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Zumiez Inc — Director's Dealing 2021
Jan 26, 2021
33291_dirs_2021-01-26_87d348b6-6f06-466d-a5de-0547fb06bf0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zumiez Inc (ZUMZ)
CIK: 0001318008
Period of Report: 2021-01-25
Reporting Person: Work Christopher Codington (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-25 | Common Stock | M | 1072.00 | $19.70 | Acquired | 47788.00 | Direct |
| 2021-01-25 | Common Stock | M | 1373.00 | $17.70 | Acquired | 49161.00 | Direct |
| 2021-01-25 | Common Stock | M | 1199.00 | $23.40 | Acquired | 50360.00 | Direct |
| 2021-01-25 | Common Stock | S | 1072.00 | $45.35 | Disposed | 49288.00 | Direct |
| 2021-01-25 | Common Stock | S | 1373.00 | $45.33 | Disposed | 47915.00 | Direct |
| 2021-01-25 | Common Stock | S | 1199.00 | $45.38 | Disposed | 46716.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Stock Option (Right to Buy) | $19.70 | M | 1072.00 | Disposed | 2026-03-14 | Common Stock (1072.00) | Direct |
| 2021-01-25 | Stock Option (Right to Buy) | $17.70 | M | 1373.00 | Disposed | 2027-03-13 | Common Stock (1373.00) | Direct |
| 2021-01-25 | Stock Option (Right to Buy) | $23.40 | M | 1199.00 | Disposed | 2028-03-19 | Common Stock (1199.00) | Direct |
Footnotes
F1: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.
F2: The share total includes 11,726 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
F3: Shares sold at a weighted average price.
F4: Options subject to this grant vest over a 4-year period in equal annual installments.
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