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Zscaler, Inc. — Director's Dealing 2019
Jun 11, 2019
30054_dirs_2019-06-11_b675c175-a425-46b4-b430-a72e3559dc4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2019-06-10
Reporting Person: CANESSA REMO (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-10 | Common Stock | M | 110000 | $5.82 | Acquired | 417812 | Direct |
| 2019-06-10 | Common Stock | S | 25217 | $77.5081 | Disposed | 392595 | Direct |
| 2019-06-10 | Common Stock | S | 83071 | $78.3824 | Disposed | 309524 | Direct |
| 2019-06-10 | Common Stock | S | 1712 | $79.0755 | Disposed | 307812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-10 | Employee Stock Option (right to buy) | $5.82 | M | 110000 | Disposed | 2027-03-02 | Common Stock (110000) | Direct |
Footnotes
F1: Includes 1,562 shares acquired under the Issuer's employee stock purchase plan on December 17, 2018.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.93 to $77.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4.
F4: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $77.94 to $78.92, inclusive.
F5: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $78.94 to $79.33, inclusive.
F6: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter.