AI assistant
Zscaler, Inc. — Director's Dealing 2018
Sep 14, 2018
30054_dirs_2018-09-14_0931adf7-f130-44f6-9b7e-49b46e107191.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zscaler, Inc. (ZS)
CIK: 0001713683
Period of Report: 2018-09-12
Reporting Person: Apte Manoj (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-12 | Common Stock | G | 339051 | $0.00 | Disposed | 0 | Direct |
| 2018-06-12 | Common Stock | G | 339051 | $0.00 | Acquired | 339051 | Indirect |
| 2018-09-12 | Common Stock | S | 43863 | $41.0731 | Disposed | 295188 | Indirect |
| 2018-09-12 | Common Stock | S | 15517 | $41.986 | Disposed | 279671 | Indirect |
| 2018-09-12 | Common Stock | S | 6164 | $42.7844 | Disposed | 273507 | Indirect |
| 2018-09-13 | Common Stock | S | 27689 | $42.4418 | Disposed | 7443 | Indirect |
| 2018-09-13 | Common Stock | S | 7311 | $43.0072 | Disposed | 132 | Indirect |
| 2018-09-13 | Common Stock | S | 6946 | $42.5359 | Disposed | 28186 | Indirect |
| 2018-09-13 | Common Stock | S | 54 | $43.10 | Disposed | 28132 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 156400 | Indirect |
| Common Stock | 160000 | Indirect |
Footnotes
F1: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.56 to $41.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (8) and (9) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.56 to $42.55, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $43.22, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.89, inclusive.
F7: The shares are held directly by the reporting person's father-in-law.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.905 to $43.19, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.08, inclusive.
F10: The shares are held directly by the reporting person's mother-in-law.
F11: The shares are held directly by the Manoj Apte 2017 GRAT for which the reporting person serves as trustee.
F12: The shares are held directly by the Lalita Godpole 2017 GRAT for which the reporting person's spouse serves as trustee.