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Zai Lab Ltd — Director's Dealing 2021
Jan 4, 2021
31208_dirs_2021-01-04_848824ea-d051-4228-96ad-0720b13eac0a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2021-01-01
Reporting Person: Du Ying (Director, Chairwoman & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1024653 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.60 | 2025-10-22 | Ordinary Shares (1555832) | Direct | |
| Stock Option (Right to Buy) | $1.20 | 2026-03-09 | Ordinary Shares (604376) | Direct | |
| Stock Option (Right to Buy) | $1.74 | 2026-08-25 | Ordinary Shares (922184) | Direct | |
| Stock Option (Right to Buy) | $20.90 | 2028-03-28 | Ordinary Shares (350000) | Direct | |
| Stock Option (Right to Buy) | $38.93 | 2029-03-08 | Ordinary Shares (300000) | Direct | |
| Stock Option (Right to Buy) | $44.94 | 2030-03-12 | Ordinary Shares (250000) | Direct |
Footnotes
F1: The option was fully vested as of 10/22/2020. The number in Column 3 represents the options that remain outstanding from the grant of 1,739,166 shares.
F2: The option vests in equal annual installments over five years beginning on 03/09/2017, the first anniversary of the date of grant.
F3: The option vests in equal annual installments over five years beginning on 08/25/2017, the first anniversary of the date of grant.
F4: The option vests in equal annual installments over five years beginning on 03/28/2019, the first anniversary of the date of grant.
F5: The option vests in equal annual installments over five years beginning on 03/08/2020, the first anniversary of the date of grant.
F6: The option vests in equal annual installments over five years beginning on 03/12/2021, the first anniversary of the date of grant.