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Zscaler, Inc. — Director's Dealing 2019
Sep 6, 2019
30054_dirs_2019-09-05_e9401dc1-64d6-4dbe-a381-48df16de325e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2019-09-03
Reporting Person: Brown Andrew William Fraser (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-03 | Common Stock | M | 2000 | $4.125 | Acquired | 7782 | Direct |
| 2019-09-03 | Common Stock | S | 2000 | $68.09 | Disposed | 5782 | Direct |
| 2019-09-03 | Common Stock | S | 700 | $68.09 | Disposed | 42513 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-03 | Stock Option (right to buy) | $4.125 | M | 2000 | Disposed | 2025-10-14 | Common Stock (2000.0) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2019.
F3: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.