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Zscaler, Inc. — Director's Dealing 2018
Mar 21, 2018
30054_dirs_2018-03-20_0837f8f8-0e2e-4533-837a-23d0e170be2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2018-03-20
Reporting Person: Mangal Ajay (10% Owner)
Reporting Person: CJCP Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Common Stock | C | 18355419 | — | Acquired | 21566041 | Indirect |
| 2018-03-20 | Common Stock | C | 8111655 | — | Acquired | 8258491 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Series A Convertible Preferred Stock | $ | C | 11507318 | Disposed | Common Stock (11507318) | Indirect | |
| 2018-03-20 | Series A Convertible Preferred Stock | $ | C | 3337488 | Disposed | Common Stock (3337488) | Indirect | |
| 2018-03-20 | Series B Convertible Preferred Stock | $ | C | 6396395 | Disposed | Common Stock (6396395) | Indirect | |
| 2018-03-20 | Series B Convertible Preferred Stock | $ | C | 4459259 | Disposed | Common Stock (4459259) | Indirect | |
| 2018-03-20 | Series C Convertible Preferred Stock | $ | C | 451706 | Disposed | Common Stock (451706) | Indirect | |
| 2018-03-20 | Series C Convertible Preferred Stock | $ | C | 314908 | Disposed | Common Stock (314908) | Indirect |
Footnotes
F1: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F3: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F4: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.
F5: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.