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Zscaler, Inc. — Director's Dealing 2020
Jun 17, 2020
30054_dirs_2020-06-17_2dd9508c-411c-4454-aff3-da29986d6c06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2020-06-15
Reporting Person: Apte Manoj (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-15 | Commom Stock | S | 6916 | $101.8832 | Disposed | 239169 | Indirect |
| 2020-06-15 | Commom Stock | S | 7700 | $102.7147 | Disposed | 231469 | Indirect |
| 2020-06-15 | Commom Stock | S | 29758 | $103.8638 | Disposed | 201711 | Indirect |
| 2020-06-15 | Commom Stock | S | 23626 | $104.5815 | Disposed | 178085 | Indirect |
| 2020-06-15 | Common Stock | S | 1752 | $99.86 | Disposed | 112328 | Direct |
| 2020-06-15 | Common Stock | S | 72 | $101.725 | Disposed | 112256 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70579 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on April 3, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.29 to $102.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and footnotes (4) through (6) this Form 4.
F3: The shares are held directly by the Suhas and Prachi Godbole Family Trust dated December 4, 2017 for which the reporting person's in-laws serve as trustees.
F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $102.29 to $103.28, inclusive.
F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $103.29 to $104.28 inclusive.
F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $104.29 to $105.27, inclusive.
F7: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.
F8: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on June 15, 2020.
F9: Includes 1,562 shares acquired under the Issuer's Fiscal Year 2018 Employee Stock Purchase Plan on June 15, 2020.