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Zai Lab Ltd — Director's Dealing 2021
Sep 9, 2021
31208_dirs_2021-09-08_6a38e83a-a632-40d2-bc61-43db12823051.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2021-09-07
Reporting Person: Reinhart Harald (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Ordinary Shares | M | 10000 | $3.00 | Acquired | 10000 | Direct |
| 2021-09-07 | Ordinary Shares | S | 100 | $143.00 | Disposed | 9900 | Direct |
| 2021-09-07 | Ordinary Shares | S | 200 | $146.98 | Disposed | 9700 | Direct |
| 2021-09-07 | Ordinary Shares | S | 300 | $148.69 | Disposed | 9400 | Direct |
| 2021-09-07 | Ordinary Shares | S | 2000 | $150.41 | Disposed | 7400 | Direct |
| 2021-09-07 | Ordinary Shares | S | 6600 | $151.28 | Disposed | 800 | Direct |
| 2021-09-07 | Ordinary Shares | S | 800 | $152.11 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Stock Options (Right to Buy) | $3.00 | M | 10000 | Disposed | 2027-05-12 | Ordinary Shares (10000) | Direct |
Footnotes
F1: The reported transaction was effected pursuant to a sales plan adopted by the Reporting Person, dated June 2, 2021, expires December 31, 2021 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: Reflects a weighted average sale price of $146.98 per share, at prices ranging from $146.66 to $147.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects a weighted average sale price of $148.69 per share, at prices ranging from $148.23 to $148.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects a weighted average sale price of $150.41 per share, at prices ranging from $149.80 to $150.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects a weighted average sale price of $151.28 per share, at prices ranging from $150.84 to $151.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Reflects a weighted average sale price of $152.11 per share, at prices ranging from $151.85 to $152.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: The options vest in equal annual installments over four years beginning on 5/12/2018, the first anniversary of the date of grant.