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ZoomInfo Technologies Inc. Director's Dealing 2021

Aug 11, 2021

31220_dirs_2021-08-11_8c0a2011-62f8-41e0-a0e2-baf16ab98059.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ZoomInfo Technologies Inc. (ZI)
CIK: 0001794515
Period of Report: 2021-08-09

Reporting Person: TA ASSOCIATES, L.P. (Director, 10% Owner)
Reporting Person: TA XI DO AIV, L.P. (Director, 10% Owner)
Reporting Person: TA SDF III DO AIV, L.P. (Director, 10% Owner)
Reporting Person: TA Atlantic & Pacific VII-A L.P. (Director, 10% Owner)
Reporting Person: TA INVESTORS IV, L.P. (Director, 10% Owner)
Reporting Person: TA SDF III DO AIV II, L.P. (Director, 10% Owner)
Reporting Person: TA XI DO AIV II, L.P. (Director, 10% Owner)
Reporting Person: TA AP VII-B DO Subsidiary Partnership, L.P. (Director, 10% Owner)
Reporting Person: TA SDF III DO Feeder, L.P. (Director, 10% Owner)
Reporting Person: TA XI DO Feeder, L.P. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-09 Class A Common Stock C 1944174 Acquired 1944174 Indirect
2021-08-09 Class A Common Stock C 50190 Acquired 50190 Indirect
2021-08-09 Class A Common Stock C 335757 Acquired 335757 Indirect
2021-08-09 Class A Common Stock C 72206 Acquired 72206 Indirect
2021-08-09 Class A Common Stock C 2398 Acquired 2398 Indirect
2021-08-09 Class A Common Stock C 127138 Acquired 127138 Indirect
2021-08-09 Class A Common Stock C 114065 Acquired 114065 Indirect
2021-08-09 Class A Common Stock C 9591 Acquired 9591 Indirect
2021-08-09 Class A Common Stock C 508554 Acquired 508554 Indirect
2021-08-09 Class A Common Stock C 456260 Acquired 456260 Indirect
2021-08-09 Class A Common Stock S 1944174 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 50190 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 335757 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 72206 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 2398 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 127138 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 114065 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 9591 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 508554 $61.096 Disposed 0 Indirect
2021-08-09 Class A Common Stock S 456260 $61.096 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-09 Units of ZoomInfo Holdings LLC $ C 1944174 Disposed Class A Common Stock (1944174) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 50190 Disposed Class A Common Stock (50190) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 335757 Disposed Class A Common Stock (335757) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 72206 Disposed Class A Common Stock (72206) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 2398 Disposed Class A Common Stock (2398) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 127138 Disposed Class A Common Stock (127138) Indirect
2021-08-09 Units of ZoomInfo Holdings LLC $ C 114065 Disposed Class A Common Stock (114065) Indirect
2021-08-09 Class C Common Stock $ C 9591 Disposed Class A Common Stock (9591) Indirect
2021-08-09 Class C Common Stock $ C 508554 Disposed Class A Common Stock (508554) Indirect
2021-08-09 Class C Common Stock $ C 456260 Disposed Class A Common Stock (456260) Indirect

Footnotes

F1: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

F2: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").

F3: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any.

F4: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").

F5: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").

F6: Securities are held by TA Investors IV, L.P. ("Investors IV").

F7: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").

F8: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").

F9: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").

F10: Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F11: Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").

F12: Securities are held by TA XI DO Feeder, L.P ("XI DO").

F13: Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").

F14: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020.

F15: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $59.93 to $62.50. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

F16: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.

F17: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.