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ZoomInfo Technologies Inc. — Director's Dealing 2021
Aug 14, 2021
31220_dirs_2021-08-13_7ad51bdb-c30e-432a-9b8b-8de71ef2835e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZoomInfo Technologies Inc. (ZI)
CIK: 0001794515
Period of Report: 2021-08-11
Reporting Person: Brown Kirk Norman (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-11 | Class A Common Stock | C | 2040033 | — | Acquired | 2040033 | Indirect |
| 2021-08-11 | Class A Common Stock | S | 2040033 | $62 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-11 | LLC Units of ZoomInfo Holdings LLC | $ | C | 2040033 | Disposed | Class A Common Stock (2040033) | Indirect |
Footnotes
F1: DO Holdings (WA), LLC ("DO Holdings") is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person.
F2: Reflects securities held directly by DO Holdings.
F3: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.
F4: These sales were effected pursuant to an underwritten secondary offering that closed on August 11, 2021.
F5: Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4.