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Zevia PBC — Director's Dealing 2021
Sep 22, 2021
33787_dirs_2021-09-22_cc0211d1-1e2a-40f7-a12f-71d3acc0a117.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zevia PBC (ZVIA)
CIK: 0001854139
Period of Report: 2021-07-21
Reporting Person: NORTHWOOD VENTURES LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 4891652 | Direct |
| Class B Common Stock | 863232 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (4891652) | Direct | ||
| Class B Units | $ | Class A Common Stock (863232) | Direct |
Footnotes
F1: This Form 3 is filed jointly by Northwood Ventures LLC ("Ventures") and Northwood Capital Partners LLC ("CP"). Ventures and CP may be deemed to be members of a "group".
F2: Information for Ventures.
F3: Information for CP.
F4: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer, or, at the Issuer's election, cash. Upon exchange of a Class B Unit (or redemption for cash), the corresponding share of Class B Common Stock will be automatically cancelled.