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ZIPRECRUITER, INC. — Director's Dealing 2021
Jul 1, 2021
32968_dirs_2021-06-30_dc18371c-9253-4e9b-9994-19fcc2252d54.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZIPRECRUITER, INC. (ZIP)
CIK: 0001617553
Period of Report: 2021-06-28
Reporting Person: TRAVERS DAVID (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Class A Common Stock | C | 38719 | $0.00 | Acquired | 916987 | Direct |
| 2021-06-28 | Class A Common Stock | S | 19411 | $23.19 | Disposed | 897576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Restricted Stock Units | $ | M | 20313 | Disposed | 2026-02-13 | Class B Common Stock (20313) | Direct |
| 2021-06-28 | Restricted Stock Units | $ | M | 6781 | Disposed | 2027-02-27 | Class B Common Stock (6781) | Direct |
| 2021-06-28 | Restricted Stock Units | $ | M | 11625 | Disposed | 2031-03-23 | Class B Common Stock (11625) | Direct |
| 2021-06-28 | Class B Common Stock | $ | M | 38719 | Acquired | Class A Common Stock (38719) | Direct | |
| 2021-06-28 | Class B Common Stock | $ | C | 38719 | Disposed | Class A Common Stock (38719) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 189892 | Indirect |
| Class A Common Stock | 16853 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
F4: Represents shares held by Basepoint Ventures Opportunity I, LLC, of which the Reporting Person is a managing partner.
F5: Represents shares held by Basepoint Ventures Opportunity II, LLC, of which the Reporting Person is a managing partner.
F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement.
F7: The RSUs vested as to 25% of the total shares on April 1, 2020, and then 6.25% of the total shares vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F8: The RSUs vested as to 25% of the total shares on January 1, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F9: The RSUs vest as of 1/16 of the total shares quarterly beginning on January 1, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.