AI assistant
Zscaler, Inc. — Director's Dealing 2018
Mar 15, 2018
30054_dirs_2018-03-15_0688da4b-dd90-4740-86ff-14bd4911b2ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2018-03-15
Reporting Person: Chaudhry Jagtar Singh (Director, President, CEO & Chairman, 10% Owner)
Reporting Person: CHAUDHRY P JYOTI (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50234 | Direct |
| Common Stock | 1577180 | Indirect |
| Common Stock | 33333 | Indirect |
| Common Stock | 13332 | Indirect |
| Common Stock | 6666 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (875453) | Direct | ||
| Series A Convertible Preferred Stock | $ | Common Stock (9479740) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (1169704) | Direct | ||
| Series B Convertible Preferred Stock | $ | Common Stock (12665999) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (82603) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (894460) | Indirect |
Footnotes
F1: The shares are held of record by P. Jyoti Chaudhry.
F2: The shares are held of record by The Chaudhry Family Trust dated August 1, 2014 for which Surjit Kaur serves as trustee
F3: The shares are held of record by The Chaudhry Family Trust f/b/o Manpreet Bains for which Ms. Kaur serves as trustee.
F4: The shares are held of record by The P. Jyoti Chaudhry Family Trust dated March 1, 2000 for which Ms. Kaur serves as trustee.
F5: The Series A Convertible Preferred Stock shall automatically convert into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
F6: The Series B Convertible Preferred Stock shall automatically convert into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
F7: The Series C Convertible Preferred Stock shall automatically convert into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.