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Zevia PBC — Director's Dealing 2023
Aug 24, 2023
33787_dirs_2023-08-24_dae14c33-b51d-4196-b7b6-bcbafd4c3151.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zevia PBC (ZVIA)
CIK: 0001854139
Period of Report: 2023-08-14
Reporting Person: Neubauer Florence (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 35250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.60 | 2032-10-06 | Class A Common Stock (16502) | Direct | |
| Stock Option (Right to Buy) | $3.00 | 2033-03-17 | Class A Common Stock (40650) | Direct |
Footnotes
F1: Includes 35,250 restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 10,870 RSUs begin vesting in 1/4 increments on each anniversary of October 6, 2023 and are settled within 30 days following each vesting date. 24,380 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2024 and are settled within 30 days following each vesting date.
F2: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of October 6, 2023.
F3: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2024.