights Announcements
2015-06-19 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-18 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-18 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-18 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-06-18 English
Voluntary Announcement
Capital/Financing Update
2015-06-18 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-16 English
PLACING OF NEW H SHARES UNDER 2015 FIRST SPECIFIC MANDATE
Capital/Financing Update
2015-06-15 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-12 English
ANNOUNCEMENT (1) STRATEGIC COOPERATION FRAMEWORK AGREEMENT WITH NSSF&#x3b; (2) (i) CONDITIONAL SUBSCRIPTION OF NEW H SHARES BY NSSF&#x3b; (ii) PROPOSED 2015 SECOND SPECIFIC MANDATE TO ISSUE NEW H
Capital/Financing Update
2015-06-08 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-08 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-06-08 English
JOINT ANNOUNCEMENT - DESPATCH OF THE COMPOSITE DOCUMENT RELATING TO UNCONDITIONAL MANDATORY CASH OFFERS BY CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED FOR AND ON BEHALF OF THE OFFEROR TO ACQUIR
Regulatory Filings
2015-06-05 English
FORM OF OPTION OFFER ACCEPTANCE AND CANCELLATION OF THE OUTSTANDING SHARE OPTIONS OF KVB KUNLUN FINANCIAL GROUP LIMITED
Capital/Financing Update
2015-06-05 English
FORM OF SHARE OFFER ACCEPTANCE AND TRANSFER OF ORDINARY SHARES OF HK$0.01 EACH IN THE ISSUED SHARE CAPITAL OF KVB KUNLUN FINANCIAL GROUP LIMITED
M&A Activity
2015-06-05 English
COMPOSITE DOCUMENT RELATING TO UNCONDITIONAL MANDATORY CASH OFFERS BY CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED FOR AND ON BEHALF OF THE OFFEROR TO ACQUIRE ALL THE ISSUED SHARES OF KVB KUNLU
Merger & Acquisition
2015-06-05 English
Announcement on the Financial Data for May 2015
Capital/Financing Update
2015-06-04 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 May 2015
Regulatory Filings
2015-06-01 English
SECOND NOTICE OF 2014 ANNUAL GENERAL MEETING
AGM Information
2015-06-01 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-05-29 English
ANNOUNCEMENT - THE POSTPONED RE-ELECTION AND APPOINTMENT OF THE BOARD AND THE SUPERVISORY COMMITTEE
Board/Management Information
2015-05-29 English
JOINT ANNOUNCEMENT - (1) COMPLETION OF THE SHARE PURCHASE AGREEMENT AND (2) UNCONDITIONAL MANDATORY CASH OFFERS BY CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED FOR AND ON BEHALF OF THE OFFERO
M&A Activity
2015-05-29 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-05-22 English
ANNOUNCEMENT - THE CSRC APPROVAL RELATING TO THE NEW H SHARE ISSUE
Capital/Financing Update
2015-05-22 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-05-14 English
List of Directors and their Roles and Functions
Board/Management Information
2015-05-08 English
ANNOUNCEMENT - RESIGNATION OF A NON-EXECUTIVE DIRECTOR
Board/Management Information
2015-05-08 English
Announcement on the Financial Data for April 2015
Regulatory Filings
2015-05-07 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 April 2015
Regulatory Filings
2015-05-04 English
2015 FIRST QUARTERLY RESULTS
Interim / Quarterly Report Q1 2015
2015-04-29 English
REPLY SLIP
AGM Information
2015-04-29 English
PROXY FORM
Proxy Solicitation & Information Statement
2015-04-29 English
NOTICE OF ANNUAL GENERAL MEETING
AGM Information
2015-04-29 English
(1) PROPOSED DISTRIBUTION OF 2014 FINAL DIVIDEND&#x3b; (2) PROPOSED GENERAL MANDATE TO ISSUE SHARES&#x3b; (3) PROPOSED RE-AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING IN
AGM Information
2015-04-29 English
2014 ANNUAL REPORT
Annual Report FY 2014
2015-04-29 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-04-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-04-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-04-22 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-04-17 English
NOTIFICATION OF BOARD MEETING
Regulatory Filings
2015-04-17 English
Announcement on the Financial Data for March 2015
Regulatory Filings
2015-04-09 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-04-07 English
