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Zumtobel Group AG

Major Shareholding Notification Nov 8, 2017

770_mrq_2017-11-08_806111bf-574c-4523-aa70-8988461c99ba.pdf

Major Shareholding Notification

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publication: 08.11.2017 17:00 source: http://adhoc.pressetext.com/news/1510156800196 keywords: Company / Voting rights / Zumtobel Group AG

Announcement according to article 93 section 2 BörseG (ESMA 2015/1597)

Zumtobel Group AG: Release according to art. 93 section 2 BörseG

Dornbirn (pta039/08.11.2017/17:00) - Release of Announcement according to art. 93 section 2 BörseG Notification of Major Holdings

1. Issuer:

Zumtobel Group AG, Höchster Straße 8, 6850 Dornbirn, Austria

2. Reason for notification:

Acquisition / disposal of shares with voting rights Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Wellington Management Group LLP City and country of registered office: Boston, USA - United States

  1. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached

06.11.2017

6. Total positions

% of voting rights
attached to shares
(total of 7.a.)
% of voting rights
through instruments
(total of 7.b.1 +
7.b.2)
total of both in %
(7.a. + 7.b.)
total number of
voting rights of
issuer
Resulting situation
on the date on
which threshold
was crossed /
reached
4.00 0.00 4.00 43,500,000
Position of previous
notification
3,93 0,00 3,93

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec absolute indirect in % direct (Sec 91 in % indirect (Sec
91 BörseG) (Sec 92 BörseG) BörseG) 92 BörseG)
AT0000837307 0 1,741,715 0.00 4.00
Total: 1,741,715 4.00

7.b.1. Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1 BörseG

Type of instrument Expiration Date Exercise Period Voting Rights
Absolute
Voting Rights in %
Total:

7.b.2 Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 3 BörseG

Type of
instrument
Expiration Date Exercise Period Physical /Cash
Settlement
Voting Rights
Absolute
Voting Rights in
%
TR Swap 10.05.2020 N/A Cash 149 0.00
Total: 149

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly
controlled by
No.
Shares held
directly (%)
Financial/other
instruments
held directly (%)
Total of both
(%)
1 Wellington
Management
Group LLP
2 Wellington
Group Holdings
LLP
1
3 Wellington
Investment
Advisors
Holdings
2
4 Wellington
Management
Global
Holdings, Ltd
3
5 Wellington
Management
Internatinal, Ltd
4 0.43 0.43
6 Wellington
Management
Company LLP
3 3.57 3.57

9. In case of proxy voting

Date of general meeting: N/A

  1. Additional Information
emitter: Zumtobel Group AG
Höchster Straße 8
6850 Dornbirn
Austria
contact person: Harald Albrecht
phone: +43 (0)5572 509-1125
e-mail: [email protected]
website: www.zumtobelgroup.com
ISIN(s): AT0000837307 (share)
stock exchanges: official trade in Vienna

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