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ZYNEX INC — Director's Dealing 2021
Apr 16, 2021
34599_dirs_2021-04-16_00b47ee8-ed91-468b-9d37-734b622d1783.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZYNEX INC (ZYXI)
CIK: 0000846475
Period of Report: 2021-04-14
Reporting Person: Papandrea Giuseppe (COO - Zynex Medical, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Common Stock | M | 24093 | — | Acquired | 30828 | Direct |
| 2021-04-14 | Common Stock | M | 666 | — | Acquired | 31494 | Direct |
| 2021-04-14 | Common Stock | F | 438 | — | Disposed | 31056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Options to Purchase Common Stock | $7.87 | M | 50000 | Disposed | 2029-07-22 | Common Stock (24093) | Direct |
| 2021-04-14 | Options to Purchase Common Stock | $8.96 | M | 1625 | Disposed | 2029-12-12 | Common Stock (666) | Direct |
Footnotes
F1: Reflects the exercise of 50,000 vested options at an exercise price of $7.87 per share less the number of shares to fund the cashless exercise of such options at the market price of $15.19 per share.
F2: Reflects the exercise of 1,625 vested options at an exercise price of $8.96 per share less the number of shares to fund the cashless exercise of such options at the market price of $15.19 per share.
F3: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares underlying the exercised options. There was no sale involved in this cashless transaction.