AI assistant
Zscaler, Inc. — Director's Dealing 2019
Jun 10, 2019
30054_dirs_2019-06-10_d1f8e4f0-1903-4453-b50c-65762f278c02.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2019-06-07
Reporting Person: Brown Andrew William Fraser (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-07 | Common Stock | M | 6000 | $4.125 | Acquired | 11782 | Direct |
| 2019-06-07 | Common Stock | S | 6000 | $75.00 | Disposed | 5782 | Direct |
| 2019-06-07 | Common Stock | S | 4200 | $75.00 | Disposed | 43213 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-07 | Stock Option (right to buy) | $4.125 | M | 6000 | Disposed | 2025-10-14 | Common Stock (6000) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2019.
F3: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.