Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ZoomInfo Technologies Inc. Director's Dealing 2020

Dec 8, 2020

31220_dirs_2020-12-08_e07758fb-bb7e-4df3-8432-d903a566c4fe.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ZoomInfo Technologies Inc. (ZI)
CIK: 0001794515
Period of Report: 2020-12-04

Reporting Person: Crockett Todd (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-04 Class A Common Stock C 3683563 Acquired 3683563 Indirect
2020-12-04 Class A Common Stock C 95092 Acquired 95092 Indirect
2020-12-04 Class A Common Stock C 636148 Acquired 636148 Indirect
2020-12-04 Class A Common Stock C 136806 Acquired 136806 Indirect
2020-12-04 Class A Common Stock C 4543 Acquired 4543 Indirect
2020-12-04 Class A Common Stock C 240886 Acquired 240886 Indirect
2020-12-04 Class A Common Stock C 216115 Acquired 216115 Indirect
2020-12-04 Class A Common Stock C 18170 Acquired 18170 Indirect
2020-12-04 Class A Common Stock C 963542 Acquired 963542 Indirect
2020-12-04 Class A Common Stock C 864462 Acquired 864462 Indirect
2020-12-04 Class A Common Stock S 3683563 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 95092 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 636148 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 136806 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 4543 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 240886 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 216115 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 18170 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 963542 $43.875 Disposed 0 Indirect
2020-12-04 Class A Common Stock S 864462 $43.875 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-04 Units of ZoomInfo Holdings LLC $ C 3683563 Disposed Class A Common Stock (3683563) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 95092 Disposed Class A Common Stock (95092) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 636148 Disposed Class A Common Stock (636148) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 136806 Disposed Class A Common Stock (136806) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 4543 Disposed Class A Common Stock (4543) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 240886 Disposed Class A Common Stock (240886) Indirect
2020-12-04 Units of ZoomInfo Holdings LLC $ C 216115 Disposed Class A Common Stock (216115) Indirect
2020-12-04 Class C Common Stock $ C 18170 Disposed Class A Common Stock (18170) Indirect
2020-12-04 Class C Common Stock $ C 963542 Disposed Class A Common Stock (963542) Indirect
2020-12-04 Class C Common Stock $ C 864462 Disposed Class A Common Stock (864462) Indirect

Footnotes

F1: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

F2: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").

F3: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").

F4: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").

F5: Securities are held by TA Investors IV, L.P. ("Investors IV").

F6: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").

F7: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").

F8: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").

F9: Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F10: Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").

F11: Securities are held by TA XI DO Feeder, L.P ("XI DO").

F12: Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").

F13: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

F14: Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.

F15: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.