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ZoomInfo Technologies Inc. Director's Dealing 2021

Jun 4, 2021

31220_dirs_2021-06-04_50f77776-f04b-4451-babc-e1b20faffc04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ZoomInfo Technologies Inc. (ZI)
CIK: 0001794515
Period of Report: 2021-06-01

Reporting Person: Hays Joseph Christopher (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-01 Class A Common Stock C 1059 Acquired 1059 Direct
2021-06-01 Class A Common Stock S 1023 $42.74 Disposed 36 Direct
2021-06-01 Class A Common Stock S 36 $43.46 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-01 LLC Units of HSKB Funds, LLC $ C 5314 Disposed Class A Common Stock (5314.0) Direct
2021-06-01 LLC Units of ZoomInfo Holdings LLC $ C 5314 Acquired Class A Common Stock (5314.0) Direct
2021-06-01 LLC Units of ZoomInfo Holdings LLC $ C 1059 Disposed Class A Common Stock (1059.0) Direct

Footnotes

F1: On June 1, 2021, upon vesting limited liability company units of HSKB Funds, LLC ("HSKB Units") settled into limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"). A portion of these OpCo Units and shares of Class B Common Stock were exchanged for shares of the Issuer's Class A common stock ("Class A Common Stock") as described herein.

F2: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the securities reported herein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.37 to $43.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.42 to $43.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5: Each of these HSKB Units represents the economic value of one OpCo Unit. Upon vesting, each HSKB Unit settles into an OpCo Unit and a share of Class B Common Stock, which together may be exchanged for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B common stock have no economic value and have 10 votes per shares.

F6: Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions.

F7: Pursuant to the terms of the limited liability company agreement for OpCo, OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.