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Zai Lab Ltd — Director's Dealing 2021
Jul 16, 2021
31208_dirs_2021-07-15_058750be-bb00-4dc2-a21c-b983c9bbc5d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2021-07-13
Reporting Person: Reinhart Harald (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-13 | Ordinary Shares | M | 8000 | $18.00 | Acquired | 8000 | Direct |
| 2021-07-13 | Ordinary Shares | S | 8000 | $169.92 | Disposed | 0 | Direct |
| 2021-07-14 | Ordinary Shares | M | 4000 | $18.00 | Acquired | 4000 | Direct |
| 2021-07-14 | Ordinary Shares | S | 4000 | $169.11 | Disposed | 0 | Direct |
| 2021-07-14 | Ordinary Shares | M | 4000 | $17.99 | Acquired | 4000 | Direct |
| 2021-07-14 | Ordinary Shares | S | 4000 | $169.11 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-13 | Stock Options (Right to Buy) | $18.00 | M | 8000 | Disposed | 2027-09-20 | Ordinary Shares (8000) | Direct |
| 2021-07-14 | Stock Options (Right to Buy) | $18.00 | M | 4000 | Disposed | 2027-09-20 | Ordinary Shares (4000) | Direct |
| 2021-07-14 | Stock Options (Right to Buy) | $17.99 | M | 4000 | Disposed | 2028-11-16 | Ordinary Shares (4000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a sales plan adopted by the Reporting Person, dated March 17, 2021, expires August 30, 2021 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The options vest in equal annual installments over five years beginning on 09/20/2018, the first anniversary of the date of grant.
F3: The options vest in equal annual installments over five years beginning on 11/16/2019, the first anniversary of the date of grant.
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