Zscaler, Inc. — Director's Dealing 2020

Jul 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2020-07-06

Reporting Person: Sinha Amit (Director, President of R&D and CTO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-06	Common Stock	S	17076	$115.2764	Disposed	429626	Indirect
2020-07-06	Common Stock	S	8450	$116.4273	Disposed	421176	Indirect
2020-07-06	Common Stock	S	6408	$117.4738	Disposed	414768	Indirect
2020-07-06	Common Stock	S	7400	$118.4191	Disposed	407368	Indirect
2020-07-06	Common Stock	S	9089	$119.8501	Disposed	398279	Indirect
2020-07-06	Common Stock	S	4300	$120.3453	Disposed	393979	Indirect
2020-07-06	Common Stock	S	300	$121.21	Disposed	393679	Indirect
2020-07-07	Common Stock	S	1635	$115.4014	Disposed	392044	Indirect
2020-07-07	Common Stock	S	400	$116.2425	Disposed	391644	Indirect
2020-07-07	Common Stock	M	10000	$5.925	Acquired	202005	Direct
2020-07-07	Common Stock	S	900	$113.4778	Disposed	201105	Direct
2020-07-07	Common Stock	S	6183	$114.2258	Disposed	194922	Direct
2020-07-07	Common Stock	S	2390	$115.2176	Disposed	192532	Direct
2020-07-07	Common Stock	S	527	$116.1014	Disposed	192005	Direct
2020-07-08	Common Stock	S	376	$116.0364	Disposed	391268	Indirect
2020-07-08	Common Stock	S	900	$117.8456	Disposed	390368	Indirect
2020-07-08	Common Stock	S	1000	$119.113	Disposed	389368	Indirect
2020-07-08	Common Stock	S	2000	$120.015	Disposed	387368	Indirect
2020-07-08	Common Stock	S	666	$120.8105	Disposed	386702	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-07	Employee Stock Option (right to buy)	$5.925	M	10000	Disposed	2027-04-10	Common Stock (10000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	264749	Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and footnotes (4) through (20) to this Form 4.

F3: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.99, inclusive.

F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $117.02 to $117.99 inclusive.

F6: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $118.00 to $118.98, inclusive.

F7: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $119.05 to $120.04, inclusive.

F8: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $120.98 inclusive.

F9: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.28, inclusive.

F10: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $115.01 to $115.99, inclusive.

F11: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.04 to $116.51, inclusive.

F12: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $112.75 to $113.74, inclusive.

F13: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113.79 to $114.78, inclusive.

F14: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $114.80 to $115.76, inclusive.

F15: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $115.98 to $116.34, inclusive.

F16: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $115.68 to $116.51, inclusive.

F17: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $117.38 to $118.26, inclusive.

F18: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $118.40 to $119.51, inclusive.

F19: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $120.48, inclusive.

F20: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $120.55 to $120.97, inclusive.

F21: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

F22: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.