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Zevia PBC — Director's Dealing 2023
Mar 22, 2023
33787_dirs_2023-03-22_d72820f6-4d1e-424c-bf64-69c975d827f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zevia PBC (ZVIA)
CIK: 0001854139
Period of Report: 2023-03-17
Reporting Person: Taylor Amy (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-17 | Class A Common Stock | A | 219512 | $0.00 | Acquired | 397085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-17 | Stock Option (Right to Buy) | $3.00 | A | 365854 | Acquired | 2033-03-17 | Class A Common Stock (365854) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5500 | Indirect |
Footnotes
F1: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.
F2: Includes 363,751 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 66,666 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 77,573 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,512 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.
F3: Represents shares held by Reporting Person's spouse.
F4: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.