AI assistant
Zscaler, Inc. — Director's Dealing 2018
Mar 15, 2018
30054_dirs_2018-03-15_6a8dc4b2-3d57-4d03-a9eb-8a0c8f72505b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2018-03-15
Reporting Person: Brown Andrew William Fraser (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.43 | 2023-12-06 | Common Stock (13333) | Direct | |
| Stock Option (right to buy) | $4.125 | 2025-10-14 | Common Stock (150000) | Direct | |
| Stock Option (right to buy) | $4.83 | 2026-11-17 | Common Stock (20000) | Direct |
Footnotes
F1: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.
F2: Shares subject to the option are fully vested and immediately exercisable.
F3: The option is subject to an early exercise provision and is immediately exercisable. An option to purchase 200,000 shares was granted on October 14, 2015 and was exercised in part prior to the date on which reporting person became subject to Section 16. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on December 17, 2016.