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Zscaler, Inc. — Director's Dealing 2019
Dec 19, 2019
30054_dirs_2019-12-18_75e82a3c-f6e5-4ab5-8f69-6202dd2cba37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2019-12-17
Reporting Person: Apte Manoj (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-17 | Common Stock | S | 1774 | $46.1358 | Disposed | 113850 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 132 | Indirect |
| Common Stock | 132 | Indirect |
| Common Stock | 36022 | Indirect |
| Common Stock | 138594 | Indirect |
| Common Stock | 141784 | Indirect |
Footnotes
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units as mandated by the Issuer's election under its equity incentive plans and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.13 to $46.595, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1,011 shares acquired on June 17, 2019 and 551 shares acquired on December 16, 2019, each under the Issuer's Fiscal Year 2018 Employee Stock Purchase Plan .
F4: The shares are held directly by the reporting person's mother-in-law.
F5: The shares are held directly by the reporting person's father-in-law.
F6: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.
F7: The shares are held directly by the Manoj Apte 2017 GRAT for which the reporting person's spouse serves as trustee.
F8: The shares are held directly by the Lalite Godbole 2017 GRAT for which the reporting person's spouse serves as trustee.