CITIC Securities Company Limited — Proxy Solicitation & Information Statement 2015

Dec 4, 2015

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(A joint stock limited company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 6030)

REPLY SLIP

For 2016 First Extraordinary General Meeting of CITIC Securities Company Limited to be held on Tuesday, 19 January 2016 and at any adjourned meeting(s) thereof

To: CITIC Securities Company Limited (the “Company”)

I/We [(Note][1)] of [(Note][2)]

being the registered holder(s) of

(Note 3) H share(s) with

nominal value of RMB1.00 each in the share capital of the Company, hereby inform the Company that I/we intend to attend (in person or by a proxy/proxies) the 2016 First Extraordinary General Meeting of the Company to be held at 1:30 p.m. on Tuesday, 19 January 2016 at Kaifeng Room, 3/F, Kempinski Hotel Beijing Lufthansa Center, No.50 Liangmaqiao Road, Chaoyang District, Beijing, the PRC and at any adjournment thereof.

Date: 2015 Signature(s):

Notes:

1. Please insert the full name(s) of the shareholder(s) as registered in the register of members of the Company in BLOCK CAPITALS .

2. Please insert the full address(es) of the shareholder(s) as registered in the register of members of the Company in BLOCK CAPITALS .

3. Please insert the number of shares of the Company registered under your name(s).

4. Please complete and sign this reply slip and deliver it to the board of the directors’ office of the Company at CITIC Securities Tower, No. 48 Liangmaqiao Road, Chaoyang District, Beijing 100026, the People’s Republic of China on or before Tuesday, 29 December 2015 personally or by post or by fax (fax number: (8610) 6083 6031).