JOINT ANNOUNCEMENT IN RELATION TO THE EXTENSION OF LONG STOP DATE OF THE SHARE PURCHASE AGREEMENT
Capital/Financing Update
2015-04-02 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 March 2015
Capital/Financing Update
2015-04-01 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-23 English
ANNOUNCEMENT I. PROPOSED ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS&#x3b; II. POTENTIAL CONNECTED/RELATED TRANSACTIONS INVOLVED IN THE ISSUANCES OF ONSHORE AND OFFS
Capital/Financing Update
2015-03-23 English
2014 ANNUAL RESULTS ANNOUNCEMENT
Annual Report FY 2014
2015-03-23 English
JOINT ANNOUNCEMENT - DELAY IN DESPATCH OF COMPOSITE DOCUMENT
Regulatory Filings
2015-03-19 English
ANNOUNCEMENT - COMPLETION OF ISSUANCE OF 2015 FIRST TRANCHE OF SUB-ORDINATED BONDS
Capital/Financing Update
2015-03-17 English
NOTIFICATION OF BOARD MEETING
Regulatory Filings
2015-03-11 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-03-06 English
Announcement on the Financial Data for February 2015
Capital/Financing Update
2015-03-05 English
ARTICLES OF ASSOCIATION
Governance Information
2015-03-03 English
VOLUNTARY ANNOUNCEMENT - COMPLETION OF THE FORMALITIES FOR CHANGE AND FILING RELATING TO THE ARTICLES OF ASSOCIATION
Governance Information
2015-03-03 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 28 February 2015
Regulatory Filings
2015-03-02 English
JOINT ANNOUNCEMENT - (1) SALE AND PURCHASE OF 60% SHARES IN KVB KUNLUN (2) POSSIBLE UNCONDITIONAL MANDATORY CASH OFFERS BY CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED FOR AND ON BEHALF OF CITIC
M&A Activity
2015-02-26 English
ANNOUNCEMENT - POLL RESULTS OF THE 2015 FIRST EXTRAORDINARY GENERAL MEETING, THE 2015 FIRST A SHAREHOLDERS CLASS MEETING AND THE 2015 FIRST H SHAREHOLDERS CLASS MEETING
Declaration of Voting Results & Voting Rights Announcements
2015-02-16 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-02-12 English
ANNOUNCEMENT - APPROVAL RELATING TO THE AMENDMENTS TO THE MATERIAL CLAUSES OF THE ARTICLES OF ASSOCIATION
Governance Information
2015-02-09 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-02-05 English
Announcement on the Financial Data for January 2015
Interim / Quarterly Report Q1 2015
2015-02-05 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2015
Regulatory Filings
2015-02-03 English
VOLUNTARY ANNOUNCEMENT - APPROVAL RELATING TO THE COMMENCEMENT OF THE SSE 50 ETF OPTIONS MARKET MAKING BUSINESS
Regulatory Filings
2015-02-03 English
VOLUNTARY ANNOUNCEMENT - APPROVAL RELATING TO THE QUALIFICATION OF THE STOCK OPTIONS MARKET MAKING BUSINESS
Regulatory Filings
2015-02-02 English
SECOND NOTICE OF THE 2015 FIRST EXTRAORDINARY GENERAL MEETING
Proxy Solicitation & Information Statement
2015-01-30 English
ANNOUNCEMENT
M&A Activity
2015-01-30 English
VOLUNTARY ANNOUNCEMENT - PERMISSION TO COMMENCE THE STOCK OPTIONS PROPRIETARY TRADING BUSINESS
Regulatory Filings
2015-01-28 English
PRELIMINARY FINANCIAL DATA FOR THE YEAR 2014
Earnings Release FY 2014
2015-01-27 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings
2015-01-22 English
ANNOUNCEMENT
Regulatory Filings
2015-01-19 English
VOLUNTARY ANNOUNCEMENT - ADMISSION AS A STOCK OPTIONS TRADING PARTICIPANT ON THE SHANGHAI STOCK EXCHANGE AND MARGIN FINANCING AND SECURITIES LENDING BUSINESS CORRECTIVE MEASURES
Regulatory Filings
2015-01-18 English
ANNOUNCEMENT - CHANGE IN SHAREHOLDING
Major Shareholding Notification
2015-01-16 English
VOLUNTARY ANNOUNCEMENT - ENGAGEMENT IN THE STOCK OPTIONS BUSINESS
Regulatory Filings
2015-01-15 English
PROPOSED SPECIFIC MANDATE TO ISSUE NEW H SHARES AND PROPOSED CONSEQUENTIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION
Capital/Financing Update
2015-01-14 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Report Publication Announcement
2015-01-12 English
Announcement on the Financial Data for December 2014
Regulatory Filings
2015-01-09 English
Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2014
Share Issue/Capital Change
2015-01-05 English