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Zai Lab Ltd — Director's Dealing 2021
Jul 3, 2021
31208_dirs_2021-07-02_7fac414b-023f-480f-924b-30d6f8251c7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2021-07-01
Reporting Person: Du Ying (Director, Chairwoman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Ordinary Shares | M | 111111 | $0.60 | Acquired | 1119764 | Direct |
| 2021-07-01 | Ordinary Shares | S | 41277 | $174.05 | Disposed | 1078487 | Direct |
| 2021-07-01 | Ordinary Shares | S | 6670 | $175.16 | Disposed | 1071817 | Direct |
| 2021-07-01 | Ordinary Shares | S | 4411 | $176.04 | Disposed | 1067406 | Direct |
| 2021-07-01 | Ordinary Shares | S | 8758 | $177.14 | Disposed | 1058648 | Direct |
| 2021-07-01 | Ordinary Shares | S | 21877 | $178.22 | Disposed | 1036771 | Direct |
| 2021-07-01 | Ordinary Shares | S | 865 | $178.83 | Disposed | 1035906 | Direct |
| 2021-07-02 | Ordinary Shares | S | 14394 | $174.97 | Disposed | 1021512 | Direct |
| 2021-07-02 | Ordinary Shares | S | 11849 | $175.55 | Disposed | 1009663 | Direct |
| 2021-07-02 | Ordinary Shares | S | 527 | $176.76 | Disposed | 1009136 | Direct |
| 2021-07-02 | Ordinary Shares | S | 483 | $177.84 | Disposed | 1008653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-01 | Stock Options (Right to Buy) | $0.60 | M | 111111 | Acquired | 2025-10-22 | Ordinary Shares (111111) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a sales plan adopted by the Reporting Person, dated March 3, 2021, expires December 31, 2021 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: Reflects a weighted average sale price of $174.05 per share, at prices ranging from $173.68 to $174.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects a weighted average sale price of $175.16 per share, at prices ranging from $174.70 to $175.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects a weighted average sale price of $176.04 per share, at prices ranging from $175.70 to $176.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects a weighted average sale price of $177.14 per share, at prices ranging from $176.76 to $177.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Reflects a weighted average sale price of $178.22 per share, at prices ranging from $177.79 to $178.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: Reflects a weighted average sale price of $178.83 per share, at prices ranging from $178.80 to $178.89 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: Reflects a weighted average sale price of $174.97 per share, at prices ranging from $174.36 to $175.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: Reflects a weighted average sale price of $175.55 per share, at prices ranging from $175.36 to $176.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10: Reflects a weighted average sale price of $176.76 per share, at prices ranging from $176.40 to $177.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11: Reflects a weighted average sale price of $177.84 per share, at prices ranging from $177.74 to $178.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F12: The Stock Options fully vested as of October 22, 2020.